Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13551 | Pemberwick Investment Advisors, Llc CRD 149639 | Greenwich, CT | Mutual Fund / Asset Manager · Small ($100M–$1B) | $174M | 1 | 1 | 2 | 03/24/2026 | ☆ |
| 13552 | Pravati Capital Llc CRD 300435 | Scottsdale, AZ | Private Fund Manager · Small ($100M–$1B) | $174M | 5 | 5 | 11 | 04/07/2026 | ☆ |
| 13553 | Anchor Point Financial Llc CRD 334103 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $174M | 171 | 599 | 1 | 02/16/2026 | ☆ |
| 13554 | Benchmark Capital Group Ltd. CRD 123698 | Galena, IL | Wealth Manager · Small ($100M–$1B) | $174M | 166 | 383 | 3 | 07/13/2026 | ☆ |
| 13555 | Douglass Investment Group Llc CRD 331223 | Wichita, KS | Wealth Manager · Small ($100M–$1B) | $174M | 142 | 600 | 3 | 03/10/2026 | ☆ |
| 13556 | Rlb Financial Llc CRD 151778 | Springfield, MO | Insurance-Affiliated · Small ($100M–$1B) | $174M | 607 | 609 | 4 | 03/06/2026 | ☆ |
| 13557 | Pinafore Wealth Counsel Inc. CRD 170540 | Durham, NC | Insurance-Affiliated · Small ($100M–$1B) | $174M | 105 | 325 | 2 | 02/11/2026 | ☆ |
| 13558 | Neuenschwander Asset Management, Llc CRD 125179 | Mcfarland, WI | Wealth Manager · Small ($100M–$1B) | $174M | 199 | 604 | 5 | 06/24/2026 | ☆ |
| 13559 | Price Financial Group Wealth Management, Inc. CRD 323146 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $173M | 549 | 1,340 | 7 | 04/02/2026 | ☆ |
| 13560 | Lion Equity Investment Advisors, Llc CRD 283404 | Denver, CO | Private Fund Manager · Small ($100M–$1B) | $173M | 3 | 3 | 12 | 03/11/2026 | ☆ |
| 13561 | Ifc And Insurance Marketing, Inc. CRD 283976 | Auburn, CA | Insurance-Affiliated · Small ($100M–$1B) | $173M | 1,050 | 1,421 | 7 | 06/12/2026 | ☆ |
| 13562 | Essentia Fund Advisors, Llc CRD 312190 | Private Fund Manager · Small ($100M–$1B) | $173M | 7 | 7 | 3 | 06/08/2026 | ☆ | |
| 13563 | Paradigm Capital Management,Llc CRD 120805 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $173M | 125 | 312 | 1 | 03/10/2026 | ☆ |
| 13564 | Tilden Loucks & Woodnorth Llc CRD 106713 | Elmhurst, IL | Insurance-Affiliated · Small ($100M–$1B) | $173M | 47 | 47 | 4 | 03/30/2026 | ☆ |
| 13565 | Innis Investments Llc CRD 105275 | Wealth Manager · Small ($100M–$1B) | $173M | 237 | 237 | 2 | 01/15/2026 | ☆ | |
| 13566 | Asco Financial Group, Inc. CRD 124395 | Kingston, PA | Investment Adviser · Small ($100M–$1B) | $173M | 61 | 63 | 2 | 03/05/2026 | ☆ |
| 13567 | Leibman Financial Servces, Inc. CRD 323120 | Louisville, NE | Wealth Manager · Small ($100M–$1B) | $173M | 270 | 573 | 4 | 01/10/2026 | ☆ |
| 13568 | Winning Points Advisors, L.L.C. CRD 118077 | Boca Raton, FL | Insurance-Affiliated · Small ($100M–$1B) | $173M | 209 | 326 | 2 | 03/31/2026 | ☆ |
| 13569 | Gasaway Investment Advisors, Inc. CRD 123807 | Kalamazoo, MI | Insurance-Affiliated · Small ($100M–$1B) | $173M | 446 | 747 | 13 | 06/24/2026 | ☆ |
| 13570 | Individual Asset Management, Inc CRD 123418 | San Mateo, CA | Wealth Manager · Small ($100M–$1B) | $173M | 190 | 424 | 5 | 03/27/2026 | ☆ |
| 13571 | Cifuentes Wealth Partners, Llc CRD 139610 | Hollywood, FL | Wealth Manager · Small ($100M–$1B) | $173M | 102 | 313 | 2 | 06/23/2026 | ☆ |
| 13572 | Agility Equity Partners, Llc CRD 338602 | Pittsburgh, PA | Private Fund Manager · Small ($100M–$1B) | $173M | 11 | 11 | 7 | 01/23/2026 | ☆ |
| 13573 | Wabash Capital, Inc. CRD 107932 | Terre Haute, IN | Wealth Manager · Small ($100M–$1B) | $173M | 499 | 499 | 3 | 08/03/2026 | ☆ |
| 13574 | Shuttleworth & Company CRD 121382 | Powell, OH | Wealth Manager · Small ($100M–$1B) | $173M | 204 | 483 | 3 | 04/15/2026 | ☆ |
| 13575 | Advanced Capital Advisors, Llc CRD 113628 | Fairfield, CT | Wealth Manager · Small ($100M–$1B) | $173M | 201 | 201 | 3 | 03/31/2026 | ☆ |
| 13576 | Zynergy Retirement Planning CRD 143861 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $173M | 172 | 591 | 6 | 06/03/2026 | ☆ |
| 13577 | Stronghold Wealth Management L.L.C. CRD 161194 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $173M | 145 | 579 | 2 | 03/09/2026 | ☆ |
| 13578 | Barington Companies Investors, Llc CRD 161305 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $173M | 1 | 1 | 9 | 03/31/2026 | ☆ |
| 13579 | Haybeach Capital Management, Llc CRD 327539 | Rye, NY | Private Fund Manager · Small ($100M–$1B) | $173M | 8 | 8 | 4 | 03/31/2026 | ☆ |
| 13580 | Midwestern Financial, Llc CRD 270022 | Iowa City, IA | Wealth Manager · Small ($100M–$1B) | $173M | 135 | 548 | 3 | 03/27/2026 | ☆ |
| 13581 | Ridgeline Wealth Llc CRD 318258 | Mesa, AZ | Wealth Manager · Small ($100M–$1B) | $173M | 186 | 627 | 6 | 03/04/2026 | ☆ |
| 13582 | Liberty Asset Management, Inc. CRD 135791 | Woodridge, IL | Wealth Manager · Small ($100M–$1B) | $173M | 243 | 502 | 2 | 08/11/2026 | ☆ |
| 13583 | Cornermen Financial, Llc CRD 323179 | San Antonio, TX | Wealth Manager · Small ($100M–$1B) | $173M | 379 | 780 | 4 | 07/02/2026 | ☆ |
| 13584 | Counter Global, L.P. CRD 330571 | Santa Monica, CA | Private Fund Manager · Small ($100M–$1B) | $173M | 1 | 1 | 3 | 06/26/2026 | ☆ |
| 13585 | Yanni & Associates Investment Advisors, Llc CRD 142913 | Wexford, PA | Insurance-Affiliated · Small ($100M–$1B) | $173M | 109 | 416 | 2 | 01/27/2026 | ☆ |
| 13586 | Authentic Counsel, Llc CRD 173306 | Greenwood Village, CO | Insurance-Affiliated · Small ($100M–$1B) | $173M | 271 | 843 | 8 | 07/07/2026 | ☆ |
| 13587 | Walnut Private Equity Partners, Llc CRD 168840 | Omaha, NE | Multi-Family Office · Small ($100M–$1B) | $173M | 2 | 2 | 3 | 04/20/2026 | ☆ |
| 13588 | Alluvial Capital Management, Llc CRD 169638 | Private Fund Manager · Small ($100M–$1B) | $173M | 51 | 52 | 2 | 07/23/2026 | ☆ | |
| 13589 | Wealth Management Solutions, Llc CRD 127517 | Scottsdale, AZ | Wealth Manager · Small ($100M–$1B) | $173M | 99 | 411 | 4 | 05/14/2026 | ☆ |
| 13590 | The Heaton Hoppes Group, Llc CRD 115511 | Cedar Falls, IA | Wealth Manager · Small ($100M–$1B) | $173M | 97 | 293 | 3 | 03/26/2026 | ☆ |
| 13591 | N CRD 158869 | Private Fund Manager · Small ($100M–$1B) | $173M | 3 | 3 | 4 | 06/30/2026 | ☆ | |
| 13592 | Sf Advisers, Llc CRD 316518 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $173M | 6 | 6 | 34 | 03/31/2026 | ☆ |
| 13593 | Aeternitas Investment Management, Llc CRD 338936 | Yardley, PA | Wealth Manager · Small ($100M–$1B) | $173M | 66 | 67 | 3 | 07/15/2026 | ☆ |
| 13594 | Vizcaya Capital Partners Llc CRD 324032 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $172M | 27 | 27 | 3 | 06/10/2026 | ☆ |
| 13595 | Vannoy Advisory Group, Inc. CRD 145806 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $172M | 54 | 251 | 2 | 05/21/2026 | ☆ |
| 13596 | White Sand Wealth Management, Llc CRD 304614 | Liberty, MO | Wealth Manager · Small ($100M–$1B) | $172M | 197 | 197 | 7 | 02/11/2026 | ☆ |
| 13597 | Argent Wealth Management, Inc. CRD 135376 | Round Rock, TX | Wealth Manager · Small ($100M–$1B) | $172M | 72 | 308 | 1 | 07/15/2026 | ☆ |
| 13598 | Cook Financial Designs, Inc. CRD 115241 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $172M | 195 | 567 | 1 | 03/13/2026 | ☆ |
| 13599 | Wealthguard Advisors, Inc. CRD 297192 | Placerville, CA | Wealth Manager · Small ($100M–$1B) | $172M | 397 | 959 | 5 | 03/02/2026 | ☆ |
| 13600 | Davidson Wealth Management Llc CRD 153227 | Forked River, NJ | Insurance-Affiliated · Small ($100M–$1B) | $172M | 228 | 653 | 5 | 06/15/2026 | ☆ |