Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13601 | Prosperity Road, Llc CRD 281894 | Santa Ana, CA | Wealth Manager · Small ($100M–$1B) | $172M | 69 | 181 | 3 | 03/10/2026 | ☆ |
| 13602 | Lwm Advisors Inc CRD 146620 | El Dorado Hills, CA | Wealth Manager · Small ($100M–$1B) | $172M | 124 | 616 | 3 | 03/05/2026 | ☆ |
| 13603 | Nexwealth Llc CRD 311424 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $172M | 172 | 172 | 6 | 06/10/2026 | ☆ |
| 13604 | Steinberg Asset Management, Llc CRD 118968 | New York, NY | Wealth Manager · Small ($100M–$1B) | $172M | 30 | 50 | 5 | 03/18/2026 | ☆ |
| 13605 | Thompson Wealth Solutions, Llc CRD 338023 | Timonium, MD | Wealth Manager · Small ($100M–$1B) | $172M | 81 | 333 | 3 | 06/09/2026 | ☆ |
| 13606 | Investor Advisory Group, Llc CRD 106837 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $172M | 184 | 442 | 4 | 03/04/2026 | ☆ |
| 13607 | Mcintyre, Freedman & Flynn Investment Advisers, Inc. CRD 105522 | Orleans, MA | Wealth Manager · Small ($100M–$1B) | $172M | 69 | 116 | 5 | 03/20/2026 | ☆ |
| 13608 | Ascent Capital Partners, Llc CRD 291218 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $172M | 69 | 163 | 10 | 04/01/2026 | ☆ |
| 13609 | Clayton Partners Llc CRD 127546 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $172M | 56 | 80 | 4 | 03/26/2026 | ☆ |
| 13610 | Rioblanco Capital Llc CRD 325702 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $172M | 16 | 16 | 17 | 07/30/2026 | ☆ |
| 13611 | Nightview Capital, Llc CRD 284183 | Clearwater, FL | Private Fund Manager · Small ($100M–$1B) | $172M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 13612 | Pinnacle Portfolio Advisors, Llc CRD 287622 | Insurance-Affiliated · Small ($100M–$1B) | $172M | 42 | 73 | 3 | 02/06/2026 | ☆ | |
| 13613 | Goverman Financial Solutions, Llc CRD 130397 | Dedham, MA | Wealth Manager · Small ($100M–$1B) | $172M | 270 | 570 | 2 | 04/30/2026 | ☆ |
| 13614 | Chesapeake Capital Corporation CRD 282099 | Tampa, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $172M | 3 | 4 | 6 | 08/04/2026 | ☆ |
| 13615 | Opulen Financial Group, Llc CRD 173963 | Arlington, VA | Insurance-Affiliated · Small ($100M–$1B) | $172M | 172 | 649 | 1 | 01/21/2026 | ☆ |
| 13616 | Koob Wealth Management, Llc CRD 154830 | White Bear Township, MN | Wealth Manager · Small ($100M–$1B) | $172M | 133 | 348 | 3 | 02/04/2026 | ☆ |
| 13617 | Triangle Investment Management, Llc CRD 329567 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $172M | 3 | 3 | 13 | 03/13/2026 | ☆ |
| 13618 | Evolution Wealth Management Inc. CRD 307644 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $172M | 294 | 721 | 7 | 03/11/2026 | ☆ |
| 13619 | N CRD 289491 | Private Fund Manager · Small ($100M–$1B) | $172M | 22 | 22 | 4 | 03/13/2026 | ☆ | |
| 13620 | Ellerbrock Norris Wealth Strategies Llc CRD 295099 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $172M | 85 | 342 | 2 | 06/17/2026 | ☆ |
| 13621 | Crawford, Gregory Jason CRD 134936 | Modesto, CA | Wealth Manager · Small ($100M–$1B) | $172M | 140 | 378 | 2 | 02/18/2026 | ☆ |
| 13622 | Cavu Wealth Advisors, Llc CRD 340677 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $172M | 81 | 81 | 3 | 05/04/2026 | ☆ |
| 13623 | Scottsdale Wealth Planning, Inc. CRD 169248 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $172M | 79 | 312 | 2 | 03/20/2026 | ☆ |
| 13624 | Voyage Wealth Management, Llc CRD 323368 | Wealth Manager · Small ($100M–$1B) | $172M | 49 | 189 | 2 | 03/06/2026 | ☆ | |
| 13625 | Mandalay Financial, L.L.C. CRD 113848 | Bellaire, TX | Insurance-Affiliated · Small ($100M–$1B) | $171M | 113 | 114 | 3 | 03/30/2026 | ☆ |
| 13626 | White Hat Capital Partners Lp CRD 288059 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $171M | 4 | 4 | 6 | 03/27/2026 | ☆ |
| 13627 | Prophet Equity Management Ii Llc CRD 170614 | Southlake, TX | Private Fund Manager · Small ($100M–$1B) | $171M | 1 | 1 | 8 | 03/31/2026 | ☆ |
| 13628 | Kennon Green & Company, Llc CRD 284713 | New Albany, OH | Wealth Manager · Small ($100M–$1B) | $171M | 90 | 292 | 4 | 03/19/2026 | ☆ |
| 13629 | Assabet Advisors, Llc CRD 127795 | Holden, MA | Wealth Manager · Small ($100M–$1B) | $171M | 77 | 217 | 3 | 03/11/2026 | ☆ |
| 13630 | Granada Wealth Management, Llc CRD 285812 | Davidson, NC | Wealth Manager · Small ($100M–$1B) | $171M | 76 | 665 | 1 | 03/03/2026 | ☆ |
| 13631 | Hoover Private Wealth, Llc CRD 336484 | Royal Oak, MI | Investment Adviser · Small ($100M–$1B) | $171M | 222 | 638 | 6 | 03/31/2026 | ☆ |
| 13632 | Tam Financial Advisors, Llc CRD 125496 | Wealth Manager · Small ($100M–$1B) | $171M | 92 | 92 | 1 | 02/19/2026 | ☆ | |
| 13633 | Genesis Financial Group, Llc CRD 327996 | Paramus, NJ | Wealth Manager · Small ($100M–$1B) | $171M | 73 | 224 | 2 | 03/11/2026 | ☆ |
| 13634 | R.J. Cloud Advisors & Company CRD 289371 | Bixby, OK | Wealth Manager · Small ($100M–$1B) | $171M | 160 | 160 | 3 | 01/26/2026 | ☆ |
| 13635 | Intentional Wealth Strategies CRD 327743 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $171M | 161 | 581 | 4 | 03/31/2026 | ☆ |
| 13636 | Littlejohn Financial Services, Inc CRD 155113 | Roseburg, OR | Wealth Manager · Small ($100M–$1B) | $171M | 560 | 1,236 | 8 | 02/19/2026 | ☆ |
| 13637 | Entruity Wealth, Llc CRD 288331 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $171M | 305 | 773 | 4 | 03/20/2026 | ☆ |
| 13638 | Wilhelm Financial Services, Pllc CRD 117504 | Multi-Family Office · Small ($100M–$1B) | $171M | 7 | 34 | 1 | 03/31/2026 | ☆ | |
| 13639 | Donald W. Nicholson & Associates Ltd CRD 107054 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $171M | 156 | 354 | 5 | 04/01/2026 | ☆ |
| 13640 | Prairie View Wealth Partners Llc CRD 341361 | Sioux Falls, SD | Wealth Manager · Small ($100M–$1B) | $171M | 42 | 186 | 3 | 08/06/2026 | ☆ |
| 13641 | Cain Capital L.L.C. CRD 113592 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $171M | 24 | 92 | 4 | 02/25/2026 | ☆ |
| 13642 | Wilsquare Capital Llc CRD 296504 | St. Louis, MO | Private Fund Manager · Small ($100M–$1B) | $171M | 2 | 2 | 10 | 03/09/2026 | ☆ |
| 13643 | Harbor Ithaka Wm, Llc CRD 170580 | Aventura, FL | Private Fund Manager · Small ($100M–$1B) | $171M | 43 | 70 | 7 | 03/31/2026 | ☆ |
| 13644 | Hayden Harper Wealth Advisory, Llc CRD 152091 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $171M | 78 | 203 | 7 | 03/26/2026 | ☆ |
| 13645 | Hegarty Advisors, Llc CRD 306342 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $171M | 101 | 431 | 2 | 01/13/2026 | ☆ |
| 13646 | Peb Capital Management Llc CRD 315241 | Columbus, OH | Wealth Manager · Small ($100M–$1B) | $171M | 169 | 461 | 3 | 02/18/2026 | ☆ |
| 13647 | Yandell Investments, Llc CRD 332642 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $171M | 115 | 337 | 2 | 03/24/2026 | ☆ |
| 13648 | Cohesion Wealth Management, Llc CRD 308980 | Broomfield, CO | Wealth Manager · Small ($100M–$1B) | $171M | 395 | 199 | 5 | 08/11/2026 | ☆ |
| 13649 | Wealth Engineering, Llc CRD 128549 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $171M | 56 | 219 | 1 | 02/24/2026 | ☆ |
| 13650 | Rwr Investments Llc CRD 157966 | Dallas, TX | Multi-Family Office · Small ($100M–$1B) | $171M | 9 | 9 | 4 | 05/07/2026 | ☆ |