Valley Wealth Strategies, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 289737
· SEC file 801-113081
· Lodi, CA
· www.muelleriandfs.com
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ADV data as of Jun 01, 2026
- Regulatory AUM
- $1.4B
- Discretionary
- $448M
- Clients
- 4,055
- Avg AUM / client
- $357K
- Accounts
- 6,774
- Employees
- 59
AUM over time
$192M
$1.4B
Dec 2017
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3,689 | $871M | 60.1% |
| High net worth individuals | 277 | $495M | 34.2% |
| Pension and profit sharing plans | 68 | $38.0M | 2.63% |
| Charitable organizations | 16 | $41.7M | 2.88% |
| Corporations and other businesses | 5 | $2.5M | 0.17% |
People (24)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Daniel Alan Raymond | Managing Member & President | CFP | Jan 2017 (10y) | 50% – 75% |
| Key, Paula, Leann | Managing Member | Jan 2017 (10y) | 50% – 75% | |
| Oscar Martinez | Chief Compliance Officer | Dec 2018 (8y) | Less than 5% | |
| Cherie Chih Chun Wang | Registered representative | CFP | Oct 2017 (9y) | |
| Daniel Jason Buster | Registered representative | Oct 2017 (9y) | ||
| David Adam Sasson | Registered representative | CFP | Oct 2017 (9y) | |
| Eugene George Bowan | Registered representative | Oct 2017 (9y) | ||
| Jayne Marie P. Sullivan | Registered representative | Oct 2017 (9y) | ||
| Joshua Christian Schefers | Registered representative | CFP | Oct 2017 (9y) | |
| Kelly Ann Kruzick | Registered representative | Oct 2017 (9y) | ||
| Nicole Kiomi Kikugawa | Registered representative | Oct 2017 (9y) | ||
| Pamela Joanne Zedick | Registered representative | CFP | Oct 2017 (9y) | |
| Broc Wavra | Registered representative | Dec 2017 (9y) | ||
| David J Phillips | Registered representative | Dec 2017 (9y) | ||
| Eric Ernst Hughes | Registered representative | Dec 2017 (9y) | ||
| Oscar Sasson | Registered representative | Jan 2018 (9y) | ||
| Estevan Ruiz Munoz | Registered representative | Jan 2018 (9y) | ||
| Philip Brian Bullard | Registered representative | Jan 2018 (9y) | ||
| Michael John Mueller | Registered representative | Jul 2020 (6y) | ||
| Caleb Sasson | Registered representative | Jul 2022 (4y) | ||
| Ahamad Manohorathat | Registered representative | Jul 2022 (4y) | ||
| David Allen Brounley | Registered representative | CFP Chartered Financial Consultant | Jul 2024 (2y) | |
| Kevin Powers Rose | Registered representative | Apr 2025 (1y) | ||
| Grant De Andreis | Registered representative | Oct 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/01/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $814M (56% of AUM) Jun 2026
- LPL Financial $252M (17% of AUM) Jun 2026
- Broadridge Financial Solutions, Inc. $161M (11% of AUM) Jun 2026
- Sei Investments Distribution Co. $123M (12% of AUM) Jul 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 01, 2026.
View current Form ADV (SEC/IAPD) ↗