Bartlett & Co. Wealth Management Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 292246
· SEC file 801-112635
· Cincinnati, OH
· TWITTER.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $10.3B
- Discretionary
- $10.2B
- Clients
- 2,263
- Avg AUM / client
- $4.5M
- Accounts
- 6,188
- Employees
- 84
AUM over time
$3.9B
$10.3B
Dec 2017
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 782 | $310M | 3.02% |
| High net worth individuals | 1,351 | $8.4B | 82.4% |
| Pension and profit sharing plans | 21 | $212M | 2.07% |
| Charitable organizations | 40 | $399M | 3.89% |
| State or municipal government entities | 3 | $40.7M | 0.4% |
| Corporations and other businesses | 66 | $842M | 8.21% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Thompson Hine Llp Retirement Plan Thompson Hine Llp | 2024 | |
| Frost Brown Todd Llp Retirement Savings Plan For Associated Lawyers Frost Brown Todd Llp | 2024 | |
| Fort Recovery Industries, Inc. Money Accumulation Plan And Trust Fort Recovery Industries, Inc. | 2024 | |
| Fort Recovery Industries, Inc. Money Accumulation Plan And Trust Fort Recovery Industries, Inc. | 2024 |
People (35)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Brian Francis Antenucci | Director | CFA | Feb 2018 (9y) | Less than 5% |
| Kyle William Pohlman | Director | CFA | Feb 2018 (9y) | Less than 5% |
| Lori Beth Poole | Director | CFP | Feb 2018 (9y) | Less than 5% |
| James Brian Hagerty | Ceo | CFA | Apr 2018 (8y) | Less than 5% |
| Holly Hirt Mazzocca | President | Apr 2018 (8y) | Less than 5% | |
| Kolde, Chadwick, David | Chief Financial Officer | Jun 2021 (5y) | Less than 5% | |
| Geary, Kimberly, Ann | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Jason Martin Katz | Registered representative | CFP | Apr 2018 (8y) | |
| Christopher Douglas Robbins | Registered representative | CFA | Apr 2018 (8y) | |
| Kenneth Lawrence Schlachter | Registered representative | CFA | Apr 2018 (8y) | |
| Michael Sayers Cambron | Registered representative | CFA | Apr 2018 (8y) | |
| Woodrow Hunter Uible | Registered representative | CFA | Apr 2018 (8y) | |
| Craig M Sarembock | Registered representative | Apr 2018 (8y) | ||
| David Philip Francis | Registered representative | Apr 2018 (8y) | ||
| Krista Kay Linn | Registered representative | CFA | Aug 2019 (7y) | |
| Melissa Mabley Martin | Registered representative | CFP | Dec 2019 (7y) | |
| Catherine Lillian Crawford | Registered representative | CFP | Mar 2020 (6y) | |
| Kailyn Michaele Neat | Registered representative | CFP | Mar 2020 (6y) | |
| Brian Michael Walker | Registered representative | CFA | Apr 2020 (6y) | |
| Peter Ward Flanzer | Registered representative | Nov 2020 (6y) | ||
| Robert Henry Dearborn | Registered representative | CFA Chartered Investment Counselor | Dec 2020 (6y) | |
| Aliya Lindsay Riddle | Registered representative | CFA | Oct 2021 (5y) | |
| Keith Eugene Dershem | Registered representative | CFP | Oct 2021 (5y) | |
| Justin Matthew Ellis | Registered representative | CFA | Apr 2022 (4y) | |
| Laura Anne Cuber | Registered representative | CFP | Jul 2022 (4y) | |
| Steven Todd Naiser | Registered representative | CFA | Feb 2023 (3y) | |
| Kayla C Deyer | Registered representative | CFP Chartered Financial Consultant | Aug 2023 (3y) | |
| Gina Palazzo Slayton | Registered representative | CFP | Dec 2023 (3y) | |
| Nicholas Winter | Registered representative | CFP | Sep 2024 (2y) | |
| Connie A Johnson | Registered representative | CFA | Oct 2024 (2y) | |
| Andrew D Holthaus | Registered representative | CFA | Nov 2024 (2y) | |
| Aaron Balch | Registered representative | CFP | Aug 2025 (1y) | |
| Timothy Andrew Back | Registered representative | CFA | Oct 2025 (1y) | |
| Cole Alexander Roberts | Registered representative | CFA | Dec 2025 (1y) | |
| Jonathan Finkler | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Focus Operating, Llc | Member (Manager) | Jul 2017 | A | 75% or more |
| Focus Financial Partners, Llc | Member | Jan 2007 | B | ≈ 56.25% – 100% via Focus Operating, Llc |
| Focus Financial Partners Inc. | Member | Jul 2018 | B | ≈ 42.19% – 100% via Focus Financial Partners, Llc |
| Ferdinand Ffp Acquisition, Llc | Shareholder, Class A Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Ultimate Holdings, Lp | Shareholder, Class B Common Stock | Aug 2023 | B | ≈ 31.64% – 100% via Focus Financial Partners Inc. |
| Ferdinand Ffp Intermediate Holdings, Llc | Member | Aug 2023 | B | ≈ 23.73% – 100% via Ferdinand Ffp Acquisition, Llc |
| Ferdinand Ffp Parent, Inc. | Member | Aug 2023 | B | ≈ 17.8% – 100% via Ferdinand Ffp Intermediate Holdings, Llc |
| Ferdinandffp Ultimate Holdings, Lp | Shareholder | Aug 2023 | B | ≈ 13.35% – 100% via Ferdinand Ffp Parent, Inc. |
| Cd&R Ferdinand Holdings, L.P. | Partner | Aug 2023 | B | ≈ 6.67% – 75% via Ferdinandffp Ultimate Holdings, Lp |
| Clayton, Dubilier & Rice Fund Xii, L.P. | Partner | Aug 2023 | B | ≈ 3.34% – 56.25% via Cd&R Ferdinand Holdings, L.P. |
| Cd&R Ferdinand Co Investor, L.P. | Partner | Aug 2023 | B | ≈ 1.67% – 37.5% via Cd&R Ferdinand Holdings, L.P. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Focus Financial Partners, Llc: 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Focus Financial Partners Inc.: 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Ferdinand Ffp Acquisition, Llc: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Ultimate Holdings, Lp: 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 31.64% – 100% of the firm
- Ferdinand Ffp Intermediate Holdings, Llc: 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 23.73% – 100% of the firm
- Ferdinand Ffp Parent, Inc.: 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 17.8% – 100% of the firm
- Ferdinandffp Ultimate Holdings, Lp: 75% – 100% of Ferdinand Ffp Parent, Inc. × 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 13.35% – 100% of the firm
- Cd&R Ferdinand Holdings, L.P.: 50% – 75% of Ferdinandffp Ultimate Holdings, Lp × 75% – 100% of Ferdinand Ffp Parent, Inc. × 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 6.67% – 75% of the firm
- Clayton, Dubilier & Rice Fund Xii, L.P.: 50% – 75% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinandffp Ultimate Holdings, Lp × 75% – 100% of Ferdinand Ffp Parent, Inc. × 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 3.34% – 56.25% of the firm
- Cd&R Ferdinand Co Investor, L.P.: 25% – 50% of Cd&R Ferdinand Holdings, L.P. × 50% – 75% of Ferdinandffp Ultimate Holdings, Lp × 75% – 100% of Ferdinand Ffp Parent, Inc. × 75% – 100% of Ferdinand Ffp Intermediate Holdings, Llc × 75% – 100% of Ferdinand Ffp Acquisition, Llc × 75% – 100% of Focus Financial Partners Inc. × 75% – 100% of Focus Financial Partners, Llc × 75% – 100% of Focus Operating, Llc × 75% – 100% direct ≈ 1.67% – 37.5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Thompson Hine Llp Retirement Plan | Thompson Hine Llp | 767 | $460M | 01/01/2024 |
| Frost Brown Todd Llp Retirement Savings Plan For Associated Lawyers | Frost Brown Todd Llp | 436 | $179M | 01/01/2024 |
| Fort Recovery Industries, Inc. Money Accumulation Plan And Trust | Fort Recovery Industries, Inc. | 250 | $19.9M | 01/01/2024 |
| Fort Recovery Industries, Inc. Money Accumulation Plan And Trust | Fort Recovery Industries, Inc. | 250 | $19.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.14 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $7.1B (69% of AUM) Mar 2026
- Fifth Third Securities, Inc. $1.1B (11% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗