Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13551 | Greenleaf Financial Group, Llc CRD 137933 | Carmel, IN | Wealth Manager · Small ($100M–$1B) | $175M | 123 | 495 | 2 | 04/01/2026 | ☆ |
| 13552 | Wpa Family Office, Llc CRD 315566 | Dallas, TX | Multi-Family Office · Small ($100M–$1B) | $175M | 21 | 35 | 5 | 09/18/2026 | ☆ |
| 13553 | N CRD 127372 | Wealth Manager · Small ($100M–$1B) | $175M | 320 | 320 | 5 | 02/07/2025 | ☆ | |
| 13554 | Prestige Wealth Services Group, Inc. CRD 166641 | Flemington, NJ | Investment Adviser · Small ($100M–$1B) | $175M | 295 | 4 | 03/09/2026 | ☆ | |
| 13555 | Wayve Capital Management, Llc CRD 332024 | Private Fund Manager · Small ($100M–$1B) | $175M | 12 | 12 | 4 | 03/27/2026 | ☆ | |
| 13556 | Cicc Alpha Investment Management (Usa), Llc CRD 289848 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 1 | 1 | 1 | 07/21/2026 | ☆ |
| 13557 | Zock Robert A & Co Inc CRD 110480 | Sutton, NH | Wealth Manager · Small ($100M–$1B) | $175M | 96 | 100 | 1 | 03/31/2026 | ☆ |
| 13558 | Jfa Advisors, Llc CRD 144039 | Greenville, SC | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $175M | 365 | 367 | 2 | 05/14/2026 | ☆ |
| 13559 | Power Asset Management Llc CRD 128580 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $175M | 35 | 80 | 1 | 03/24/2026 | ☆ |
| 13560 | Reinova Capital Advisors Llc CRD 340095 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $175M | 1 | 1 | 4 | 06/24/2026 | ☆ |
| 13561 | Sippican Capital Advisors Llc CRD 155188 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $175M | 150 | 150 | 5 | 03/27/2026 | ☆ |
| 13562 | Flow Focus Llc CRD 306849 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $175M | 71 | 71 | 4 | 03/25/2026 | ☆ |
| 13563 | Yoffe Investment Management, Llc CRD 173454 | Lemoyne, PA | Multi-Family Office · Small ($100M–$1B) | $175M | 13 | 46 | 1 | 02/05/2026 | ☆ |
| 13564 | Tnt Asset Management, Llc CRD 153309 | Round Rock, TX | Wealth Manager · Small ($100M–$1B) | $175M | 203 | 506 | 6 | 09/28/2026 | ☆ |
| 13565 | Income & Asset Advisory, Inc. CRD 124955 | Armonk, NY | Wealth Manager · Small ($100M–$1B) | $175M | 287 | 541 | 5 | 08/19/2026 | ☆ |
| 13566 | Newport Global Advisors L.P. CRD 139368 | The Woodlands, TX | Private Fund Manager · Small ($100M–$1B) | $175M | 6 | 6 | 5 | 07/09/2026 | ☆ |
| 13567 | Meliora Capital, Llc CRD 172367 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $175M | 103 | 246 | 3 | 09/30/2026 | ☆ |
| 13568 | Sageoak Financial, Llc CRD 166927 | Tulsa, OK | Wealth Manager · Small ($100M–$1B) | $175M | 263 | 690 | 3 | 07/14/2026 | ☆ |
| 13569 | Guardian Wealth Management, Llc CRD 146923 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $175M | 131 | 297 | 3 | 03/06/2026 | ☆ |
| 13570 | Arrow Capital Management, Llc CRD 165190 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 2 | 2 | 2 | 04/29/2026 | ☆ |
| 13571 | Teca Partners, Lp CRD 298106 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $175M | 3 | 3 | 4 | 03/30/2026 | ☆ |
| 13572 | Providence Legacy Advisors Llc CRD 336846 | Endowment & Foundation Advisor · Small ($100M–$1B) | $175M | 5 | 11 | 1 | 03/02/2026 | ☆ | |
| 13573 | Nestgsv Investment Management, Llc CRD 306285 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 6 | 6 | 3 | 07/06/2026 | ☆ |
| 13574 | Wall Street Investment Management, Llc CRD 143975 | Investment Adviser · Small ($100M–$1B) | $175M | 9 | 2 | 03/30/2026 | ☆ | ||
| 13575 | Capstone Investment Financial Group, Llc CRD 122575 | Webster, NY | Wealth Manager · Small ($100M–$1B) | $175M | 392 | 1,015 | 6 | 09/24/2026 | ☆ |
| 13576 | Stewardship Concepts Financial Services Llc CRD 330611 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $175M | 247 | 892 | 4 | 01/20/2026 | ☆ |
| 13577 | Two Parks Capital Llc CRD 333142 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $175M | 1 | 1 | 5 | 03/27/2026 | ☆ |
| 13578 | Odlum Brown Usa Investment Management Limited CRD 132242 | Vancouver, British Columbia | Wealth Manager · Small ($100M–$1B) | $175M | 255 | 448 | 30 | 06/04/2026 | ☆ |
| 13579 | A.G. Morgan Financial Advisors, Llc CRD 173292 | Massapequa, NY | Insurance-Affiliated · Small ($100M–$1B) | $175M | 387 | 1,687 | 3 | 03/26/2024 | ☆ |
| 13580 | Sjhl Financial Services, Llc CRD 285946 | Mcpherson, KS | Wealth Manager · Small ($100M–$1B) | $175M | 385 | 948 | 13 | 09/22/2026 | ☆ |
| 13581 | Wedgewood Asset Management, Llc CRD 312054 | Redondo Beach, CA | Private Fund Manager · Small ($100M–$1B) | $175M | 2 | 2 | 3 | 03/26/2026 | ☆ |
| 13582 | Family Legacy Financial Solutions, Llc CRD 314351 | Cary, NC | Insurance-Affiliated · Small ($100M–$1B) | $175M | 315 | 806 | 7 | 03/10/2026 | ☆ |
| 13583 | N CRD 290065 | Mutual Fund / Asset Manager · Small ($100M–$1B) | $175M | 4 | 4 | 4 | 02/10/2025 | ☆ | |
| 13584 | Unlimited Funds, Inc. CRD 322644 | New York, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $174M | 2 | 1 | 6 | 04/17/2026 | ☆ |
| 13585 | Port Street Investments, Llc CRD 168596 | Newport Beach, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $174M | 1 | 1 | 3 | 05/11/2026 | ☆ |
| 13586 | Davidov Wealth Group, Llc CRD 166794 | Garden City, NY | Insurance-Affiliated · Small ($100M–$1B) | $174M | 363 | 668 | 3 | 07/31/2026 | ☆ |
| 13587 | Viaquest Advisors Llc CRD 333842 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $174M | 292 | 559 | 5 | 03/24/2026 | ☆ |
| 13588 | Echelons Capital, Llc CRD 325781 | Park City, UT | Wealth Manager · Small ($100M–$1B) | $174M | 36 | 164 | 2 | 03/12/2026 | ☆ |
| 13589 | Maqro Advisors Llc CRD 289245 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $174M | 51 | 981 | 4 | 03/31/2026 | ☆ |
| 13590 | Qmp Management, Llc CRD 285478 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $174M | 2 | 2 | 4 | 04/22/2026 | ☆ |
| 13591 | Atx Financial Planning, Llc CRD 311589 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $174M | 211 | 490 | 5 | 09/28/2026 | ☆ |
| 13592 | Snow Peak Capital, Llc CRD 321648 | Broomfield, CO | Private Fund Manager · Small ($100M–$1B) | $174M | 4 | 4 | 7 | 07/28/2026 | ☆ |
| 13593 | Corrales & Company, Llc CRD 332189 | Miami, FL | Wealth Manager · Small ($100M–$1B) | $174M | 304 | 738 | 10 | 04/27/2026 | ☆ |
| 13594 | Provident Financial Planning, Llc CRD 291830 | Addison, TX | Wealth Manager · Small ($100M–$1B) | $174M | 72 | 343 | 2 | 03/24/2026 | ☆ |
| 13595 | Rockhill Advisors Llc CRD 288789 | Victor, ID | Wealth Manager · Small ($100M–$1B) | $174M | 24 | 171 | 2 | 02/25/2026 | ☆ |
| 13596 | Murphy & Mullick Capital Management Corp CRD 328629 | Smithtown, NY | Wealth Manager · Small ($100M–$1B) | $174M | 436 | 436 | 2 | 03/21/2026 | ☆ |
| 13597 | Opal Advisors, Llc CRD 164014 | Bellevue, WA | Wealth Manager · Small ($100M–$1B) | $174M | 185 | 381 | 6 | 03/27/2026 | ☆ |
| 13598 | Jms Capital Group Wealth Services, Llc CRD 281325 | Sewickley, PA | Insurance-Affiliated · Small ($100M–$1B) | $174M | 419 | 419 | 4 | 03/27/2026 | ☆ |
| 13599 | Fma Wealth Management, Llc CRD 313049 | Duxbury, MA | Wealth Manager · Small ($100M–$1B) | $174M | 144 | 435 | 2 | 02/27/2026 | ☆ |
| 13600 | Hanseatic Management Services Inc CRD 107110 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $174M | 216 | 200 | 4 | 03/12/2026 | ☆ |