Saturna Capital Corporation
SEC-registered
Mutual Fund / Asset Manager · Mid-sized ($1B–$10B)
CRD 25586
· SEC file 801-35428
· Bellingham, WA
· WWW.SATURNA.COM
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ADV data as of Feb 27, 2026
- Regulatory AUM
- $8.6B
- Discretionary
- $8.6B
- Clients
- 91
- Avg AUM / client
- $94.8M
- Accounts
- 128
- Employees
- 83
AUM over time
$3.2B
$37.4B
Mar 2012
Feb 2026
Annual snapshots from Form ADV filings · as of Feb 27, 2026
Investments (13F portfolio — 148 positions, $7,126,763,229)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Taiwan Semiconductor Ads | COM | $673,230,533 | 1,992,101 | 9.45% | 7.81% |
| 2 | Eli Lilly | COM | $510,568,006 | 555,104 | 7.16% | 5.92% |
| 3 | Broadcom Ltd | COM | $463,392,208 | 1,497,180 | 6.5% | 5.37% |
| 4 | Apple | COM | $451,781,321 | 1,780,138 | 6.34% | 5.24% |
| 5 | Asml Holding Ny | COM | $418,250,065 | 316,657 | 5.87% | 4.85% |
| 6 | Alphabet, Class A | COM | $411,557,023 | 1,431,204 | 5.77% | 4.77% |
| 7 | Microsoft | COM | $387,666,640 | 1,047,266 | 5.44% | 4.49% |
| 8 | Nvidia | COM | $385,248,031 | 2,208,991 | 5.41% | 4.47% |
| 9 | Johnson Controls International | COM | $341,051,156 | 2,604,438 | 4.79% | 3.95% |
| 10 | Tjx Companies | COM | $194,858,754 | 1,220,155 | 2.73% | 2.26% |
| 11 | Abb Vie | COM | $170,005,626 | 781,671 | 2.39% | 1.97% |
| 12 | Trane | COM | $167,417,794 | 401,732 | 2.35% | 1.94% |
| 13 | Astrazeneca Plc | COM | $161,970,179 | 821,571 | 2.27% | 1.88% |
| 14 | Cisco Systems | COM | $138,773,051 | 1,788,543 | 1.95% | 1.61% |
| 15 | Auto Zone | COM | $138,370,758 | 40,965 | 1.94% | 1.6% |
| 16 | Stryker | COM | $120,728,238 | 367,413 | 1.69% | 1.4% |
| 17 | Service Now | COM | $120,369,774 | 1,151,313 | 1.69% | 1.4% |
| 18 | Church & Dwight | COM | $111,020,564 | 1,189,676 | 1.56% | 1.29% |
| 19 | Trimble | COM | $109,752,215 | 1,682,542 | 1.54% | 1.27% |
| 20 | Rockwell Automation | COM | $108,195,501 | 301,481 | 1.52% | 1.25% |
| 21 | Lowe's | COM | $97,921,993 | 414,432 | 1.37% | 1.14% |
| 22 | Oracle | COM | $92,012,450 | 625,467 | 1.29% | 1.07% |
| 23 | W.W. Grainger | COM | $89,439,875 | 81,994 | 1.26% | 1.04% |
| 24 | Advanced Micro Devices | COM | $85,671,290 | 421,134 | 1.2% | 0.99% |
| 25 | Illinois Tool Works | COM | $79,703,921 | 306,212 | 1.12% | 0.92% |
Top 25 of 148 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 20 | $15.9M | 0.18% |
| High net worth individuals | 50 | $183M | 2.13% |
| Investment companies | 2 | $8.3B | 95.9% |
| Pooled investment vehicles (non-investment companies) | 3 | $94.9M | 1.1% |
| Charitable organizations | 8 | $41.0M | 0.48% |
| Corporations and other businesses | 8 | $17.1M | 0.2% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hayat For Life 401(k) Plan Hayat Pharmacy, Llc | 2024 |
People (43)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kaiser, Nicholas, Ferguson | Founder And Global Strategist | Aug 1989 (37y) | 25% – 50% | |
| Mcilvaine, Phelps, Shaw | Director | Aug 1994 (32y) | Less than 5% | |
| Carten, Jane, Kaiser | Executive Chair, President | Feb 2001 (26y) | 50% – 75% | |
| Monem Abdul Salam | Executive Director, Executive Vice President | Jun 2005 (21y) | Less than 5% | |
| Fankhauser, Christopher, Reed | Executive Director, Chief Operations Officer | Jan 2006 (21y) | Less than 5% | |
| Lewis, Michael, Eric | Chief Compliance Officer | Sep 2012 (14y) | Less than 5% | |
| Murphy, Dennis | Independent Director | Apr 2013 (13y) | Less than 5% | |
| Stewart, Jacob, Andrew | Anti Money Laundering Officer | Aug 2014 (12y) | Less than 5% | |
| Hanna, Kalen, Martin | Executive Director, Chief Financial Officer, Treasurer | Sep 2018 (8y) | Less than 5% | |
| Cohen, Elliot, Scott | Chief Legal Officer, Secretary | Jul 2022 (4y) | Less than 5% | |
| Robert F Kaiser | Executive Director, Vp Of Institutional Sales | Dec 2022 (4y) | Less than 5% | |
| Morse, Michael, K. | Independent Director | Feb 2024 (3y) | Less than 5% | |
| Owaiz M Dadabhoy | Registered representative | Jan 2012 (15y) | ||
| Scott Frederick Klimo | Registered representative | CFA | Jan 2013 (14y) | |
| Pierce Strider Mc Crerey | Registered representative | Dec 2021 (5y) | ||
| John Alfred Corrieri | Registered representative | Dec 2021 (5y) | ||
| Hud K Williams | Registered representative | Jan 2022 (5y) | ||
| Kelli Marie Mann | Registered representative | Mar 2022 (4y) | ||
| Megan Kathleen Vitalis Troupe | Registered representative | Apr 2022 (4y) | ||
| Patrick Lucas Topor Madry | Registered representative | Apr 2022 (4y) | ||
| Robert James Haupt | Registered representative | Apr 2022 (4y) | ||
| Elizabeth Wroblewski Alm | Registered representative | CFA | Jul 2022 (4y) | |
| Ryan Patrick Gannon | Registered representative | Jul 2022 (4y) | ||
| Scott Donald St Clair | Registered representative | Jul 2022 (4y) | ||
| Patrick Tierney Drum | Registered representative | CFP CFA | Sep 2022 (4y) | |
| Levi Stewart Zurbrugg | Registered representative | CFA | Oct 2022 (4y) | |
| Megan Cherry Lewis | Registered representative | Nov 2022 (4y) | ||
| Gus Olaf Grefthen | Registered representative | Dec 2022 (4y) | ||
| Haitham Al Sayed | Registered representative | Sep 2023 (3y) | ||
| Nickolas Tadashi Vitalis Troupe | Registered representative | Oct 2023 (3y) | ||
| Samar Tariq | Registered representative | Nov 2023 (3y) | ||
| Ahmad Elmahi | Registered representative | Mar 2024 (2y) | ||
| Luke Adams Moore | Registered representative | Mar 2024 (2y) | ||
| William Bartow Jones | Registered representative | CFA | Oct 2024 (2y) | |
| John Russell | Registered representative | Jan 2025 (2y) | ||
| Benjamin Marler | Registered representative | Apr 2025 (1y) | ||
| Marybeth E Swisher | Registered representative | Jun 2025 (1y) | ||
| Shamil Devji | Registered representative | CFA | Oct 2025 (1y) | |
| Alex Ionescu | Registered representative | Nov 2025 (1y) | ||
| Justin Daniels | Registered representative | Nov 2025 (1y) | ||
| Bryce Robert Fegley | Registered representative | CFA | Nov 2025 (1y) | |
| Jack Edward Hannah | Registered representative | Jan 2026 (1y) | ||
| Brandon Balazi | Registered representative | Apr 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hayat For Life 401(k) Plan | Hayat Pharmacy, Llc | 190 | $3.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Pershing $254M (3% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 27, 2026.
View current Form ADV (SEC/IAPD) ↗