Alpine Private Capital, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 295
- Avg AUM / client
- $4.9M
- Accounts
- 295
- Employees
- 20
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 57 | $18.3M | 1.26% |
| High net worth individuals | 208 | $1.4B | 93.4% |
| Pension and profit sharing plans | 12 | $19.5M | 1.34% |
| Charitable organizations | 10 | $30.9M | 2.13% |
| Corporations and other businesses | 8 | $26.8M | 1.84% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicholas Virgil Tompras | Trustee | CFA | Dec 2016 (10y) | GP / trustee / elected manager of Nicholas V Tompras Living Trust 9/23/23 As Amended (indirect) |
| Tompras, Jennifer | Trustee | Dec 2016 (10y) | GP / trustee / elected manager of Nicholas V Tompras Living Trust 9/23/23 As Amended (indirect) | |
| Brett Alan Rufkahr | President | CFA | Jan 2017 (10y) | Less than 5% |
| Stowell Iii, Joseph, Francis | Chief Compliance Officer | Jul 2018 (8y) | Less than 5% | |
| Michael Philip Stanton | Registered representative | CFP | Feb 2017 (9y) | |
| Brian Mark Yost | Registered representative | CFA | May 2020 (6y) | |
| Sean Toohey | Registered representative | Jun 2024 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Alpine Investment Management Llc | Managing Member | Jan 2017 | A | 75% or more |
| Alpine Holdings Corp | Sole Member | Jul 2022 | B | ≈ 56.25% – 100% via Alpine Investment Management Llc |
| Nicholas V Tompras Living Trust 9/23/23 As Amended | Sole Director | Jul 2022 | B | ≈ 42.19% – 100% via Alpine Holdings Corp |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Alpine Holdings Corp: 75% – 100% of Alpine Investment Management Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Nicholas V Tompras Living Trust 9/23/23 As Amended: 75% – 100% of Alpine Holdings Corp × 75% – 100% of Alpine Investment Management Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 1.16 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Charles Schwab & Co. $1.3B (92% of AUM) Mar 2026
- Pershing $64.0M (10% of AUM) Mar 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗