Gregory J. Schwartz & Co., Inc.
SEC-registered
Insurance-Affiliated · Large ($10B–$100B)
CRD 7294
· SEC file 801-62856
· Bloomfield Hills, MI
· www.gjsco.com
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ADV data as of Mar 30, 2026
- Regulatory AUM
- $10.5B
- Discretionary
- $181M
- Clients
- 1,737
- Avg AUM / client
- $6.0M
- Accounts
- 1,737
- Employees
- 30
AUM over time
$1.8B
$10.5B
Dec 2011
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 765 | $598M | 5.71% |
| High net worth individuals | 637 | $1.5B | 13.8% |
| Pension and profit sharing plans | 193 | $7.9B | 75.0% |
| Charitable organizations | 57 | $104M | 0.99% |
| State or municipal government entities | 2 | $19.5M | 0.19% |
| Corporations and other businesses | 83 | $451M | 4.3% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (27)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Schwartz, Gregory John | Chairman Of The Board | Aug 1976 (50y) | Less than 5% | |
| Schwartz, Joseph Emmet | Treasurer/Secretary | Mar 1992 (34y) | 10% – 25% | |
| Gregory John Schwartz | Vice President | May 2000 (26y) | 10% – 25% | |
| Edward Augustine Schwartz | President/Ceo | Aug 2001 (25y) | 10% – 25% | |
| Peter Francis Schwartz | Vice President | Aug 2001 (25y) | 10% – 25% | |
| Walter George Schwartz | Vice President | Aug 2001 (25y) | 10% – 25% | |
| Powers, Laura Lea | Cfo, Cco, Finop | Apr 2017 (9y) | Less than 5% | |
| Janette Leigh Schad | Registered representative | Jan 2010 (17y) | ||
| Andrew Timothy Bearre | Registered representative | May 2010 (16y) | ||
| David Roy Breuhan | Registered representative | May 2010 (16y) | ||
| Jonathan David Goike | Registered representative | May 2010 (16y) | ||
| Matthew John Whitty | Registered representative | May 2010 (16y) | ||
| Michael Patrick Obrien | Registered representative | May 2010 (16y) | ||
| Elizabeth Susan Swanson | Registered representative | May 2010 (16y) | ||
| Robert Stephens Higgins | Registered representative | Aug 2011 (15y) | ||
| Nicole Lee Hoag | Registered representative | Jan 2012 (15y) | ||
| Mary Schwartz Miller | Registered representative | Jan 2017 (10y) | ||
| Ryan Hamilton Reed | Registered representative | Jul 2017 (9y) | ||
| Jacob Cole Herman | Registered representative | Sep 2017 (9y) | ||
| Gregory John Schwartz | Registered representative | Jul 2019 (7y) | ||
| Spencer Christian Eick | Registered representative | Aug 2020 (6y) | ||
| Gabriel Stephen Beshara | Registered representative | Apr 2023 (3y) | ||
| Gavin Creswell Mc Kenzie | Registered representative | Feb 2024 (2y) | ||
| Thomas Jack Schwartz | Registered representative | Mar 2024 (2y) | ||
| Grace Mary Salzeider | Registered representative | Jul 2024 (2y) | ||
| Michael Jerome Kucera | Registered representative | Dec 2024 (2y) | ||
| Romain Hubert Ducasse | Registered representative | Jan 2026 (1y) |
Undisclosed: 0% – 50% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (48)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Johnstone Supply Of Detroit 401(k) Plan | Chester Limited Midwest, Llc | 0 | $0 | 01/01/2024 |
| Adient Us Llc Savings And Investment (401 K) Plan | Adient Us Llc | 6,028 | $951M | 01/01/2024 |
| The Cold Heading Group 401(k) Retirement Plan | The Cold Heading Company | 504 | $52.3M | 01/01/2024 |
| Ai Cares Retirement Savings Plan | Ai Cares, Llc | 3,053 | $87.4M | 01/01/2024 |
| Suburban Collection 401(k) Plan | Suburban Employee Services, Llc | 941 | $61.7M | 01/01/2024 |
| Ross Controls Retirement Plan | Ross Controls | 99 | $35.3M | 01/01/2024 |
| Trott Law, P.C. Profit Sharing Plan And Trust | Trott Law, P.C. | 142 | $17.4M | 01/01/2024 |
| Altair Salary Reduction Profit Sharing Plan | Altair Engineering, Inc. | 1,006 | $263M | 01/01/2024 |
| Aalberts Surface Technologies 401(k) Plan | Applied Process, Inc. | 373 | $32.9M | 01/01/2024 |
| Michigan Orthopaedic Surgeons, Pllc 401(k) Plan | Michigan Orthopaedic Surgeons, Pllc | 371 | $46.5M | 01/01/2024 |
| Dfcu Financial 401(k) Plan | Dfcu Financial | 626 | $131M | 01/01/2024 |
| Pvs Sackett Waconia, Inc. 401(k) Plan | Pvs Sackett Waconia, Inc. | 0 | $0 | 01/01/2024 |
| Medallion Instrumentation Systems, Llc Employee 401(k) Savings Plan | Medallion Instrumentation Systems, Llc | 137 | $17.6M | 01/01/2024 |
| Alclear, Llc 401(k) Plan | Alclear, Llc | 3,497 | $42.2M | 01/01/2024 |
| Realtruck Retirement Savings Plan | Realtruck Group, Inc. | 4,169 | $144M | 01/01/2024 |
| Infusystem Holdings, Inc. 401(k) Plan | Infusystem Holdings, Inc. | 498 | $31.8M | 01/01/2024 |
| W&P Management Profit Sharing And 401(k) Plan | W&P Management, Llc | 486 | $29.0M | 01/01/2024 |
| Ghafari Companies 401(k) Plan | Ghafari Associates, Llc | 434 | $107M | 01/01/2024 |
| Henniges Automotive Retirement Savings Plan | Henniges Automotive North America, Inc. | 1,385 | $165M | 01/01/2024 |
| Soave Enterprises L.L.C. Savings And Profit Sharing Plan And Trust | Soave Enterprises, Llc | 1,047 | $58.1M | 01/01/2024 |
| The Smithgroup Retirement Accumulation Plan | Smithgroup Companies, Inc. | 1,547 | $335M | 01/01/2024 |
| Arcelormittal Tailored Blanks 401(k) Plan | Arcelormittal Tailored Blanks Americas Corporation | 200 | $9.9M | 01/01/2024 |
| Detroit Forming, Inc. Employees' Retirement Benefit Plan And Trust | Detroit Forming, Inc. | 223 | $31.3M | 01/01/2024 |
| Wayne Wire Cloth Products Inc. Employee 401(k) Retirement Plan | Wayne Wire Cloth Products, Inc. | 172 | $5.0M | 01/01/2024 |
| Conifer Holdings, Inc. 401(k) Plan | Conifer Holdings, Inc. | 52 | $6.9M | 01/01/2024 |
Top 25 of 48 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Management Trust Company $3.7B (35% of AUM) Mar 2026
- RBC $2.4B (23% of AUM) Mar 2026
- Empower $1.6B (15% of AUM) Mar 2026
- T Rowe Price Trust Company $337M (10% of AUM) Jun 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗