Harvey Partners, Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 16
- Avg AUM / client
- $76.7M
- Accounts
- 16
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 8 | $10.3M | 0.84% |
| Pooled investment vehicles (non-investment companies) | 2 | $143M | 11.7% |
| Pension and profit sharing plans | 6 | $1.1B | 87.5% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $173M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Harvey Smidcap Fund, Lp | Hedge Fund | Delaware | $79.5M | 35 |
| Harvey Master Fund, Lp master | Hedge Fund | Cayman Islands | $53.1M | 3 |
| Harvey Qp, Lp feeder | Hedge Fund | Delaware | $33.8M | 18 |
| Harvey Smidcap Offshore Fund, Ltd. feeder | Hedge Fund | Cayman Islands | $6.5M | 4 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Memorial Hermann Pension Plan Memorial Hermann Health System | Houston, TX | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Moskowitz, Jeffrey, Craig | Managing Member | Jan 2006 (21y) | 50% – 75% | |
| Schwartz, James, Allen | Managing Member | Jan 2006 (21y) | 50% – 75% | |
| Cimini, Anthony, Felix | Chief Compliance Officer And Chief Financial Officer | Jun 2012 (14y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $173M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Harvey Smidcap Fund, Lp | Hedge Fund | $79.5M | $1.0M | 35 |
| Harvey Master Fund, Lp | Hedge Fund | $53.1M | $0 | 3 |
| Harvey Qp, Lp | Hedge Fund | $33.8M | $1.0M | 18 |
| Harvey Smidcap Offshore Fund, Ltd. | Hedge Fund | $6.5M | $1.0M | 4 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Memorial Hermann Pension Plan | Memorial Hermann Health System | 5,208 | $650M | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 1.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $1.1B (87% of AUM) Mar 2026
- State Street $817M (81% of AUM) Mar 2025
- Morgan Stanley $82.0M (50% of AUM) Mar 2021
- BNY Mellon $41.4M (14% of AUM) Oct 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗