Investment advisers
44,588 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13651 | Payne Capital Llc CRD 329458 | Wealth Manager · Small ($100M–$1B) | $171M | 49 | 201 | 3 | 02/09/2026 | ☆ | |
| 13652 | Joseph Advisory Services, Llc CRD 324475 | El Paso, TX | Private Fund Manager · Small ($100M–$1B) | $171M | 8 | 8 | 1 | 03/24/2026 | ☆ |
| 13653 | Rmr Capital Management Llc CRD 285334 | Tustin, CA | Wealth Manager · Small ($100M–$1B) | $171M | 72 | 207 | 1 | 02/24/2026 | ☆ |
| 13654 | Toberman Becker Wealth, Llc CRD 310346 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $171M | 102 | 473 | 3 | 05/22/2026 | ☆ |
| 13655 | Marin Capital Management, Llc CRD 136075 | Novato, CA | Wealth Manager · Small ($100M–$1B) | $171M | 85 | 392 | 7 | 08/04/2026 | ☆ |
| 13656 | Seamans Capital Management, Llc CRD 118404 | Waltham, MA | Private Fund Manager · Small ($100M–$1B) | $171M | 44 | 44 | 9 | 03/31/2026 | ☆ |
| 13657 | Proactive Capital Management, Inc. CRD 297791 | Topeka, KS | Wealth Manager · Small ($100M–$1B) | $171M | 272 | 610 | 3 | 01/22/2026 | ☆ |
| 13658 | Denarius Capital Advisors Inc. CRD 164597 | Santa Clara, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $171M | 274 | 274 | 3 | 06/10/2026 | ☆ |
| 13659 | Taylor Wealth Management, Llc CRD 132955 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $171M | 63 | 226 | 1 | 02/11/2026 | ☆ |
| 13660 | North Shore Investment Consulting Llc CRD 131763 | Wilmette, IL | Wealth Manager · Small ($100M–$1B) | $171M | 103 | 300 | 1 | 02/27/2026 | ☆ |
| 13661 | Pacesetter Financial Group, L.L.C. CRD 123287 | Lincoln, IL | Wealth Manager · Small ($100M–$1B) | $170M | 371 | 766 | 10 | 03/05/2026 | ☆ |
| 13662 | Patrick Financial Group, L.L.C. CRD 124610 | Brighton, MI | Insurance-Affiliated · Small ($100M–$1B) | $170M | 607 | 603 | 2 | 03/31/2026 | ☆ |
| 13663 | Allison Investment Management, Llc CRD 124645 | Columbia, SC | Insurance-Affiliated · Small ($100M–$1B) | $170M | 100 | 291 | 2 | 07/09/2026 | ☆ |
| 13664 | Cirrus Capital Llc CRD 288297 | Bloomfield Hills, MI | Wealth Manager · Small ($100M–$1B) | $170M | 333 | 893 | 6 | 06/17/2026 | ☆ |
| 13665 | West End Wealth Management, Llc CRD 234791 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $170M | 53 | 151 | 2 | 02/23/2026 | ☆ |
| 13666 | Redwood Park Advisors, Llc CRD 307958 | Redwood City, CA | Wealth Manager · Small ($100M–$1B) | $170M | 122 | 299 | 3 | 03/19/2026 | ☆ |
| 13667 | Mount Lucas Index Advisers Llc CRD 310820 | Newtown, PA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $170M | 1 | 1 | 0 | 03/30/2026 | ☆ |
| 13668 | Hoplon Asset Management, L.P. CRD 318798 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $170M | 3 | 3 | 7 | 06/15/2026 | ☆ |
| 13669 | Zeit Capital Llc CRD 150149 | Wealth Manager · Small ($100M–$1B) | $170M | 73 | 205 | 1 | 03/17/2026 | ☆ | |
| 13670 | G. Dewayne Mcanally, Llc CRD 118511 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $170M | 399 | 904 | 6 | 03/24/2026 | ☆ |
| 13671 | N CRD 114843 | Wealth Manager · Small ($100M–$1B) | $170M | 98 | 498 | 1 | 03/31/2025 | ☆ | |
| 13672 | Oxford Capital Management, Inc. CRD 118359 | Richm0 Nd, VA | Wealth Manager · Small ($100M–$1B) | $170M | 29 | 120 | 2 | 02/20/2026 | ☆ |
| 13673 | Larimer Capital Corp CRD 18189 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $170M | 101 | 330 | 4 | 03/04/2026 | ☆ |
| 13674 | Gts Financial, Llc CRD 310222 | Bloomington, MN | Wealth Manager · Small ($100M–$1B) | $170M | 170 | 714 | 6 | 03/17/2026 | ☆ |
| 13675 | Kuhn Capital Partners, Llc CRD 283028 | Oak Brook, IL | Insurance-Affiliated · Small ($100M–$1B) | $170M | 271 | 271 | 5 | 03/31/2026 | ☆ |
| 13676 | Focus 401 (K) Group, Llc CRD 172217 | Addison, TX | Institutional / Pension Advisor · Small ($100M–$1B) | $170M | 27 | 27 | 2 | 01/14/2026 | ☆ |
| 13677 | Del Mar Wealth Management Inc CRD 175022 | Del Mar, CA | Wealth Manager · Small ($100M–$1B) | $170M | 73 | 263 | 3 | 03/27/2026 | ☆ |
| 13678 | Stillpoint Investments Lp CRD 318718 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $170M | 3 | 3 | 6 | 03/04/2026 | ☆ |
| 13679 | Stone House Capital Management, Llc CRD 167094 | Bay Harbor Islands, FL | Private Fund Manager · Small ($100M–$1B) | $170M | 2 | 2 | 2 | 03/26/2026 | ☆ |
| 13680 | Tactical Fund Advisors, Llc CRD 298049 | Cincinnati, OH | Mutual Fund / Asset Manager · Small ($100M–$1B) | $170M | 4 | 4 | 7 | 04/08/2026 | ☆ |
| 13681 | Ot Financial, Llc CRD 170738 | Troy, OH | Wealth Manager · Small ($100M–$1B) | $170M | 113 | 240 | 2 | 03/16/2026 | ☆ |
| 13682 | Embarcadero Financial Investment Advisory, Llc CRD 140929 | San Francisco, CA | Insurance-Affiliated · Small ($100M–$1B) | $170M | 166 | 383 | 4 | 03/11/2026 | ☆ |
| 13683 | Titanium Advisors, Llc CRD 153943 | Franklin, MA | Wealth Manager · Small ($100M–$1B) | $170M | 48 | 242 | 1 | 02/11/2026 | ☆ |
| 13684 | Chartist Inc CRD 105072 | Long Beach, CA | Wealth Manager · Small ($100M–$1B) | $170M | 426 | 426 | 2 | 05/15/2026 | ☆ |
| 13685 | Pathmont, Llc CRD 299217 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $170M | 28 | 64 | 1 | 05/19/2026 | ☆ |
| 13686 | Family Cfo, Llc CRD 108891 | Wealth Manager · Small ($100M–$1B) | $170M | 46 | 164 | 2 | 03/31/2026 | ☆ | |
| 13687 | N CRD 121388 | Wealth Manager · Small ($100M–$1B) | $170M | 37 | 182 | 1 | 02/11/2026 | ☆ | |
| 13688 | Leatherback Investments Llc CRD 299608 | Lakewood, NJ | Endowment & Foundation Advisor · Small ($100M–$1B) | $170M | 12 | 23 | 3 | 03/12/2026 | ☆ |
| 13689 | Ddelta Real Estate Investments Inc. CRD 326662 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $170M | 8 | 8 | 9 | 03/27/2026 | ☆ |
| 13690 | Delos Capital Management, Lp CRD 170010 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $170M | 3 | 3 | 12 | 03/31/2026 | ☆ |
| 13691 | Stonekeep Investments, Llc CRD 306144 | Wealth Manager · Small ($100M–$1B) | $170M | 114 | 443 | 2 | 03/20/2026 | ☆ | |
| 13692 | Kensington Financial Group, Inc. CRD 127658 | Winston Salem, NC | Wealth Manager · Small ($100M–$1B) | $170M | 763 | 853 | 2 | 05/15/2026 | ☆ |
| 13693 | Avise Financial Cooperative, Inc. CRD 328790 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $169M | 170 | 505 | 7 | 06/22/2026 | ☆ |
| 13694 | Cedar Spring Advisors, Llc CRD 289329 | Wealth Manager · Small ($100M–$1B) | $169M | 285 | 805 | 4 | 01/27/2026 | ☆ | |
| 13695 | Clara Vista Management Company Llc CRD 335893 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $169M | 8 | 8 | 3 | 06/29/2026 | ☆ |
| 13696 | Silva Capital Management Llc CRD 154504 | Chicago, IL | Investment Adviser · Small ($100M–$1B) | $169M | 3 | 3 | 1 | 03/27/2024 | ☆ |
| 13697 | Altus Capital Partners, Inc. CRD 159529 | Wilton, CT | Private Fund Manager · Small ($100M–$1B) | $169M | 5 | 5 | 9 | 03/25/2026 | ☆ |
| 13698 | Vilga Financial Planning Llc CRD 311166 | Wealth Manager · Small ($100M–$1B) | $169M | 19 | 119 | 2 | 03/24/2026 | ☆ | |
| 13699 | Ark Royal Wealth Management Llc CRD 175151 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $169M | 121 | 314 | 4 | 03/26/2026 | ☆ |
| 13700 | Financial Justus, Llc CRD 336690 | Wealth Manager · Small ($100M–$1B) | $169M | 70 | 300 | 1 | 02/02/2026 | ☆ |