Nicholas Investment Partners, L.P.
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 26
- Avg AUM / client
- $55.8M
- Accounts
- 32
- Employees
- 12
AUM over time
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 8 | $536M | 37.0% |
| Investment companies | 1 | $143M | 9.87% |
| Pooled investment vehicles (non-investment companies) | 3 | $348M | 24.0% |
| Charitable organizations | 3 | $22.5M | 1.55% |
| State or municipal government entities | 11 | $401M | 27.6% |
| Other investment advisers | Fewer than 5 clients | $0 | — |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $236M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Pronghorn Ff&E L.P. | Hedge Fund | Delaware | $169M | 15 |
| Nictech Lp | Hedge Fund | Delaware | $44.3M | 7 |
| Nicholas Investment Partners Convertibles Fund L.P. | Other Private Fund | Delaware | $22.2M | 6 |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas, Arthur, Edward | Senior Advisor | Mar 2006 (20y) | ≈ 18.75% – 50% via Nip 3 Lp | |
| Somhegyi Nicholas, Catherine, Charlotte | Chief Investment Officer | Mar 2006 (20y) | ≈ 18.75% – 50% via Nip 3 Lp | |
| John David Wylie | Portfolio Manager | Jan 2008 (19y) | Less than 5% | |
| Wiseman, Tammy, Lynn | Marketing Manager | Mar 2009 (17y) | Less than 5% | |
| Christopher Paul Siriani | President, Coo | Apr 2011 (15y) | Less than 5% | |
| Reison, Alexander, Stephen | Head Trader | Jan 2017 (10y) | Less than 5% | |
| Newcomb, Catherine | Cco | Aug 2019 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Nip 3 Lp | Limited Partner | Feb 2017 | A | 75% or more |
| Nicholas Investment Partners, Llc | General Partner | Mar 2006 | A | Less than 5% |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nicholas, Arthur, Edward: 25% – 50% of Nip 3 Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Somhegyi Nicholas, Catherine, Charlotte: 25% – 50% of Nip 3 Lp × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $236M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Pronghorn Ff&E L.P. | Hedge Fund | $169M | $250K | 15 |
| Nictech Lp | Hedge Fund | $44.3M | $250K | 7 |
| Nicholas Investment Partners Convertibles Fund L.P. | Other Private Fund | $22.2M | $250K | 6 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 1.67 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- J.P. Morgan $912M (63% of AUM) Jul 2026
- UBS $692M (58% of AUM) Jun 2020
- Citigroup Global Markets Inc. $313M (25% of AUM) Mar 2023
- Fifth Third Securities, Inc. $283M (22% of AUM) Sep 2019
- State Street $181M (12% of AUM) Jul 2026
- Bown Brothers Harriman & Co $143M (10% of AUM) Jul 2026
- Wells Fargo $11.5M (1% of AUM) Mar 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗