Investment advisers
45,182 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 13651 | The Heaton Hoppes Group, Llc CRD 115511 | Cedar Falls, IA | Wealth Manager · Small ($100M–$1B) | $173M | 97 | 293 | 3 | 03/26/2026 | ☆ |
| 13652 | Acuta Capital Partners, Llc CRD 158869 | Redwood City, CA | Private Fund Manager · Small ($100M–$1B) | $173M | 3 | 3 | 4 | 06/30/2026 | ☆ |
| 13653 | Sf Advisers, Llc CRD 316518 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $173M | 6 | 6 | 34 | 03/31/2026 | ☆ |
| 13654 | Aeternitas Investment Management, Llc CRD 338936 | Yardley, PA | Wealth Manager · Small ($100M–$1B) | $173M | 66 | 67 | 3 | 07/15/2026 | ☆ |
| 13655 | Vizcaya Capital Partners Llc CRD 324032 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $172M | 27 | 27 | 3 | 06/10/2026 | ☆ |
| 13656 | Vannoy Advisory Group, Inc. CRD 145806 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $172M | 54 | 251 | 2 | 05/21/2026 | ☆ |
| 13657 | White Sand Wealth Management, Llc CRD 304614 | Liberty, MO | Wealth Manager · Small ($100M–$1B) | $172M | 197 | 197 | 7 | 09/24/2026 | ☆ |
| 13658 | Argent Wealth Management, Inc. CRD 135376 | Round Rock, TX | Wealth Manager · Small ($100M–$1B) | $172M | 72 | 308 | 1 | 07/15/2026 | ☆ |
| 13659 | Cook Financial Designs, Inc. CRD 115241 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $172M | 195 | 567 | 1 | 03/13/2026 | ☆ |
| 13660 | Wealthguard Advisors, Inc. CRD 297192 | Placerville, CA | Wealth Manager · Small ($100M–$1B) | $172M | 397 | 959 | 6 | 09/14/2026 | ☆ |
| 13661 | Davidson Wealth Management Llc CRD 153227 | Forked River, NJ | Insurance-Affiliated · Small ($100M–$1B) | $172M | 228 | 653 | 5 | 06/15/2026 | ☆ |
| 13662 | Prosperity Road, Llc CRD 281894 | Santa Ana, CA | Wealth Manager · Small ($100M–$1B) | $172M | 69 | 181 | 3 | 03/10/2026 | ☆ |
| 13663 | Lwm Advisors Inc CRD 146620 | El Dorado Hills, CA | Wealth Manager · Small ($100M–$1B) | $172M | 124 | 616 | 3 | 03/05/2026 | ☆ |
| 13664 | Nexwealth Llc CRD 311424 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $172M | 172 | 172 | 6 | 06/10/2026 | ☆ |
| 13665 | Steinberg Asset Management, Llc CRD 118968 | New York, NY | Wealth Manager · Small ($100M–$1B) | $172M | 30 | 50 | 5 | 03/18/2026 | ☆ |
| 13666 | Thompson Wealth Solutions, Llc CRD 338023 | Timonium, MD | Wealth Manager · Small ($100M–$1B) | $172M | 81 | 333 | 3 | 06/09/2026 | ☆ |
| 13667 | Investor Advisory Group, Llc CRD 106837 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $172M | 184 | 442 | 4 | 03/04/2026 | ☆ |
| 13668 | Mcintyre, Freedman & Flynn Investment Advisers, Inc. CRD 105522 | Orleans, MA | Wealth Manager · Small ($100M–$1B) | $172M | 69 | 116 | 5 | 03/20/2026 | ☆ |
| 13669 | Ascent Capital Partners, Llc CRD 291218 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $172M | 69 | 163 | 10 | 04/01/2026 | ☆ |
| 13670 | Clayton Partners Llc CRD 127546 | Berkeley, CA | Wealth Manager · Small ($100M–$1B) | $172M | 56 | 80 | 4 | 03/26/2026 | ☆ |
| 13671 | Rioblanco Capital Llc CRD 325702 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $172M | 16 | 16 | 17 | 07/30/2026 | ☆ |
| 13672 | Nightview Capital, Llc CRD 284183 | Clearwater, FL | Private Fund Manager · Small ($100M–$1B) | $172M | 2 | 2 | 4 | 03/30/2026 | ☆ |
| 13673 | Pinnacle Portfolio Advisors, Llc CRD 287622 | Insurance-Affiliated · Small ($100M–$1B) | $172M | 42 | 73 | 3 | 02/06/2026 | ☆ | |
| 13674 | Goverman Financial Solutions, Llc CRD 130397 | Dedham, MA | Wealth Manager · Small ($100M–$1B) | $172M | 270 | 570 | 2 | 04/30/2026 | ☆ |
| 13675 | Chesapeake Capital Corporation CRD 282099 | Tampa, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $172M | 3 | 4 | 6 | 08/04/2026 | ☆ |
| 13676 | Opulen Financial Group, Llc CRD 173963 | Arlington, VA | Insurance-Affiliated · Small ($100M–$1B) | $172M | 172 | 649 | 1 | 01/21/2026 | ☆ |
| 13677 | Koob Wealth Management, Llc CRD 154830 | White Bear Township, MN | Wealth Manager · Small ($100M–$1B) | $172M | 133 | 348 | 3 | 02/04/2026 | ☆ |
| 13678 | Triangle Investment Management, Llc CRD 329567 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $172M | 3 | 3 | 13 | 03/13/2026 | ☆ |
| 13679 | Evolution Wealth Management Inc. CRD 307644 | Fort Myers, FL | Wealth Manager · Small ($100M–$1B) | $172M | 294 | 721 | 7 | 03/11/2026 | ☆ |
| 13680 | N CRD 289491 | Private Fund Manager · Small ($100M–$1B) | $172M | 22 | 22 | 4 | 03/13/2026 | ☆ | |
| 13681 | Ellerbrock Norris Wealth Strategies Llc CRD 295099 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $172M | 85 | 342 | 2 | 06/17/2026 | ☆ |
| 13682 | Crawford, Gregory Jason CRD 134936 | Modesto, CA | Wealth Manager · Small ($100M–$1B) | $172M | 140 | 378 | 2 | 02/18/2026 | ☆ |
| 13683 | Cavu Wealth Advisors, Llc CRD 340677 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $172M | 81 | 81 | 3 | 05/04/2026 | ☆ |
| 13684 | Scottsdale Wealth Planning, Inc. CRD 169248 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $172M | 79 | 312 | 2 | 03/20/2026 | ☆ |
| 13685 | Voyage Wealth Management, Llc CRD 323368 | Wealth Manager · Small ($100M–$1B) | $172M | 49 | 189 | 2 | 03/06/2026 | ☆ | |
| 13686 | Mandalay Financial, L.L.C. CRD 113848 | Bellaire, TX | Insurance-Affiliated · Small ($100M–$1B) | $171M | 113 | 114 | 3 | 03/30/2026 | ☆ |
| 13687 | White Hat Capital Partners Lp CRD 288059 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $171M | 4 | 4 | 6 | 03/27/2026 | ☆ |
| 13688 | Prophet Equity Management Ii Llc CRD 170614 | Southlake, TX | Private Fund Manager · Small ($100M–$1B) | $171M | 1 | 1 | 8 | 03/31/2026 | ☆ |
| 13689 | Kennon Green & Company, Llc CRD 284713 | New Albany, OH | Wealth Manager · Small ($100M–$1B) | $171M | 90 | 292 | 4 | 03/19/2026 | ☆ |
| 13690 | Assabet Advisors, Llc CRD 127795 | Holden, MA | Wealth Manager · Small ($100M–$1B) | $171M | 77 | 217 | 3 | 08/19/2026 | ☆ |
| 13691 | Granada Wealth Management, Llc CRD 285812 | Davidson, NC | Wealth Manager · Small ($100M–$1B) | $171M | 76 | 665 | 1 | 03/03/2026 | ☆ |
| 13692 | Hoover Private Wealth, Llc CRD 336484 | Royal Oak, MI | Investment Adviser · Small ($100M–$1B) | $171M | 222 | 638 | 6 | 03/31/2026 | ☆ |
| 13693 | Tam Financial Advisors, Llc CRD 125496 | Wealth Manager · Small ($100M–$1B) | $171M | 92 | 92 | 1 | 02/19/2026 | ☆ | |
| 13694 | Genesis Financial Group, Llc CRD 327996 | Paramus, NJ | Wealth Manager · Small ($100M–$1B) | $171M | 73 | 224 | 2 | 03/11/2026 | ☆ |
| 13695 | R.J. Cloud Advisors & Company CRD 289371 | Bixby, OK | Wealth Manager · Small ($100M–$1B) | $171M | 160 | 160 | 3 | 01/26/2026 | ☆ |
| 13696 | Intentional Wealth Strategies CRD 327743 | Colorado Springs, CO | Wealth Manager · Small ($100M–$1B) | $171M | 161 | 581 | 4 | 10/01/2026 | ☆ |
| 13697 | Littlejohn Financial Services, Inc CRD 155113 | Roseburg, OR | Wealth Manager · Small ($100M–$1B) | $171M | 560 | 1,236 | 8 | 02/19/2026 | ☆ |
| 13698 | Entruity Wealth, Llc CRD 288331 | Bakersfield, CA | Wealth Manager · Small ($100M–$1B) | $171M | 305 | 773 | 4 | 03/20/2026 | ☆ |
| 13699 | Wilhelm Financial Services, Pllc CRD 117504 | Multi-Family Office · Small ($100M–$1B) | $171M | 7 | 34 | 1 | 03/31/2026 | ☆ | |
| 13700 | Donald W. Nicholson & Associates Ltd CRD 107054 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $171M | 156 | 354 | 5 | 04/01/2026 | ☆ |