Gasaway Investment Advisors, Inc.
- Regulatory AUM
- $173M
- Discretionary
- $172M
- Clients
- 446
- Avg AUM / client
- $388K
- Accounts
- 747
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Jun 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 366 | $65.0M | 37.6% |
| High net worth individuals | 18 | $38.1M | 22.0% |
| Pension and profit sharing plans | 62 | $69.8M | 40.3% |
| Corporations and other businesses | Fewer than 5 clients | $200K | 0.12% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Edward Gasaway | President And Chief Compliance Officer | CFP Chartered Financial Consultant | Aug 2010 (16y) | 75% or more |
| Chase Michael Imberger | Registered representative | CFP Chartered Financial Consultant | Sep 2020 (6y) | |
| Caitlin Therese Borton | Registered representative | Dec 2021 (5y) | ||
| Ethan Hendrick Thies | Registered representative | Chartered Financial Consultant | Oct 2022 (4y) | |
| Peter Gordon De Kruyter | Registered representative | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/24/2026 | 1020 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $101M (58% of AUM) Jun 2026
- Matrix Trust Company $69.6M (40% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 24, 2026.
View current Form ADV (SEC/IAPD) ↗