Advisory Services Network, Llc
SEC-registered
Wealth Manager · Large ($10B–$100B)
CRD 146051
· SEC file 801-71112
· Atlanta, GA
· www.instagram.com
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ADV data as of Jul 31, 2026
- Regulatory AUM
- $10.6B
- Discretionary
- $10.5B
- Clients
- 12,919
- Avg AUM / client
- $820K
- Accounts
- 29,663
- Employees
- 268
AUM over time
$95.1M
$10.6B
Dec 2011
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 11,305 | $6.5B | 61.0% |
| High net worth individuals | 1,121 | $3.8B | 35.9% |
| Pension and profit sharing plans | 49 | $44.1M | 0.42% |
| Charitable organizations | 30 | $12.9M | 0.12% |
| State or municipal government entities | 4 | $16.0M | 0.15% |
| Corporations and other businesses | 410 | $258M | 2.44% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| The Carolinas Center For Medical Excellence 401(k) Plan Medical Review Of North Carolina, Inc. | 2024 |
People (247)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Edward Paulukaitis | Managing Member | Oct 2009 (17y) | 25% – 50% | |
| Prescott, Thomas, Cleveland | Managing Member | Feb 2010 (17y) | 50% – 75% | |
| Wolin Halpern, Cynthia | Chief Operating Officer | Feb 2010 (17y) | Less than 5% | |
| Laura Anne Tedball | Chief Compliance Officer | Dec 2014 (12y) | Less than 5% | |
| Thomas William Ott | Registered representative | Jun 2010 (16y) | ||
| Eric C. Garrard | Registered representative | CFP | Jun 2011 (15y) | |
| Jeffrey Lee Stock | Registered representative | Aug 2011 (15y) | ||
| Roger M Baloucoune | Registered representative | Aug 2011 (15y) | ||
| Jonathan David Fike | Registered representative | Chartered Financial Consultant | Aug 2011 (15y) | |
| Caterina Maria Defalco | Registered representative | CFP | Apr 2012 (14y) | |
| Brent Nevin Townsend | Registered representative | Chartered Financial Consultant | Apr 2012 (14y) | |
| John Kennith Bornstein | Registered representative | Jul 2012 (14y) | ||
| Timothy Wayne Greer | Registered representative | CFP | Jul 2012 (14y) | |
| James Alfred Halprin | Registered representative | Jan 2013 (14y) | ||
| John Cleveland Knox | Registered representative | CFA | May 2013 (13y) | |
| John Clayton Downing | Registered representative | CFA | May 2013 (13y) | |
| Jason Wayne Veinot | Registered representative | Oct 2013 (13y) | ||
| Cynthia Lynne Courtney | Registered representative | CFP | Oct 2013 (13y) | |
| Keith Paul Duet | Registered representative | CFA | Oct 2013 (13y) | |
| Edmund Carl Hilston | Registered representative | Jan 2014 (13y) | ||
| Alan K. Chuang | Registered representative | CFP CFA | Feb 2014 (12y) | |
| Dudley Carlisle Whitlock | Registered representative | May 2014 (12y) | ||
| Craig Stuart Schinke | Registered representative | Aug 2014 (12y) | ||
| Gary Lee Howard | Registered representative | CFP | Jan 2015 (12y) | |
| David Gerald Judge | Registered representative | Jan 2015 (12y) | ||
| Guy Philip Jones | Registered representative | CFP | Feb 2015 (11y) | |
| Edward Matthew Egliskis | Registered representative | Feb 2015 (11y) | ||
| Craig C Cochran | Registered representative | May 2015 (11y) | ||
| Steven Duval Harrison | Registered representative | Jul 2015 (11y) | ||
| Craig Robert Falkner | Registered representative | CFA | Sep 2015 (11y) | |
| Lynn James Wiese | Registered representative | Nov 2015 (11y) | ||
| Joshua Mcclellan Slocum | Registered representative | CFP | Feb 2016 (10y) | |
| Michael Jordan Curran | Registered representative | Feb 2016 (10y) | ||
| Billy Ray Reider | Registered representative | Feb 2016 (10y) | ||
| Bradley David Church | Registered representative | Mar 2016 (10y) | ||
| Gertrude Mary Piper | Registered representative | CFP | Mar 2016 (10y) | |
| Michael Anthony Nowak | Registered representative | Mar 2016 (10y) | ||
| William Chris Heath | Registered representative | Mar 2016 (10y) | ||
| David Adrian Cross | Registered representative | CFP | May 2016 (10y) | |
| Larry Gene Harness | Registered representative | Jun 2016 (10y) | ||
| John R Campbell | Registered representative | CFP | Jun 2016 (10y) | |
| Louis Anthony Mucci | Registered representative | Jul 2016 (10y) | ||
| Inderjit Samra | Registered representative | Jul 2016 (10y) | ||
| John Anthony Miller | Registered representative | CFP | Sep 2016 (10y) | |
| Myles Henry Asa Pritchard | Registered representative | Sep 2016 (10y) | ||
| Brandi Jill Holmes | Registered representative | CFP | Nov 2016 (10y) | |
| William Davis Madara | Registered representative | CFP Chartered Financial Consultant | Dec 2016 (10y) | |
| Jason Arnold Randlett | Registered representative | CFP | Apr 2017 (9y) | |
| Stephen Robert Crocker | Registered representative | Apr 2017 (9y) | ||
| Adam Peter Gross | Registered representative | Jun 2017 (9y) | ||
| William John Mclaughlin | Registered representative | CFP Chartered Financial Consultant | Jul 2017 (9y) | |
| John Hoyt Williams | Registered representative | Jul 2017 (9y) | ||
| Michael James Petyak | Registered representative | Jul 2017 (9y) | ||
| Christopher Morgan Bingham | Registered representative | Aug 2017 (9y) | ||
| William Chadwick Barber | Registered representative | Aug 2017 (9y) | ||
| Donald James Leek | Registered representative | Aug 2017 (9y) | ||
| Oliver Ernst | Registered representative | CFP | Sep 2017 (9y) | |
| Kristin Ann Mclaughlin | Registered representative | CFP | Sep 2017 (9y) | |
| Blake Lawrence Paro | Registered representative | Oct 2017 (9y) | ||
| Lawrence Keith Bogar | Registered representative | Chartered Financial Consultant | Jan 2018 (9y) | |
| Wallace Richard Carlson | Registered representative | Jan 2018 (9y) | ||
| Wallace Bruce Mason | Registered representative | Mar 2018 (8y) | ||
| Adam Martin Heckman | Registered representative | Mar 2018 (8y) | ||
| James Stuart Richter | Registered representative | Apr 2018 (8y) | ||
| James Eric Copeland | Registered representative | CFP | May 2018 (8y) | |
| David Wesley Van Holstyn | Registered representative | Jun 2018 (8y) | ||
| Michael John Miller | Registered representative | Jun 2018 (8y) | ||
| Chad Michael Miller | Registered representative | Jul 2018 (8y) | ||
| Kerri L Radimer | Registered representative | Jul 2018 (8y) | ||
| Jordan Kent Brooks | Registered representative | Jul 2018 (8y) | ||
| Shannon Michelle Van Holstyn | Registered representative | Aug 2018 (8y) | ||
| Julie Ann Price | Registered representative | Aug 2018 (8y) | ||
| Scott Douglas Williams | Registered representative | Aug 2018 (8y) | ||
| Gregory Harris Stein | Registered representative | CFP | Sep 2018 (8y) | |
| Adam James Makkai | Registered representative | CFA | Nov 2018 (8y) | |
| Todd Edward Leake | Registered representative | Jan 2019 (8y) | ||
| Manvir Singh Manak | Registered representative | CFP CFA | Jan 2019 (8y) | |
| Glenn F. Way | Registered representative | Feb 2019 (7y) | ||
| William James Fleming | Registered representative | Mar 2019 (7y) | ||
| Robert C David | Registered representative | Apr 2019 (7y) | ||
| Jeremy Gustafson | Registered representative | May 2019 (7y) | ||
| Pooja Anjali Chawla | Registered representative | May 2019 (7y) | ||
| William Eddins Galloway | Registered representative | Jun 2019 (7y) | ||
| Christopher William Fullbright | Registered representative | Jun 2019 (7y) | ||
| Paul Douglas Smith | Registered representative | CFP Chartered Financial Consultant | Jun 2019 (7y) | |
| Janene Warren | Registered representative | CFP | Jun 2019 (7y) | |
| Paul Eugene Gustafson | Registered representative | Jul 2019 (7y) | ||
| Chelsea Vandewater Belyea | Registered representative | CFP | Oct 2019 (7y) | |
| Marisa Shana Rothstein | Registered representative | CFP | Nov 2019 (7y) | |
| Robert J Milnes | Registered representative | Nov 2019 (7y) | ||
| Gregory Alan Locke | Registered representative | Nov 2019 (7y) | ||
| Maryann M Way | Registered representative | Nov 2019 (7y) | ||
| Douglas Luther Vowels | Registered representative | CFP | Dec 2019 (7y) | |
| Jason Issac Fox | Registered representative | Mar 2020 (6y) | ||
| Paul Desmond Landers | Registered representative | CFP | May 2020 (6y) | |
| Jaylon Stewart Ellison | Registered representative | CFP | Jun 2020 (6y) | |
| Geoffrey James Smarte | Registered representative | Jun 2020 (6y) | ||
| Michael Douglas Hibsch | Registered representative | Jul 2020 (6y) | ||
| Miao Zhu | Registered representative | CFP CFA | Sep 2020 (6y) | |
| Drew Alan Springer | Registered representative | Sep 2020 (6y) | ||
| Matthew James Dewitt | Registered representative | Sep 2020 (6y) | ||
| Joshua Ayers Fleming | Registered representative | Oct 2020 (6y) | ||
| Drew Alan Springer | Registered representative | Nov 2020 (6y) | ||
| Anne Bruce Driscoll | Registered representative | Dec 2020 (6y) | ||
| Justin Hamilton Hodges | Registered representative | Feb 2021 (5y) | ||
| Rohnn Bruce Sanderson | Registered representative | Feb 2021 (5y) | ||
| Taylor Grant Collins | Registered representative | Mar 2021 (5y) | ||
| Eric Dwayne Whitener | Registered representative | Mar 2021 (5y) | ||
| Jason Douglas Beckley | Registered representative | Mar 2021 (5y) | ||
| Louis Stanley Wetmore | Registered representative | Apr 2021 (5y) | ||
| Tom Tower Hamilton | Registered representative | Apr 2021 (5y) | ||
| Steven Ishae Dym | Registered representative | Apr 2021 (5y) | ||
| Thomas Frank Kuhn | Registered representative | May 2021 (5y) | ||
| Alfred Eugene Townsend | Registered representative | CFP | Jun 2021 (5y) | |
| Alfred Eugene Townsend | Registered representative | Jun 2021 (5y) | ||
| Richard Anthony Albert | Registered representative | Jun 2021 (5y) | ||
| Bonnie Dodson | Registered representative | CFP | Jun 2021 (5y) | |
| Matthew R Lichtman | Registered representative | Jun 2021 (5y) | ||
| Chelsie Lee Crane | Registered representative | Jul 2021 (5y) | ||
| Brandon Rivers Cabaniss | Registered representative | CFP | Jul 2021 (5y) | |
| Jeremy Luke Strickler | Registered representative | CFP | Jul 2021 (5y) | |
| Michael Howard Markowitz | Registered representative | Aug 2021 (5y) | ||
| Wendolyn Forbes | Registered representative | CFP | Aug 2021 (5y) | |
| Austin James Ferlita | Registered representative | Sep 2021 (5y) | ||
| William David Wolcott | Registered representative | CFP | Sep 2021 (5y) | |
| Scott Rossiter Perrone | Registered representative | CFP | Nov 2021 (5y) | |
| Brian Matthew Prentice | Registered representative | Nov 2021 (5y) | ||
| James Scott Malloch | Registered representative | Nov 2021 (5y) | ||
| Joel H Yudenfreund | Registered representative | Jan 2022 (5y) | ||
| Marla Ann Reisman | Registered representative | Chartered Financial Consultant | Jan 2022 (5y) | |
| Thomas C Appleby | Registered representative | Jan 2022 (5y) | ||
| Todd Clarence Pfleger | Registered representative | Personal Financial Specialist | Jan 2022 (5y) | |
| Kaleb D Bridgemohan | Registered representative | Jan 2022 (5y) | ||
| Dennis T Song | Registered representative | Feb 2022 (4y) | ||
| Sean Alexander Joyce | Registered representative | Feb 2022 (4y) | ||
| Kenneth Michael Cordella | Registered representative | Mar 2022 (4y) | ||
| Tony Graybeal | Registered representative | Mar 2022 (4y) | ||
| Waylon Thomas Widler | Registered representative | Apr 2022 (4y) | ||
| Michael John Fujii | Registered representative | Jul 2022 (4y) | ||
| Gregory Jack Giardino | Registered representative | CFP | Jul 2022 (4y) | |
| Alexander Christian Engen | Registered representative | Jul 2022 (4y) | ||
| Nicole Erika Horsch | Registered representative | Aug 2022 (4y) | ||
| Ryan Eugene Kennedy | Registered representative | Aug 2022 (4y) | ||
| Charles Gerald Simon | Registered representative | Sep 2022 (4y) | ||
| Martin Andrew Garrison | Registered representative | CFP | Oct 2022 (4y) | |
| Laurence Edward Martin | Registered representative | CFP Chartered Financial Consultant | Dec 2022 (4y) | |
| Penny D Mccall | Registered representative | Dec 2022 (4y) | ||
| Joy Frances Deanda | Registered representative | Jan 2023 (4y) | ||
| John Fredrick Michel | Registered representative | Jan 2023 (4y) | ||
| Maxwell David Taylor | Registered representative | CFP | Mar 2023 (3y) | |
| Amy Caroline David | Registered representative | Mar 2023 (3y) | ||
| Don Craig Opperman | Registered representative | Apr 2023 (3y) | ||
| Mark Warren Lynch | Registered representative | May 2023 (3y) | ||
| Madeline Grace Giordano | Registered representative | Jun 2023 (3y) | ||
| Henry Robert Arellano | Registered representative | Jun 2023 (3y) | ||
| Scott Andrew Peterson | Registered representative | Jun 2023 (3y) | ||
| Matthew Dowell | Registered representative | Jun 2023 (3y) | ||
| David King Eaton | Registered representative | Jul 2023 (3y) | ||
| Jerry Lynn Ford | Registered representative | CFP | Jul 2023 (3y) | |
| Robert Michael Ford | Registered representative | Jul 2023 (3y) | ||
| Erikson Asker | Registered representative | CFP | Jul 2023 (3y) | |
| James Ryan Perry | Registered representative | Aug 2023 (3y) | ||
| Alan Grant Morris | Registered representative | Sep 2023 (3y) | ||
| Steffen Michael Beck | Registered representative | Nov 2023 (3y) | ||
| Scott Matthew Molina | Registered representative | Jan 2024 (3y) | ||
| Colton Allen Nussel | Registered representative | Jan 2024 (3y) | ||
| Brady Edward Yohn | Registered representative | Feb 2024 (2y) | ||
| Justin Dorton | Registered representative | Mar 2024 (2y) | ||
| Nathan David Slyh | Registered representative | CFP | Mar 2024 (2y) | |
| Nicholas Lance Bruce | Registered representative | CFP | Mar 2024 (2y) | |
| Christian Joseph Nelson | Registered representative | Mar 2024 (2y) | ||
| Thurston Spaulding | Registered representative | Apr 2024 (2y) | ||
| Tyler James Cleveland | Registered representative | Apr 2024 (2y) | ||
| Michael Peter Duprey | Registered representative | CFP | Apr 2024 (2y) | |
| Andrew Thomas Carrier | Registered representative | Apr 2024 (2y) | ||
| Alan Miles Rothstein | Registered representative | Personal Financial Specialist | Apr 2024 (2y) | |
| Ashley Marie Preston | Registered representative | CFP | May 2024 (2y) | |
| James Vincent Danovich | Registered representative | May 2024 (2y) | ||
| Tambra Jw Estill | Registered representative | Jul 2024 (2y) | ||
| Nicholas James Daniels | Registered representative | Jul 2024 (2y) | ||
| Clifford Warren Harrell | Registered representative | CFP | Aug 2024 (2y) | |
| Adam M. Runyan | Registered representative | Sep 2024 (2y) | ||
| Christopher Daniel Austin | Registered representative | Oct 2024 (2y) | ||
| Ethan Graybeal | Registered representative | Dec 2024 (2y) | ||
| Charles John Koehn | Registered representative | Jan 2025 (2y) | ||
| David Michael Biggs | Registered representative | Jan 2025 (2y) | ||
| Jeremy Dwayne Vaughn | Registered representative | CFP | Jan 2025 (2y) | |
| Michael Vincent Giordano | Registered representative | CFP | Jan 2025 (2y) | |
| Scott Evans Teter | Registered representative | Jan 2025 (2y) | ||
| Siegfreid Baterina Lauren | Registered representative | Jan 2025 (2y) | ||
| Richard Scott Karp | Registered representative | Jan 2025 (2y) | ||
| Angela Lee Haydusky | Registered representative | Jan 2025 (2y) | ||
| Jesse Jimerson | Registered representative | Jan 2025 (2y) | ||
| Josh Lorenzetti | Registered representative | Jan 2025 (2y) | ||
| Catherine Ann Zieman | Registered representative | CFP | Jan 2025 (2y) | |
| Karl Joseph Korade | Registered representative | Jan 2025 (2y) | ||
| Robert M Pendergist | Registered representative | Feb 2025 (1y) | ||
| Cameron Gregory Stewart | Registered representative | Feb 2025 (1y) | ||
| Justin Chamberlin | Registered representative | Mar 2025 (1y) | ||
| Peter Matthew Thorbahn | Registered representative | Mar 2025 (1y) | ||
| Steven Andrew Kletter | Registered representative | Mar 2025 (1y) | ||
| Darlene Marie Murphy | Registered representative | CFP | Mar 2025 (1y) | |
| John E. Dewey | Registered representative | CFP | Apr 2025 (1y) | |
| Tyler Mark Harris | Registered representative | Apr 2025 (1y) | ||
| Gary Mark Harris | Registered representative | Apr 2025 (1y) | ||
| Kenneth J Uhlich | Registered representative | Chartered Financial Consultant | Apr 2025 (1y) | |
| Scott Alexander Peyton | Registered representative | Apr 2025 (1y) | ||
| Peter James Hunt | Registered representative | CFP | May 2025 (1y) | |
| Walker Charles Wiese | Registered representative | May 2025 (1y) | ||
| Nikifor Alexandrov Paunov | Registered representative | May 2025 (1y) | ||
| Christopher John Bonapace | Registered representative | CFP | May 2025 (1y) | |
| Steven James Pharis | Registered representative | Jun 2025 (1y) | ||
| Jeffrey Theodore Lipsey | Registered representative | CFP | Jun 2025 (1y) | |
| Manjit Singh | Registered representative | Jul 2025 (1y) | ||
| Joshua Lee Howard | Registered representative | Jul 2025 (1y) | ||
| George I Black | Registered representative | Jul 2025 (1y) | ||
| Joe A Patrick | Registered representative | Jul 2025 (1y) | ||
| Maxwell F Schoeneborn | Registered representative | Aug 2025 (1y) | ||
| Robert Lopez | Registered representative | CFP | Aug 2025 (1y) | |
| Stuart David Greenberg | Registered representative | Sep 2025 (1y) | ||
| Amanda Drum Dowell | Registered representative | Sep 2025 (1y) | ||
| George J. Gotthold | Registered representative | CFP | Sep 2025 (1y) | |
| Charles Thomas Anglin | Registered representative | CFP CFA | Oct 2025 (1y) | |
| John Cloar Jackson | Registered representative | CFP | Oct 2025 (1y) | |
| Ken Robert Adams | Registered representative | Personal Financial Specialist | Oct 2025 (1y) | |
| Jeffrey Allen Czurak | Registered representative | CFP | Dec 2025 (1y) | |
| Matthew Burt Snellings | Registered representative | Dec 2025 (1y) | ||
| Peyton Edward Pounds | Registered representative | Dec 2025 (1y) | ||
| Jason Weis | Registered representative | CFP | Dec 2025 (1y) | |
| Brian Allen Couch | Registered representative | CFP | Jan 2026 (1y) | |
| Seth Daniel Flure | Registered representative | Jan 2026 (1y) | ||
| John Frederick Dalton | Registered representative | CFA | Jan 2026 (1y) | |
| Steven Jan Czurak | Registered representative | Jan 2026 (1y) | ||
| Matthew William Gladbach | Registered representative | CFP | Jan 2026 (1y) | |
| Carter Spaulding Collins | Registered representative | Jan 2026 (1y) | ||
| Jesse Nicole Parsons | Registered representative | CFA | Feb 2026 (0y) | |
| Jared Stephen Arn | Registered representative | Feb 2026 (0y) | ||
| Phillip Jared Niblo | Registered representative | CFP | Feb 2026 (0y) | |
| Terry Leon Jackson | Registered representative | Apr 2026 (0y) | ||
| Jordan Michael Rozeboom | Registered representative | Apr 2026 (0y) | ||
| Leon Dean Rozeboom | Registered representative | Apr 2026 (0y) | ||
| William Graham Morris | Registered representative | Apr 2026 (0y) | ||
| Sarah Elizabeth Scattergood | Registered representative | May 2026 (0y) | ||
| Joshua Clinton Spencer | Registered representative | May 2026 (0y) | ||
| Daniel Adams Martin | Registered representative | Jun 2026 (0y) | ||
| Daniel Joseph Palomino | Registered representative | Jul 2026 (0y) | ||
| Paul Michael Baily | Registered representative | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| The Carolinas Center For Medical Excellence 401(k) Plan | Medical Review Of North Carolina, Inc. | 85 | $15.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/17/2026 | 2.34 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 31, 2026.
View current Form ADV (SEC/IAPD) ↗