Investment advisers
44,512 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4951 | Archon Partners Llc CRD 155756 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 1 | 1 | 4 | 03/13/2026 | ☆ | |
| 4952 | Henry H. Armstrong Associates, Inc. CRD 105510 | Pittsburgh, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 141 | 530 | 5 | 03/31/2026 | ☆ |
| 4953 | Sc&H Financial Advisors, Inc. CRD 120666 | Hunt Valley, MD | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 676 | 2,057 | 24 | 02/12/2026 | ☆ |
| 4954 | Hengehold Capital Management Llc CRD 107700 | Cincinnati, OH | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 850 | 2,964 | 11 | 03/02/2026 | ☆ |
| 4955 | Architect Capital Corp. CRD 315010 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 22 | 22 | 15 | 05/11/2026 | ☆ |
| 4956 | Platform Technology Partners Llc CRD 305602 | Locust Valley, NY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 887 | 2,257 | 12 | 03/31/2026 | ☆ |
| 4957 | Legacy Edge Advisors, Llc CRD 328064 | Syosset, NY | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 532 | 532 | 18 | 04/16/2026 | ☆ |
| 4958 | Prudent Management Associates CRD 16691 | Philadelphia, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 231 | 601 | 13 | 03/27/2026 | ☆ |
| 4959 | Vision Capital Management, Inc. CRD 107793 | Portland, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,800 | 1,800 | 13 | 05/15/2026 | ☆ |
| 4960 | Centre Partners Management Llc CRD 109534 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 32 | 32 | 23 | 03/31/2026 | ☆ |
| 4961 | Berkshire Money Management, Inc. CRD 124873 | Dalton, MA | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 903 | 2,362 | 22 | 03/11/2026 | ☆ |
| 4962 | Qtron Investments Llc CRD 285608 | Boston, MA | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 8 | 8 | 7 | 03/31/2026 | ☆ |
| 4963 | Harvey Partners, Llc CRD 160681 | Tarrytown, NY | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.2B | 16 | 16 | 5 | 03/25/2026 | ☆ |
| 4964 | Composition Capital Lp CRD 332182 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 6 | 9 | 03/27/2026 | ☆ |
| 4965 | Slater Investments Limited CRD 327135 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 13 | 19 | 02/04/2026 | ☆ |
| 4966 | Anda Asset Management Co., Ltd. CRD 165123 | Seoul | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 74 | 74 | 32 | 06/25/2026 | ☆ |
| 4967 | N CRD 126826 | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 310 | 1,433 | 6 | 10/09/2025 | ☆ | |
| 4968 | Pcim Realty Advisors, Llc CRD 313281 | Addison, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 19 | 03/31/2026 | ☆ |
| 4969 | Decisionpoint Financial, Llc CRD 296988 | Mesa, AZ | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 691 | 1,853 | 18 | 03/31/2026 | ☆ |
| 4970 | Prelude Growth Partners Management Company, Llc CRD 293249 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 12 | 03/31/2026 | ☆ |
| 4971 | Premier Path Wealth Partners, Llc CRD 325300 | Madison, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 463 | 1,965 | 8 | 05/15/2026 | ☆ |
| 4972 | Sage Trading Collective, Llc CRD 337481 | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 4,518 | 4,518 | 4 | 07/15/2026 | ☆ | |
| 4973 | Parkway Wealth Management Group, Llc CRD 333971 | Plano, TX | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 1,342 | 4,399 | 27 | 03/05/2026 | ☆ |
| 4974 | Mountain Point Credit Management Llc CRD 330615 | Greenwich, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 4 | 19 | 07/14/2026 | ☆ |
| 4975 | Fourthstone Llc CRD 169067 | St. Louis, MO | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 5 | 5 | 12 | 03/30/2026 | ☆ |
| 4976 | N CRD 158872 | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.2B | 470 | 470 | 10 | 03/02/2026 | ☆ | |
| 4977 | Riordan, Lewis & Haden, Inc CRD 157138 | Los Angeles, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 8 | 8 | 17 | 06/11/2026 | ☆ |
| 4978 | Element Pointe Advisors, Llc CRD 282750 | Miami, FL | Multi-Family Office · Mid-sized ($1B–$10B) | $1.2B | 54 | 412 | 11 | 07/30/2026 | ☆ |
| 4979 | Water Island Capital,Llc CRD 113358 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 7 | 7 | 26 | 03/30/2026 | ☆ |
| 4980 | Sanford C. Bernstein & Co., Llc CRD 104474 | Nashville, TN | Broker-Dealer (Dually Registered) · Mid-sized ($1B–$10B) | $1.2B | 112 | 139 | 0 | 03/30/2026 | ☆ |
| 4981 | Icapital Registered Fund Adviser Llc CRD 310587 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 1 | 1 | 162 | 04/13/2026 | ☆ |
| 4982 | Palmer Square Bdc Advisor Llc CRD 306742 | Mission Woods, KS | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 1 | 1 | 76 | 03/31/2026 | ☆ |
| 4983 | Cabot Wealth Management CRD 107327 | Beverly, MA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 650 | 1,815 | 16 | 06/25/2026 | ☆ |
| 4984 | Parthenon Llc CRD 107794 | Louisville, KY | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 243 | 461 | 7 | 01/21/2026 | ☆ |
| 4985 | Wynkoop Llc CRD 150018 | Greenwood Village, CO | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.2B | 9 | 9 | 7 | 06/17/2026 | ☆ |
| 4986 | Investment Advisory Group, Llc CRD 109445 | Sarasota, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 1,542 | 3,581 | 10 | 02/05/2026 | ☆ |
| 4987 | Soa Wealth Advisors, Llc CRD 310448 | New York, NY | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.2B | 891 | 3,504 | 20 | 03/30/2026 | ☆ |
| 4988 | Snapdragon Capital Partners Llc CRD 297989 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 8 | 8 | 3 | 03/31/2026 | ☆ | |
| 4989 | De Groote Financial Group, Llc CRD 168178 | Thousand Oaks, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 377 | 2,346 | 9 | 05/27/2026 | ☆ |
| 4990 | Wiss Private Client Advisors, Llc CRD 286319 | Florham Park, NJ | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 186 | 753 | 12 | 03/23/2026 | ☆ |
| 4991 | Old Ironsides Energy, Llc CRD 168670 | Waltham, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 10 | 10 | 13 | 04/14/2026 | ☆ |
| 4992 | Hauser Retirement Solutions 2 Llc CRD 299959 | Cincinnati, OH | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.2B | 76 | 76 | 5 | 04/21/2026 | ☆ |
| 4993 | Fielder Capital Group Llc CRD 156737 | Nashville, TN | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 131 | 639 | 11 | 03/30/2026 | ☆ |
| 4994 | Regents Gate Capital Llp CRD 331810 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 6 | 13 | 03/17/2026 | ☆ |
| 4995 | Hudson Cove Capital Management Llc CRD 283128 | Jersey City, NJ | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 4 | 5 | 12 | 03/27/2026 | ☆ |
| 4996 | Folger Nolan Fleming Douglas Capital Management, Inc. CRD 140444 | Washington, DC | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 488 | 488 | 9 | 04/02/2026 | ☆ |
| 4997 | James Investment Research Inc CRD 110433 | Xenia, OH | Investment Adviser · Mid-sized ($1B–$10B) | $1.2B | 431 | 692 | 15 | 05/18/2026 | ☆ |
| 4998 | Hamilton Point Investment Advisors, Llc CRD 144534 | Chapel Hill, NC | Wealth Manager · Mid-sized ($1B–$10B) | $1.2B | 266 | 885 | 12 | 03/18/2026 | ☆ |
| 4999 | Hg Capital Management, Llc CRD 163613 | Nashville, TN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 6 | 6 | 14 | 03/25/2026 | ☆ |
| 5000 | N CRD 16686 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.2B | 117 | 4 | 1,275 | 09/09/2025 | ☆ |