Icapital, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 220
- Avg AUM / client
- $6.6M
- Accounts
- 528
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 120 | $45.2M | 3.11% |
| High net worth individuals | 60 | $199M | 13.7% |
| Pension and profit sharing plans | 39 | $1.2B | 83.1% |
| Charitable organizations | 1 | $720K | 0.05% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Blount Fine Foods Corp 401(k) And Profit Sharing Plan Blount Fine Foods | 2024 | |
| Neighborhood Health Plan Of Rhode Island 401 K Plan Neighborhood Health Plan Of Rhode Island | 2024 | |
| Infinite Electronics 401(k) Plan Infinite Electronics, Inc. | 2024 | |
| Apps Associates Llc 401(k) Plan Apps Associates Llc | 2024 | |
| Hemenway & Barnes 401(k) Plan Hemenway & Barnes Llp | 2024 | |
| Omega Therapeutics, Inc. 401(k) Plan Omega Therapeutics, Inc. | 2024 | |
| Granite State Credit Union 401(k) Plan Granite State Credit Union | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Katie Ann Umile | Ceo/Manager/Chief Compliance Officer | Aug 2002 (24y) | 75% or more | |
| Umile, Richard, C | Member | Mar 2003 (23y) | 10% – 25% | |
| Umile, Rosemary | Member | Apr 2007 (19y) | 10% – 25% | |
| Molly Anne Goodwin | Registered representative | Sep 2011 (15y) | ||
| Erin Flynn Wells | Registered representative | Nov 2015 (11y) | ||
| Tanya Marie Mcmahon | Registered representative | Oct 2016 (10y) | ||
| Meghan Elisabeth Rooney | Registered representative | Mar 2017 (9y) | ||
| Ryan D Rutherford | Registered representative | Nov 2020 (6y) | ||
| Erika Krohomer | Registered representative | Nov 2024 (2y) |
Undisclosed: 0% – 5% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (7)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Blount Fine Foods Corp 401(k) And Profit Sharing Plan | Blount Fine Foods | 1,633 | $71.0M | 10/01/2024 |
| Neighborhood Health Plan Of Rhode Island 401 K Plan | Neighborhood Health Plan Of Rhode Island | 672 | $63.8M | 01/01/2024 |
| Infinite Electronics 401(k) Plan | Infinite Electronics, Inc. | 563 | $51.5M | 01/01/2024 |
| Apps Associates Llc 401(k) Plan | Apps Associates Llc | 320 | $57.7M | 01/01/2024 |
| Hemenway & Barnes 401(k) Plan | Hemenway & Barnes Llp | 131 | $68.3M | 01/01/2024 |
| Omega Therapeutics, Inc. 401(k) Plan | Omega Therapeutics, Inc. | 41 | $11.8M | 01/01/2024 |
| Granite State Credit Union 401(k) Plan | Granite State Credit Union | 144 | $14.0M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 902 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Other services
Custody
Reported custodians
- Fidelity Brokerage Services $894M (62% of AUM) Mar 2026
- Charles Schwab & Co. $399M (27% of AUM) Mar 2026
- Alerus Securities Corporation $156M (11% of AUM) Mar 2026
- Newport Trust Company $105M (10% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗