Sc&H Financial Advisors, Inc.
SEC-registered
Insurance-Affiliated · Mid-sized ($1B–$10B)
CRD 120666
· SEC file 801-69985
· Hunt Valley, MD
· www.linkedin.com
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ADV data as of Feb 12, 2026
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 676
- Avg AUM / client
- $1.8M
- Accounts
- 2,057
- Employees
- 24
AUM over time
$104M
$1.2B
Feb 23, 2012
Feb 12, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 12, 2026
Investments (13F portfolio — 155 positions, $663,226,997)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | US CORE EQUITY 2 | $84,874,011 | 2,184,097 | 12.8% | 6.89% |
| 2 | American Centy Etf Tr | US EQT ETF | $70,687,314 | 635,792 | 10.7% | 5.74% |
| 3 | Dimensional Etf Trust | US CORE EQT MKT | $39,401,400 | 873,258 | 5.94% | 3.2% |
| 4 | Dimensional Etf Trust | INTL CORE EQT MK | $36,317,439 | 932,172 | 5.48% | 2.95% |
| 5 | Dimensional Etf Trust | INTL CORE EQUITY | $34,243,808 | 963,800 | 5.16% | 2.78% |
| 6 | Dimensional Etf Trust | US EQUITY MARKET | $32,204,845 | 454,165 | 4.86% | 2.62% |
| 7 | Dimensional Etf Trust | ULTRASHORT FIXED | $30,798,605 | 607,348 | 4.64% | 2.5% |
| 8 | Dimensional Etf Trust | US CORE EQUITY 1 | $30,556,247 | 423,921 | 4.61% | 2.48% |
| 9 | American Centy Etf Tr | INTL EQT ETF | $28,057,687 | 330,713 | 4.23% | 2.28% |
| 10 | American Centy Etf Tr | AVANTIS EMGMKT | $25,796,380 | 320,134 | 3.89% | 2.1% |
| 11 | Dimensional Etf Trust | SHORT DURATION F | $23,182,834 | 484,186 | 3.5% | 1.88% |
| 12 | Dimensional Etf Trust | EMGR CRE EQT MNG | $14,263,977 | 421,263 | 2.15% | 1.16% |
| 13 | Ishares Tr | CORE S&P500 ETF | $10,548,892 | 16,149 | 1.59% | 0.86% |
| 14 | Ishares Tr | CORE MSCI EAFE | $10,526,580 | 116,277 | 1.59% | 0.86% |
| 15 | Apple Inc | COM | $10,208,407 | 40,224 | 1.54% | 0.83% |
| 16 | Vanguard Index Fds | LARGE CAP ETF | $9,830,468 | 32,894 | 1.48% | 0.8% |
| 17 | Dimensional Etf Trust | CORE FIXED INCOM | $9,608,309 | 227,577 | 1.45% | 0.78% |
| 18 | Dimensional Etf Trust | EMERGING MKTS CO | $8,605,195 | 249,065 | 1.3% | 0.7% |
| 19 | Dimensional Etf Trust | WORLD EX US CORE | $7,616,266 | 224,206 | 1.15% | 0.62% |
| 20 | Microsoft Corp | COM | $5,804,144 | 15,680 | 0.88% | 0.47% |
| 21 | Dimensional Etf Trust | US TARGETED VLU | $4,658,237 | 74,591 | 0.7% | 0.38% |
| 22 | American Centy Etf Tr | US SML CP VALU | $4,484,136 | 40,591 | 0.68% | 0.36% |
| 23 | Vanguard Index Fds | TOTAL STK MKT | $4,196,434 | 13,081 | 0.63% | 0.34% |
| 24 | Dimensional Etf Trust | US SMALL CAP ETF | $4,090,490 | 57,507 | 0.62% | 0.33% |
| 25 | State Str Spdr S&P 500 Etf T | TR UNIT | $4,024,336 | 6,188 | 0.61% | 0.33% |
Top 25 of 155 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 420 | $232M | 18.9% |
| High net worth individuals | 248 | $981M | 79.7% |
| Pension and profit sharing plans | 6 | $16.7M | 1.36% |
| Corporations and other businesses | 2 | $1.1M | 0.09% |
People (22)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Robin Kay Patalon | Secretary, Treasurer, Director | CFP | Nov 2002 (24y) | Less than 5% |
| Horning, Gregory, Scott | Vice President (1/2021), Director | Jan 2007 (20y) | Less than 5% | |
| Caitlin Patricia Winter Garner | Chief Compliance Officer | Feb 2014 (12y) | Less than 5% | |
| Ryan Benjamin Frank | Director | Jul 2016 (10y) | Less than 5% | |
| Andrew Lewis Hollingsworth Thompson | President (1/2021) Director | CFP | Jun 2017 (9y) | Less than 5% |
| Jaewon Lee | Registered representative | CFP | Sep 2016 (10y) | |
| Kellie Renee Walter | Registered representative | Feb 2018 (8y) | ||
| Jerrin Matthew Toomey | Registered representative | CFP | Mar 2018 (8y) | |
| Mark A Degroat | Registered representative | CFP Chartered Financial Consultant | Apr 2018 (8y) | |
| Angelo Joseph Romano | Registered representative | CFP | Mar 2020 (6y) | |
| Hope Erica Fribush | Registered representative | Feb 2021 (6y) | ||
| William Krueger | Registered representative | Sep 2021 (5y) | ||
| Judith Ellen Smith Brown | Registered representative | CFP | Jan 2022 (5y) | |
| Shane William Cavanaugh | Registered representative | CFP | Jan 2022 (5y) | |
| Blake William Walter | Registered representative | CFP | Jun 2022 (4y) | |
| Samuel Leonard Heroux | Registered representative | Aug 2022 (4y) | ||
| Nicholas Ryan Distefano | Registered representative | Jan 2023 (4y) | ||
| James Frederick Francis | Registered representative | Mar 2023 (3y) | ||
| Benjamin Hughes Tracy | Registered representative | CFP | Jul 2023 (3y) | |
| Brady Michael Organt | Registered representative | Apr 2025 (1y) | ||
| Andrew Vincent Polcari | Registered representative | Aug 2025 (1y) | ||
| Ryan Andrew Schoppert | Registered representative | Sep 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sc&H Group, Inc. | Shareholder | Jan 2007 | A | 75% or more |
| Sc&H Group, Inc. Employee Stock Ownership Plan | Shareholder | Jan 2007 | B | ≈ 56.25% – 100% via Sc&H Group, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sc&H Group, Inc. Employee Stock Ownership Plan: 75% – 100% of Sc&H Group, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/12/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- National Financial Services (Fidelity) $1.2B (98% of AUM) Feb 2026
- Fidelity Investments Institutional Services Company, Inc. $379M (100% of AUM) Jul 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 12, 2026.
View current Form ADV (SEC/IAPD) ↗