Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13601 | Athena Wealth Management, Llc CRD 319373 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $174M | 144 | 498 | 3 | 03/18/2026 | ☆ |
| 13602 | Chancellor Wealth Management, Inc. CRD 112918 | Atlanta, GA | Insurance-Affiliated · Small ($100M–$1B) | $174M | 119 | 399 | 3 | 03/20/2026 | ☆ |
| 13603 | Ivanoff Wealth Management Inc. CRD 325275 | Cypress, CA | Wealth Manager · Small ($100M–$1B) | $174M | 618 | 618 | 3 | 09/21/2026 | ☆ |
| 13604 | Gilbert Greg Ria, Llc CRD 304981 | Oakland, CA | Wealth Manager · Small ($100M–$1B) | $174M | 657 | 839 | 35 | 05/26/2026 | ☆ |
| 13605 | N CRD 124042 | Wealth Manager · Small ($100M–$1B) | $174M | 97 | 537 | 7 | 04/02/2025 | ☆ | |
| 13606 | Levatus Llc CRD 287811 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $174M | 46 | 235 | 4 | 05/06/2026 | ☆ |
| 13607 | Y CRD 146015 | Wealth Manager · Small ($100M–$1B) | $174M | 93 | 206 | 3 | 02/19/2025 | ☆ | |
| 13608 | Clp Asset Management, Llc CRD 305962 | Multi-Family Office · Small ($100M–$1B) | $174M | 6 | 92 | 1 | 08/11/2026 | ☆ | |
| 13609 | Jaykay Wealth Advisors, Inc. CRD 170192 | Houston, TX | Insurance-Affiliated · Small ($100M–$1B) | $174M | 139 | 354 | 6 | 04/01/2026 | ☆ |
| 13610 | Servo Wealth Management Llc CRD 159367 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $174M | 89 | 355 | 1 | 03/24/2026 | ☆ |
| 13611 | Blakely Walters Wealth Management Llc CRD 324410 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $174M | 314 | 548 | 7 | 04/27/2026 | ☆ |
| 13612 | Pemberwick Investment Advisors, Llc CRD 149639 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $174M | 1 | 1 | 2 | 03/24/2026 | ☆ |
| 13613 | Pravati Capital Llc CRD 300435 | Scottsdale, AZ | Private Fund Manager · Small ($100M–$1B) | $174M | 5 | 5 | 11 | 04/07/2026 | ☆ |
| 13614 | Anchor Point Financial Llc CRD 334103 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $174M | 171 | 599 | 1 | 02/16/2026 | ☆ |
| 13615 | Benchmark Capital Group Ltd. CRD 123698 | Galena, IL | Wealth Manager · Small ($100M–$1B) | $174M | 166 | 383 | 3 | 09/17/2026 | ☆ |
| 13616 | Douglass Investment Group Llc CRD 331223 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $174M | 142 | 600 | 3 | 03/10/2026 | ☆ |
| 13617 | Rlb Financial Llc CRD 151778 | Springfield, MO | Insurance-Affiliated · Small ($100M–$1B) | $174M | 607 | 609 | 4 | 03/06/2026 | ☆ |
| 13618 | Pinafore Wealth Counsel Inc. CRD 170540 | Durham, NC | Insurance-Affiliated · Small ($100M–$1B) | $174M | 105 | 325 | 2 | 02/11/2026 | ☆ |
| 13619 | Neuenschwander Asset Management, Llc CRD 125179 | Mcfarland, WI | Wealth Manager · Small ($100M–$1B) | $174M | 199 | 604 | 5 | 06/24/2026 | ☆ |
| 13620 | Price Financial Group Wealth Management, Inc. CRD 323146 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $173M | 549 | 1,340 | 7 | 04/02/2026 | ☆ |
| 13621 | Lion Equity Investment Advisors, Llc CRD 283404 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $173M | 3 | 3 | 12 | 03/11/2026 | ☆ |
| 13622 | Ifc And Insurance Marketing, Inc. CRD 283976 | Auburn, CA | Insurance-Affiliated · Small ($100M–$1B) | $173M | 1,050 | 1,421 | 7 | 06/12/2026 | ☆ |
| 13623 | Essentia Fund Advisors, Llc CRD 312190 | Private Fund Manager · Small ($100M–$1B) | $173M | 7 | 7 | 3 | 06/08/2026 | ☆ | |
| 13624 | Paradigm Capital Management,Llc CRD 120805 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $173M | 125 | 312 | 1 | 03/10/2026 | ☆ |
| 13625 | Tilden Loucks & Woodnorth Llc CRD 106713 | Elmhurst, IL | Insurance-Affiliated · Small ($100M–$1B) | $173M | 47 | 47 | 4 | 03/30/2026 | ☆ |
| 13626 | Innis Investments Llc CRD 105275 | Wealth Manager · Small ($100M–$1B) | $173M | 237 | 237 | 2 | 01/15/2026 | ☆ | |
| 13627 | Asco Financial Group, Inc. CRD 124395 | Kingston, PA | Investment Adviser · Small ($100M–$1B) | $173M | 61 | 63 | 2 | 03/05/2026 | ☆ |
| 13628 | Leibman Financial Servces, Inc. CRD 323120 | Louisville, NE | Wealth Manager · Small ($100M–$1B) | $173M | 270 | 573 | 4 | 01/10/2026 | ☆ |
| 13629 | Winning Points Advisors, L.L.C. CRD 118077 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $173M | 209 | 326 | 2 | 03/31/2026 | ☆ |
| 13630 | Gasaway Investment Advisors, Inc. CRD 123807 | Kalamazoo, MI | Insurance-Affiliated · Small ($100M–$1B) | $173M | 446 | 747 | 13 | 06/24/2026 | ☆ |
| 13631 | Individual Asset Management, Inc CRD 123418 | San Mateo, CA | Wealth Manager · Small ($100M–$1B) | $173M | 190 | 424 | 5 | 03/27/2026 | ☆ |
| 13632 | Cifuentes Wealth Partners, Llc CRD 139610 | Hollywood, FL | Wealth Manager · Small ($100M–$1B) | $173M | 102 | 313 | 2 | 06/23/2026 | ☆ |
| 13633 | Agility Equity Partners, Llc CRD 338602 | Pittsburgh, PA | Private Fund Manager · Small ($100M–$1B) | $173M | 11 | 11 | 7 | 01/23/2026 | ☆ |
| 13634 | Wabash Capital, Inc. CRD 107932 | Terre Haute, IN | Wealth Manager · Small ($100M–$1B) | $173M | 499 | 499 | 3 | 08/03/2026 | ☆ |
| 13635 | Shuttleworth & Company CRD 121382 | Powell, OH | Wealth Manager · Small ($100M–$1B) | $173M | 204 | 483 | 3 | 04/15/2026 | ☆ |
| 13636 | Advanced Capital Advisors, Llc CRD 113628 | Fairfield, CT | Wealth Manager · Small ($100M–$1B) | $173M | 201 | 201 | 3 | 03/31/2026 | ☆ |
| 13637 | Zynergy Retirement Planning CRD 143861 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $173M | 172 | 591 | 6 | 06/03/2026 | ☆ |
| 13638 | Stronghold Wealth Management L.L.C. CRD 161194 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $173M | 145 | 579 | 2 | 03/09/2026 | ☆ |
| 13639 | Barington Companies Investors, Llc CRD 161305 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $173M | 1 | 1 | 9 | 03/31/2026 | ☆ |
| 13640 | Haybeach Capital Management, Llc CRD 327539 | Rye, NY | Private Fund Manager · Small ($100M–$1B) | $173M | 8 | 8 | 4 | 09/30/2026 | ☆ |
| 13641 | Midwestern Financial, Llc CRD 270022 | Iowa City, IA | Wealth Manager · Small ($100M–$1B) | $173M | 135 | 548 | 3 | 03/27/2026 | ☆ |
| 13642 | Ridgeline Wealth Llc CRD 318258 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $173M | 186 | 627 | 6 | 03/04/2026 | ☆ |
| 13643 | Liberty Asset Management, Inc. CRD 135791 | Woodridge, IL | Wealth Manager · Small ($100M–$1B) | $173M | 243 | 502 | 2 | 08/11/2026 | ☆ |
| 13644 | Cornermen Financial, Llc CRD 323179 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $173M | 379 | 780 | 4 | 07/02/2026 | ☆ |
| 13645 | Counter Global, L.P. CRD 330571 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $173M | 1 | 1 | 3 | 06/26/2026 | ☆ |
| 13646 | Yanni & Associates Investment Advisors, Llc CRD 142913 | Wexford, PA | Insurance-Affiliated · Small ($100M–$1B) | $173M | 109 | 416 | 2 | 01/27/2026 | ☆ |
| 13647 | Authentic Counsel, Llc CRD 173306 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $173M | 271 | 843 | 8 | 07/07/2026 | ☆ |
| 13648 | Walnut Private Equity Partners, Llc CRD 168840 | Omaha, NE | Multi-Family Office · Small ($100M–$1B) | $173M | 2 | 2 | 3 | 04/20/2026 | ☆ |
| 13649 | Alluvial Capital Management, Llc CRD 169638 | Private Fund Manager · Small ($100M–$1B) | $173M | 51 | 52 | 2 | 07/23/2026 | ☆ | |
| 13650 | Wealth Management Solutions, Llc CRD 127517 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $173M | 99 | 411 | 4 | 05/14/2026 | ☆ |