Investment advisers
44,482 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 1351 | Abs Investment Management Llc CRD 127290 | Stamford, CT | Private Fund Manager · Large ($10B–$100B) | $10.5B | 20 | 21 | 47 | 06/25/2026 | ☆ |
| 1352 | N CRD 141470 | Wealth Manager · Large ($10B–$100B) | $10.5B | 462 | 2,507 | 42 | 03/31/2026 | ☆ | |
| 1353 | Sapphire Ventures, Lp CRD 161558 | Austin, TX | Private Fund Manager · Large ($10B–$100B) | $10.4B | 18 | 18 | 72 | 07/30/2026 | ☆ |
| 1354 | Carlyle Aviation Pdp Management Llc CRD 305746 | Miami, FL | Private Fund Manager · Large ($10B–$100B) | $10.4B | 14 | 15 | 124 | 03/31/2026 | ☆ |
| 1355 | Scge Management, L.P. CRD 157402 | Menlo Park, CA | Private Fund Manager · Large ($10B–$100B) | $10.4B | 4 | 4 | 26 | 07/29/2026 | ☆ |
| 1356 | Trian Fund Management, L.P. CRD 154172 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.4B | 29 | 29 | 34 | 07/31/2026 | ☆ |
| 1357 | Pinnacle Associates, Ltd. CRD 110631 | New York, NY | Investment Adviser · Large ($10B–$100B) | $10.4B | 2,325 | 6,766 | 69 | 03/26/2026 | ☆ |
| 1358 | Steadfast Capital Management Lp CRD 157124 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.4B | 2 | 2 | 43 | 03/31/2026 | ☆ |
| 1359 | Johnson Wealth Inc. CRD 125557 | Milwaukee, WI | Investment Adviser · Large ($10B–$100B) | $10.3B | 2,412 | 6,701 | 142 | 03/27/2026 | ☆ |
| 1360 | Shuster Advisory Group, Llc CRD 170233 | Pasadena, CA | Investment Adviser · Large ($10B–$100B) | $10.3B | 435 | 1,026 | 15 | 05/20/2026 | ☆ |
| 1361 | Webster Equity Partners, L.P. CRD 156729 | Waltham, MA | Private Fund Manager · Large ($10B–$100B) | $10.3B | 25 | 25 | 36 | 05/01/2026 | ☆ |
| 1362 | Parallel Advisors, Llc CRD 140800 | San Francisco, CA | Wealth Manager · Large ($10B–$100B) | $10.3B | 4,240 | 4,242 | 137 | 06/29/2026 | ☆ |
| 1363 | Catalyst Capital Advisors Llc CRD 139895 | San Juan, PR | Mutual Fund / Asset Manager · Large ($10B–$100B) | $10.3B | 19 | 19 | 17 | 03/27/2026 | ☆ |
| 1364 | Lansdowne Partners (Uk) Llp CRD 172244 | London | Private Fund Manager · Large ($10B–$100B) | $10.3B | 35 | 35 | 53 | 07/27/2026 | ☆ |
| 1365 | Ridgemont Partners Management, Llc CRD 157421 | Charlotte, NC | Private Fund Manager · Large ($10B–$100B) | $10.3B | 32 | 33 | 61 | 03/30/2026 | ☆ |
| 1366 | Readystate Asset Management Lp CRD 317277 | Chicago, IL | Private Fund Manager · Large ($10B–$100B) | $10.3B | 5 | 5 | 41 | 03/30/2026 | ☆ |
| 1367 | Bartlett & Co. Wealth Management Llc CRD 292246 | Cincinnati, OH | Wealth Manager · Large ($10B–$100B) | $10.3B | 2,263 | 6,188 | 84 | 03/31/2026 | ☆ |
| 1368 | Cary Street Partners Investment Advisory Llc CRD 128545 | Richmond, VA | Wealth Manager · Large ($10B–$100B) | $10.3B | 6,988 | 16,731 | 182 | 03/30/2026 | ☆ |
| 1369 | Capvest Partners, Inc. CRD 324459 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.2B | 11 | 11 | 14 | 03/27/2026 | ☆ |
| 1370 | Tocqueville Asset Management Lp CRD 105690 | New York, NY | Wealth Manager · Large ($10B–$100B) | $10.2B | 1,270 | 2,314 | 73 | 03/31/2026 | ☆ |
| 1371 | Sound Point Luna Llc CRD 128132 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.2B | 29 | 29 | 39 | 03/31/2026 | ☆ |
| 1372 | Caledonia (Private) Investments Pty Limited CRD 161331 | Sydney | Private Fund Manager · Large ($10B–$100B) | $10.2B | 42 | 42 | 28 | 09/26/2025 | ☆ |
| 1373 | Meridiam Infrastructure North America Corporation CRD 161478 | Washington, DC | Private Fund Manager · Large ($10B–$100B) | $10.2B | 34 | 35 | 40 | 03/31/2026 | ☆ |
| 1374 | Franklin Park Associates, Llc CRD 126508 | Bala Cynwyd, PA | Private Fund Manager · Large ($10B–$100B) | $10.2B | 52 | 52 | 29 | 03/20/2026 | ☆ |
| 1375 | Callan Family Office, Llc CRD 317446 | Radnor, PA | Multi-Family Office · Large ($10B–$100B) | $10.2B | 190 | 2,697 | 49 | 03/30/2026 | ☆ |
| 1376 | Algert Global Llc CRD 125523 | San Francisco, CA | Investment Adviser · Large ($10B–$100B) | $10.2B | 22 | 22 | 24 | 05/07/2026 | ☆ |
| 1377 | Silver Creek Advisory Partners Llc CRD 156667 | Seattle, WA | Private Fund Manager · Large ($10B–$100B) | $10.2B | 19 | 20 | 47 | 03/31/2026 | ☆ |
| 1378 | Idr Investment Management, Llc CRD 286208 | Independence, OH | Private Fund Manager · Large ($10B–$100B) | $10.2B | 9 | 9 | 15 | 03/30/2026 | ☆ |
| 1379 | Arin Risk Advisors Llc CRD 151491 | Conshohocken, PA | Mutual Fund / Asset Manager · Large ($10B–$100B) | $10.2B | 21 | 21 | 11 | 03/31/2026 | ☆ |
| 1380 | Kopernik Global Investors, Llc CRD 168625 | Tampa, FL | Private Fund Manager · Large ($10B–$100B) | $10.2B | 13 | 13 | 44 | 07/27/2026 | ☆ |
| 1381 | Champlain Investment Partners, Llc CRD 132474 | Burlington, VT | Mutual Fund / Asset Manager · Large ($10B–$100B) | $10.2B | 84 | 88 | 32 | 03/16/2026 | ☆ |
| 1382 | Tenor Capital Management Company, L.P. CRD 153277 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.2B | 7 | 7 | 19 | 03/30/2026 | ☆ |
| 1383 | Valmark Advisers Inc CRD 108050 | Akron, OH | Wealth Manager · Large ($10B–$100B) | $10.2B | 14,890 | 20,881 | 280 | 06/01/2026 | ☆ |
| 1384 | Shepherd Kaplan Llc CRD 128244 | Boston, MA | Investment Adviser · Large ($10B–$100B) | $10.2B | 1,389 | 42 | 03/31/2026 | ☆ | |
| 1385 | Planmember Securities Corporation CRD 11869 | Carpinteria, CA | Insurance-Affiliated · Large ($10B–$100B) | $10.1B | 69,645 | 69,645 | 429 | 07/16/2026 | ☆ |
| 1386 | Conrad Siegel Investment Advisors, Inc. CRD 123560 | Harrisburg, PA | Institutional / Pension Advisor · Large ($10B–$100B) | $10.1B | 516 | 1,085 | 23 | 09/25/2025 | ☆ |
| 1387 | Sprott Asset Management Usa Inc. CRD 139022 | Darien, CT | Mutual Fund / Asset Manager · Large ($10B–$100B) | $10.1B | 3,362 | 3,362 | 64 | 03/30/2026 | ☆ |
| 1388 | Jericho Capital Asset Management L.P. CRD 156701 | Los Angeles, CA | Private Fund Manager · Large ($10B–$100B) | $10.1B | 7 | 7 | 10 | 04/27/2026 | ☆ |
| 1389 | Court Square Capital Management, L.P. CRD 156776 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.1B | 33 | 33 | 61 | 03/31/2026 | ☆ |
| 1390 | Man Solutions Llc CRD 157592 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.1B | 12 | 12 | 22 | 03/31/2026 | ☆ |
| 1391 | Foundations Investment Advisors Llc CRD 175083 | Phoenix, AZ | Wealth Manager · Large ($10B–$100B) | $10.1B | 29,663 | 63,604 | 353 | 07/30/2026 | ☆ |
| 1392 | Summittx Capital, L.P. CRD 333741 | Fort Worth, TX | Private Fund Manager · Large ($10B–$100B) | $10.1B | 3 | 3 | 70 | 03/31/2026 | ☆ |
| 1393 | Openarc Corporate Advisory, Llc CRD 336837 | Atlanta, GA | Wealth Manager · Large ($10B–$100B) | $10.1B | 3,841 | 14,525 | 146 | 07/27/2026 | ☆ |
| 1394 | Mcqueen Financial Advisors Ii, Inc. CRD 109325 | Clawson, MI | Investment Adviser · Large ($10B–$100B) | $10.1B | 123 | 215 | 50 | 03/25/2026 | ☆ |
| 1395 | Dupont Capital Management Corp CRD 107145 | Wilmington, DE | Institutional / Pension Advisor · Large ($10B–$100B) | $10.1B | 3 | 3 | 33 | 01/28/2026 | ☆ |
| 1396 | One Investment Management Us Llc CRD 323617 | New York, NY | Private Fund Manager · Large ($10B–$100B) | $10.1B | 5 | 5 | 27 | 03/31/2026 | ☆ |
| 1397 | N CRD 109651 | Wealth Manager · Large ($10B–$100B) | $10.1B | 8,669 | 20,501 | 55 | 07/03/2025 | ☆ | |
| 1398 | Foresight Group Llp CRD 311974 | London | Private Fund Manager · Large ($10B–$100B) | $10.1B | 42 | 43 | 347 | 06/25/2026 | ☆ |
| 1399 | Fiduciary Counselling Inc CRD 104753 | St Paul, MN | Wealth Manager · Large ($10B–$100B) | $10.1B | 1,761 | 1,761 | 87 | 03/17/2026 | ☆ |
| 1400 | Choate Investment Advisors Llc CRD 106109 | Boston, MA | Multi-Family Office · Large ($10B–$100B) | $10.0B | 653 | 4,009 | 34 | 03/30/2026 | ☆ |