Investment advisers
44,499 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 4451 | Penwood Real Estate Investment Management, Llc CRD 130289 | West Hartford, CT | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 6 | 6 | 18 | 03/27/2026 | ☆ |
| 4452 | Serenus Wealth Advisors, Llc CRD 332034 | Santa Monica, CA | Multi-Family Office · Mid-sized ($1B–$10B) | $1.5B | 141 | 1,484 | 6 | 06/16/2026 | ☆ |
| 4453 | Hottinger & Co Limited CRD 316515 | London | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 234 | 637 | 24 | 03/31/2026 | ☆ |
| 4454 | Spring Lake Asset Management, Inc. CRD 283750 | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 4 | 4 | 10 | 03/20/2026 | ☆ | |
| 4455 | Hhm Wealth Advisors, Llc CRD 150843 | Chattanooga, TN | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,238 | 3,383 | 20 | 03/18/2026 | ☆ |
| 4456 | Reliant Investment Management, Llc CRD 111220 | Memphis, TN | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 282 | 557 | 12 | 03/27/2026 | ☆ |
| 4457 | Par Capital Management, Inc. CRD 156596 | Boston, MA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 12 | 03/12/2026 | ☆ |
| 4458 | Horan Wealth, Llc CRD 333974 | Cincinnati, OH | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 1,436 | 2,817 | 32 | 06/26/2026 | ☆ |
| 4459 | Community Investment Management Llc CRD 174204 | San Francisco, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 3 | 3 | 39 | 05/04/2026 | ☆ |
| 4460 | River Wealth Advisors Llc CRD 173767 | Camp Hill, PA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 900 | 2,589 | 20 | 06/16/2026 | ☆ |
| 4461 | Feg Private Investors, Llc CRD 156458 | Cincinnati, OH | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 7 | 7 | 24 | 03/20/2026 | ☆ |
| 4462 | Financial Counselors Inc CRD 106398 | Overland Park, KS | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 514 | 715 | 22 | 03/12/2026 | ☆ |
| 4463 | Vantage Infrastructure (Usa) Inc. CRD 157458 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 7 | 7 | 5 | 03/31/2026 | ☆ |
| 4464 | Cjm Wealth Advisers, Ltd. CRD 107750 | Falls Church, VA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 875 | 2,562 | 13 | 07/20/2026 | ☆ |
| 4465 | Cypress Point Wealth Management, Llc CRD 143771 | Dallas, TX | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 177 | 1,092 | 12 | 03/30/2026 | ☆ |
| 4466 | Dendur Capital Lp CRD 300823 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 4 | 5 | 9 | 03/19/2026 | ☆ |
| 4467 | Aerodigm Wealth Llc CRD 282312 | Lake Oswego, OR | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 256 | 819 | 9 | 07/15/2026 | ☆ |
| 4468 | Activest Wealth Management, Llc CRD 156150 | Aventura, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 530 | 1,767 | 22 | 04/20/2026 | ☆ |
| 4469 | Raven Credit Capital Management Llc CRD 331556 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 10 | 10 | 23 | 05/07/2026 | ☆ |
| 4470 | Twin Tree Management, Lp CRD 149548 | Dallas, TX | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 3 | 3 | 8 | 03/31/2026 | ☆ |
| 4471 | Martel Wealth Advisors, Llc CRD 296896 | Vancouver, WA | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 1,033 | 2,787 | 13 | 01/28/2026 | ☆ |
| 4472 | American Mortgage Investment Partners Management, Llc CRD 284231 | Seal Beach, CA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 7 | 7 | 47 | 06/24/2026 | ☆ |
| 4473 | Brooklands Fund Management Limited CRD 286221 | London | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 24 | 24 | 13 | 03/31/2026 | ☆ |
| 4474 | Forge Financial Services, Llc CRD 306480 | Edmond, OK | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 4,683 | 7,427 | 15 | 03/30/2026 | ☆ |
| 4475 | Columbia Pacific Advisors, Llc CRD 142725 | Seattle, WA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 24 | 12 | 61 | 07/14/2026 | ☆ |
| 4476 | Kkr Registered Advisor Llc CRD 309284 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.5B | 1 | 1 | 26 | 04/01/2026 | ☆ |
| 4477 | Redhawk Wealth Advisors, Inc. CRD 146616 | Minneapolis, MN | Insurance-Affiliated · Mid-sized ($1B–$10B) | $1.5B | 3,205 | 6,639 | 55 | 06/08/2026 | ☆ |
| 4478 | Mediqus Asset Advisors Inc CRD 107694 | Chicago, IL | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 831 | 1,596 | 11 | 03/24/2026 | ☆ |
| 4479 | Tema Etfs Llc CRD 332224 | New York, NY | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.5B | 9 | 9 | 18 | 03/26/2026 | ☆ |
| 4480 | Shade Tree Advisors Llc CRD 289905 | Saratoga Springs, NY | Multi-Family Office · Mid-sized ($1B–$10B) | $1.5B | 34 | 152 | 66 | 03/30/2026 | ☆ |
| 4481 | Electra Capital Advisors, Llc CRD 318664 | Conshohocken, PA | Private Fund Manager · Mid-sized ($1B–$10B) | $1.5B | 4 | 4 | 11 | 03/24/2026 | ☆ |
| 4482 | Alpine Private Capital, Llc CRD 286072 | Saint Louis, MO | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 295 | 295 | 20 | 03/24/2026 | ☆ |
| 4483 | Icapital, Llc CRD 122816 | Boston, MA | Institutional / Pension Advisor · Mid-sized ($1B–$10B) | $1.5B | 220 | 528 | 9 | 03/30/2026 | ☆ |
| 4484 | N CRD 109941 | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 956 | 2,180 | 20 | 02/20/2025 | ☆ | |
| 4485 | N CRD 300003 | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 657 | 2,252 | 17 | 03/26/2025 | ☆ | |
| 4486 | Nicholas Investment Partners, L.P. CRD 140159 | San Diego, CA | Investment Adviser · Mid-sized ($1B–$10B) | $1.5B | 26 | 32 | 12 | 07/10/2026 | ☆ |
| 4487 | Keating Financial Advisory Services, Inc. CRD 142772 | Manhattan, KS | Wealth Manager · Mid-sized ($1B–$10B) | $1.5B | 5,285 | 6,516 | 65 | 03/31/2026 | ☆ |
| 4488 | Tripost Capital Partners Llc CRD 293282 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 29 | 29 | 24 | 05/21/2026 | ☆ |
| 4489 | Courage Capital Management, Llc CRD 130449 | Nashville, TN | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 10 | 11 | 23 | 03/30/2026 | ☆ |
| 4490 | Cary Street Partners Asset Management Llc CRD 289178 | Richmond, VA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,836 | 3,451 | 49 | 03/31/2026 | ☆ |
| 4491 | Valley Wealth Strategies, Llc CRD 289737 | Lodi, CA | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 4,055 | 6,774 | 59 | 06/01/2026 | ☆ |
| 4492 | Bornite Capital Management Lp CRD 307598 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 5 | 5 | 7 | 03/26/2026 | ☆ |
| 4493 | Apollon Financial, Llc CRD 321217 | Mount Pleasant, SC | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 1,258 | 2,819 | 29 | 06/22/2026 | ☆ |
| 4494 | Ally Bridge Group (Pe) Llc CRD 315273 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 24 | 24 | 15 | 07/01/2026 | ☆ |
| 4495 | Liquid Strategies, Llc CRD 170107 | Atlanta, GA | Mutual Fund / Asset Manager · Mid-sized ($1B–$10B) | $1.4B | 22 | 22 | 13 | 03/23/2026 | ☆ |
| 4496 | Haven Global Partners, Llc CRD 289472 | Atlanta, GA | Investment Adviser · Mid-sized ($1B–$10B) | $1.4B | 20 | 26 | 4 | 05/06/2026 | ☆ |
| 4497 | Five Points Capital Llc CRD 160792 | Winston Salem, NC | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 14 | 14 | 26 | 03/30/2026 | ☆ |
| 4498 | Dorsey Asset Management Llc CRD 169056 | Chicago, IL | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 9 | 9 | 10 | 03/24/2026 | ☆ |
| 4499 | Roc360 Advisors Llc CRD 326954 | New York, NY | Private Fund Manager · Mid-sized ($1B–$10B) | $1.4B | 8 | 8 | 41 | 04/06/2026 | ☆ |
| 4500 | Private Capital Management, Llc CRD 169172 | Naples, FL | Wealth Manager · Mid-sized ($1B–$10B) | $1.4B | 461 | 466 | 21 | 03/26/2026 | ☆ |