Serenus Wealth Advisors, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.2B
- Clients
- 141
- Avg AUM / client
- $10.4M
- Accounts
- 1,484
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Jun 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 18 | $7.9M | 0.54% |
| High net worth individuals | 123 | $1.5B | 99.4% |
| Charitable organizations | Fewer than 5 clients | $1.3M | 0.09% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Boccella, Michael | Co Trustee | Dec 2019 (7y) | GP / trustee / elected manager of Boccella Family Living Trust (indirect) | |
| Kara Sue Boccella | Chief Executive Officer | Dec 2019 (7y) | Less than 5% | |
| Devon Galindo | Partner | CFP Chartered Financial Consultant | Jun 2024 (2y) | 5% – 10% |
| Elfenbein, Lonny, Scott | Chief Compliance Officer | Jul 2024 (2y) | Less than 5% | |
| Graham K Mandl | Partner | Dec 2024 (2y) | Less than 5% | |
| Laura Elizabeth Lemoine | Registered representative | CFP | Jul 2024 (2y) | |
| Rebecca Kathleen Shaw | Registered representative | Jul 2024 (2y) | ||
| Katherine L Thorsey | Registered representative | Jun 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Karaco Holdings, Llc | Holding Company | Jun 2024 | A | 75% or more |
| Boccella Family Living Trust | Managing Member | Jul 2024 | B | ≈ 56.25% – 100% via Karaco Holdings, Llc |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Boccella Family Living Trust: 75% – 100% of Karaco Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/16/2026 | 981 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- National Financial Services (Fidelity) $1.1B (74% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 16, 2026.
View current Form ADV (SEC/IAPD) ↗