Slater Investments Limited
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 6
- Avg AUM / client
- $204M
- Accounts
- 13
- Employees
- 19
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $40.0M | 3.26% |
| Pooled investment vehicles (non-investment companies) | 6 | $922M | 75.1% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.6M | 0.37% |
| Charitable organizations | Fewer than 5 clients | $260M | 21.2% |
| Corporations and other businesses | Fewer than 5 clients | $381K | 0.03% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Baber, Ralph, Peter | Chief Compliance Officer | Nov 1993 (33y) | 5% – 10% | |
| Slater, Mark, William | Member | Feb 2002 (25y) | ≈ 56.25% – 100% via Northglen Investments Ltd |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Northglen Investments Ltd | Private Limited Company | Jun 2001 | A | 75% or more |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Slater, Mark, William: 75% – 100% of Northglen Investments Ltd × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗