Johnson Wealth Inc.
SEC-registered
Investment Adviser · Large ($10B–$100B)
CRD 125557
· SEC file 801-61862
· Milwaukee, WI
· WWW.JOHNSONFINANCIALGROUP.COM
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ADV data as of Mar 27, 2026
- Regulatory AUM
- $10.3B
- Discretionary
- $8.5B
- Clients
- 2,412
- Avg AUM / client
- $4.3M
- Accounts
- 6,701
- Employees
- 142
AUM over time
$1.0B
$10.3B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 180 | $30.0M | 0.29% |
| High net worth individuals | 2,058 | $3.9B | 37.6% |
| Pension and profit sharing plans | 26 | $292M | 2.82% |
| Charitable organizations | 36 | $177M | 1.71% |
| State or municipal government entities | 4 | $167M | 1.62% |
| Other investment advisers | 1 | $4.4B | 42.4% |
| Corporations and other businesses | 107 | $1.4B | 13.6% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Keywords Us Holdings, Inc. 401(k) P/S Plan Keywords Us Holdings, Inc. | 2024 | |
| O&H Danish Bakery, Inc. 401(k) Plan O&H Danish Bakery, Inc. | 2024 | |
| Southwest Airlines Pilots Retirement Savings Plan Southwest Airlines Company | 2024 | |
| United Airlines Pilot Retirement Account Plan United Airlines, Inc. | 2024 |
People (78)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Johnson Leipold, Helen | Trustee | Feb 2010 (17y) | GP / trustee / elected manager of Johnson Financial Group Voting Trust (indirect) | |
| Behrens, Mark, C | Director, Chief Financial Officer And Secretary | Jun 2016 (10y) | Less than 5% | |
| Pavlik, Benjamin, Thomas | Director, Legal Counsel And Assistant Secretary | Jun 2016 (10y) | Less than 5% | |
| Brunner, Daniel, J. | Vice President Finance | Apr 2018 (8y) | Less than 5% | |
| Bellmer, Adam, Steven | Chief Compliance Officer | Jul 2018 (8y) | Less than 5% | |
| Dominic Paul Ceci | Chief Investment Officer | CFA | Apr 2022 (4y) | Less than 5% |
| Ronald Edward Lehmann | Svp Chief Administrative Officer | CFP | Jan 2024 (3y) | Less than 5% |
| Schoenborn, Eva, Marie | Evp President | Jun 2024 (2y) | Less than 5% | |
| Jason Douglas Herried | Registered representative | CFA | Sep 2016 (10y) | |
| Jonathan Henshue | Registered representative | CFA | Oct 2016 (10y) | |
| Annette Elizabeth Hellmer | Registered representative | CFA | Jan 2017 (10y) | |
| Nicole Ann Geniesse | Registered representative | Chartered Financial Consultant | Jan 2017 (10y) | |
| Kyle James Tripp | Registered representative | CFP CFA | Feb 2017 (9y) | |
| Elizabeth Margaret Wedward | Registered representative | Apr 2017 (9y) | ||
| Jeffrey J Budzisz | Registered representative | May 2017 (9y) | ||
| Julie S. Grosso | Registered representative | Jun 2017 (9y) | ||
| Candice M Baker | Registered representative | Jun 2017 (9y) | ||
| Michael Paul Cox | Registered representative | Jul 2017 (9y) | ||
| David Anthony Mcevoy | Registered representative | Aug 2017 (9y) | ||
| Brian Anthony Schaefer | Registered representative | Oct 2017 (9y) | ||
| Ronald Charles Alberts | Registered representative | CFA | Oct 2017 (9y) | |
| Timothy John Foht | Registered representative | Dec 2017 (9y) | ||
| Kent Dean Demien | Registered representative | Chartered Financial Consultant CFA | Jan 2018 (9y) | |
| Joseph Robert Guerin | Registered representative | CFA | Jan 2018 (9y) | |
| Damir Hadzalic | Registered representative | Aug 2018 (8y) | ||
| Eric Bernal | Registered representative | Sep 2018 (8y) | ||
| Anisa Dunn | Registered representative | Jan 2019 (8y) | ||
| Anita Helen Resch | Registered representative | CFP | May 2019 (7y) | |
| Eric John Trousil | Registered representative | CFA | May 2019 (7y) | |
| Kelsey M. Ellsworth | Registered representative | CFA | Jul 2019 (7y) | |
| Robert Tyler Mosley | Registered representative | Nov 2019 (7y) | ||
| Alexander John Stemberger | Registered representative | May 2022 (4y) | ||
| John Robert Kemnitzer | Registered representative | Jun 2022 (4y) | ||
| Scott Lee Wisnewski | Registered representative | Jan 2023 (4y) | ||
| Claire Renee Wordell | Registered representative | Apr 2023 (3y) | ||
| Nicole Marie Farbo | Registered representative | CFP | Aug 2023 (3y) | |
| Grace P Anderson | Registered representative | Oct 2023 (3y) | ||
| Samantha P Kolb | Registered representative | Oct 2023 (3y) | ||
| John Conrad Keller | Registered representative | Jan 2024 (3y) | ||
| Eric Stephen Zwicky | Registered representative | Jan 2024 (3y) | ||
| Steven Douglas Reuhl | Registered representative | Mar 2024 (2y) | ||
| Broc Donavon Berge | Registered representative | Apr 2024 (2y) | ||
| David Peter Dauchy | Registered representative | CFA | May 2024 (2y) | |
| Bradley David Mazola | Registered representative | May 2024 (2y) | ||
| Joseph Michael Maier | Registered representative | Sep 2024 (2y) | ||
| Karla K. Losey | Registered representative | CFP | Oct 2024 (2y) | |
| Susan Baran | Registered representative | CFP | Nov 2024 (2y) | |
| Jill Marie Spielmann Carter | Registered representative | Nov 2024 (2y) | ||
| Adam Philip Stern | Registered representative | CFA | Dec 2024 (2y) | |
| Justin Landreman | Registered representative | Dec 2024 (2y) | ||
| Breton Almstedt | Registered representative | Dec 2024 (2y) | ||
| Arnold Helmut Presser | Registered representative | Dec 2024 (2y) | ||
| Joel Lynn Bailey | Registered representative | Jan 2025 (2y) | ||
| Alex G Pudlo | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Graham Alan Kessel | Registered representative | Jan 2025 (2y) | ||
| Scott Rescigno | Registered representative | Jun 2025 (1y) | ||
| Michael Kelly Miller | Registered representative | Jun 2025 (1y) | ||
| Tyler Jensen | Registered representative | Jun 2025 (1y) | ||
| Brett Andrew Staaland | Registered representative | Jul 2025 (1y) | ||
| Joseph Maestas | Registered representative | Jul 2025 (1y) | ||
| Jeffrey Lawrence Pierce | Registered representative | Aug 2025 (1y) | ||
| Noah James Recker | Registered representative | Aug 2025 (1y) | ||
| Kenneth Ray Bellinger | Registered representative | CFA | Sep 2025 (1y) | |
| Kevin Michael Tydrick | Registered representative | CFP | Oct 2025 (1y) | |
| Allison Marie Moeschberger | Registered representative | CFP | Oct 2025 (1y) | |
| Justin D Dahl | Registered representative | Nov 2025 (1y) | ||
| James Lloyd Grassl | Registered representative | Dec 2025 (1y) | ||
| Kelly Lou Mould | Registered representative | Jan 2026 (1y) | ||
| Kathy Ann Ciszewski | Registered representative | CFP | Jan 2026 (1y) | |
| Jacqueline Ruppel | Registered representative | Mar 2026 (0y) | ||
| Shane Thomas Olson | Registered representative | Mar 2026 (0y) | ||
| Bryant Shurn | Registered representative | Mar 2026 (0y) | ||
| Grant Tanner Moll | Registered representative | CFP | Mar 2026 (0y) | |
| Samuel Paul Anhalt | Registered representative | Mar 2026 (0y) | ||
| Sharon Christian | Registered representative | Apr 2026 (0y) | ||
| Maureen Coogan Holsen | Registered representative | CFP | May 2026 (0y) | |
| Nicholas Angelo Brunsch | Registered representative | Jun 2026 (0y) | ||
| Robert Schneider | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Johnson Financial Group, Inc. | Direct Owner | Jun 2016 | A | 75% or more |
| Johnson Financial Group Voting Trust | Shareholder Of A And B Shares | Jun 1991 | B | ≈ 37.5% – 75% via Johnson Financial Group, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Johnson Financial Group Voting Trust: 50% – 75% of Johnson Financial Group, Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Keywords Us Holdings, Inc. 401(k) P/S Plan | Keywords Us Holdings, Inc. | 900 | $48.3M | 01/01/2024 |
| O&H Danish Bakery, Inc. 401(k) Plan | O&H Danish Bakery, Inc. | 250 | $9.1M | 01/01/2024 |
| Southwest Airlines Pilots Retirement Savings Plan | Southwest Airlines Company | 11,679 | $11.6B | 01/01/2024 |
| United Airlines Pilot Retirement Account Plan | United Airlines, Inc. | 17,444 | $16.8B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Pershing $4.5B (44% of AUM) Mar 2026
- Johnson Bank $4.3B (42% of AUM) Mar 2026
- RBC $1.8B (20% of AUM) Nov 2022
- Trustmark National Bank $311M (11% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗