Three Seasons Wealth
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 390
- Avg AUM / client
- $3.2M
- Accounts
- 879
- Employees
- 14
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 10, 2026
Investments (13F portfolio — 187 positions, $262,015,677)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Proshares Tr | SHORT S&P 500 NE | $20,507,310 | 540,662 | 7.83% | 1.66% |
| 2 | Spdr Gold Tr | GOLD SHS | $10,991,758 | 25,545 | 4.2% | 0.89% |
| 3 | Spdr Series Trust | STATE STREET SPD | $7,833,937 | 85,486 | 2.99% | 0.63% |
| 4 | Goldman Sachs Etf Tr | ULTRA SHORT BOND | $7,461,433 | 147,605 | 2.85% | 0.6% |
| 5 | J P Morgan Exchange Traded F | ULTRA SHRT ETF | $7,263,446 | 143,518 | 2.77% | 0.59% |
| 6 | Amazon Com Inc | COM | $5,334,420 | 25,613 | 2.04% | 0.43% |
| 7 | Innovator Etfs Trust | US EQTY PWR BUF | $5,172,222 | 126,584 | 1.97% | 0.42% |
| 8 | Ishares Tr | U.S. BAS MTL ETF | $5,104,671 | 29,017 | 1.95% | 0.41% |
| 9 | Lam Research Corp | COM NEW | $5,070,186 | 23,704 | 1.94% | 0.41% |
| 10 | Ishares Tr | US TELECOM ETF | $5,018,883 | 127,642 | 1.92% | 0.41% |
| 11 | Proshares Tr | ULTRASHRT S&P500 | $4,983,808 | 66,230 | 1.9% | 0.4% |
| 12 | Ishares Tr | US INDUSTRIALS | $4,616,969 | 31,293 | 1.76% | 0.37% |
| 13 | Ishares Tr | CORE S&P500 ETF | $4,426,151 | 6,776 | 1.69% | 0.36% |
| 14 | Ishares Tr | U.S. ENERGY ETF | $4,190,230 | 64,694 | 1.6% | 0.34% |
| 15 | Nvidia Corporation | COM | $3,967,824 | 22,750 | 1.51% | 0.32% |
| 16 | Invesco Qqq Tr | UNIT SER 1 | $3,889,616 | 6,739 | 1.48% | 0.32% |
| 17 | Alphabet Inc | CAP STK CL C | $3,585,750 | 12,500 | 1.37% | 0.29% |
| 18 | Ishares Tr | RUSSELL 2000 ETF | $3,546,648 | 14,301 | 1.35% | 0.29% |
| 19 | Ishares Tr | SP SMCP600VL ETF | $3,478,995 | 29,371 | 1.33% | 0.28% |
| 20 | Warner Bros Discovery Inc | COM SER A | $3,441,672 | 125,334 | 1.31% | 0.28% |
| 21 | Apple Inc | COM | $3,417,215 | 13,465 | 1.3% | 0.28% |
| 22 | Microsoft Corp | COM | $3,161,622 | 8,541 | 1.21% | 0.26% |
| 23 | Micron Technology Inc | COM | $3,061,174 | 9,057 | 1.17% | 0.25% |
| 24 | Seagate Technology Hldngs Pl | ORD SHS | $3,030,461 | 7,721 | 1.16% | 0.25% |
| 25 | Albemarle Corp | COM | $2,730,996 | 15,178 | 1.04% | 0.22% |
Top 25 of 187 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 235 | $53.2M | 4.31% |
| High net worth individuals | 137 | $1.2B | 95.0% |
| Pension and profit sharing plans | Fewer than 5 clients | $509K | 0.04% |
| Charitable organizations | Fewer than 5 clients | $996K | 0.08% |
| Corporations and other businesses | 18 | $6.5M | 0.52% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Tory Vaughn Parke | Member/Chief Compliance Officer | Apr 2023 (3y) | 75% or more | |
| Dustin Michael Gordon | Registered representative | Jul 2023 (3y) | ||
| Jaycee Don Carroll | Registered representative | Jul 2023 (3y) | ||
| Daniel Kent De Mille | Registered representative | Jun 2024 (2y) | ||
| Kyle D Glover | Registered representative | CFP | Sep 2024 (2y) | |
| Theresa Marie Sommerdyke | Registered representative | Apr 2025 (1y) | ||
| Wendell Drew Hill | Registered representative | Dec 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $983M (80% of AUM) Mar 2026
- Wells Fargo $251M (20% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗