Pemberwick Investment Advisors, Llc
- Regulatory AUM
- $174M
- Discretionary
- $174M
- Clients
- 1
- Avg AUM / client
- $174M
- Accounts
- 1
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $174M | 100.0% |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hussey, James, P | Ceo | Feb 2009 (18y) | Less than 5% | |
| Kristin, Miller, M | Member | Feb 2009 (18y) | 5% – 10% | |
| Myers, Brian, Patrick | Member | Feb 2009 (18y) | 5% – 10% | |
| Richman, Richard, Paul | Manager | Feb 2009 (18y) | 10% – 25% | |
| Salzman, David, A | Member | Feb 2009 (18y) | 25% – 50% | |
| Richman, Brooke, Schapps | Member | Jan 2013 (14y) | 10% – 25% | |
| Richman, Ellen | Member | Jan 2013 (14y) | 25% – 50% | |
| Richman, Scott | Member | Jan 2013 (14y) | 10% – 25% | |
| Murphy, Bernadette | Chief Compliance Officer | Jan 2020 (7y) | Less than 5% |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 981 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗