Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12501 | Argyle Capital Partners, Llc CRD 162246 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $214M | 179 | 449 | 3 | 03/11/2026 | ☆ |
| 12502 | Gunn & Company Investment Management, Inc. CRD 120084 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $214M | 183 | 433 | 5 | 02/19/2026 | ☆ |
| 12503 | Floyd, Benjamin Joseph CRD 111576 | Texarkana, TX | Wealth Manager · Small ($100M–$1B) | $214M | 308 | 308 | 4 | 09/14/2026 | ☆ |
| 12504 | Long Point Capital, Inc CRD 163061 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $214M | 7 | 7 | 6 | 03/30/2026 | ☆ |
| 12505 | Cedarwood Wealth Llc CRD 334756 | Highlands Ranch, CO | Wealth Manager · Small ($100M–$1B) | $213M | 115 | 378 | 3 | 07/20/2026 | ☆ |
| 12506 | Signal Tree Financial Partners Llc CRD 311871 | Copley, OH | Wealth Manager · Small ($100M–$1B) | $213M | 123 | 397 | 7 | 02/18/2026 | ☆ |
| 12507 | 724 Asset Management, Llc CRD 318169 | Investment Adviser · Small ($100M–$1B) | $213M | 1 | 1,435 | 2 | 03/19/2026 | ☆ | |
| 12508 | Lendistry Capital Partners, Llc CRD 343142 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $213M | 5 | 5 | 9 | 07/23/2026 | ☆ |
| 12509 | Elite Income Advisors, Inc. CRD 285429 | Ellicott City, MD | Wealth Manager · Small ($100M–$1B) | $213M | 662 | 657 | 7 | 03/27/2026 | ☆ |
| 12510 | Miai, Inc. CRD 111695 | Dallas, TX | Insurance-Affiliated · Small ($100M–$1B) | $213M | 276 | 276 | 4 | 09/10/2026 | ☆ |
| 12511 | Lake Pacific Management Company, Llc CRD 174253 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $213M | 1 | 1 | 2 | 03/27/2026 | ☆ |
| 12512 | A.O. Wealth Advisory,Llc CRD 288301 | Urbandale, IA | Insurance-Affiliated · Small ($100M–$1B) | $213M | 311 | 1,124 | 7 | 02/10/2026 | ☆ |
| 12513 | Dominguez Wealth Management Solutions, Inc. CRD 173083 | Williamsburg, VA | Wealth Manager · Small ($100M–$1B) | $213M | 192 | 659 | 2 | 03/26/2026 | ☆ |
| 12514 | J.E. Simmons & Co., P.C. CRD 108789 | Dallas, TX | Investment Adviser · Small ($100M–$1B) | $213M | 394 | 394 | 4 | 06/17/2026 | ☆ |
| 12515 | Aifg Consultants Ltd. CRD 281122 | Halfmoon, NY | Insurance-Affiliated · Small ($100M–$1B) | $213M | 463 | 463 | 11 | 04/30/2026 | ☆ |
| 12516 | Cygnet Financial Planning Inc. CRD 123430 | Waterford, MI | Insurance-Affiliated · Small ($100M–$1B) | $213M | 533 | 533 | 10 | 03/27/2026 | ☆ |
| 12517 | Sensenig Capital Advisors, Inc. CRD 142821 | Collegeville, PA | Wealth Manager · Small ($100M–$1B) | $213M | 145 | 442 | 6 | 03/18/2026 | ☆ |
| 12518 | Larry Mathis Financial Planning, L.L.C. CRD 172858 | Phoenix, AZ | Insurance-Affiliated · Small ($100M–$1B) | $213M | 310 | 703 | 5 | 09/30/2026 | ☆ |
| 12519 | Sacks & Associates, Llc CRD 174909 | Warren, NJ | Insurance-Affiliated · Small ($100M–$1B) | $213M | 144 | 362 | 4 | 03/20/2026 | ☆ |
| 12520 | Bck Partners, Inc. CRD 181512 | Corning, NY | Wealth Manager · Small ($100M–$1B) | $213M | 180 | 484 | 5 | 03/12/2026 | ☆ |
| 12521 | Gibraltar Wealth Management, Llc CRD 124128 | Abington, PA | Wealth Manager · Small ($100M–$1B) | $213M | 92 | 241 | 5 | 03/27/2026 | ☆ |
| 12522 | Schmidt, Jacob Aaron CRD 121034 | Fort Wayne, IN | Insurance-Affiliated · Small ($100M–$1B) | $213M | 489 | 1,067 | 7 | 03/17/2026 | ☆ |
| 12523 | Harding Wealth, Inc. CRD 282686 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $213M | 169 | 573 | 4 | 03/13/2026 | ☆ |
| 12524 | Gen Cap America, Inc. CRD 160042 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $213M | 5 | 5 | 9 | 03/25/2026 | ☆ |
| 12525 | Up Capital Management, Inc. CRD 164692 | Wealth Manager · Small ($100M–$1B) | $213M | 167 | 420 | 4 | 05/08/2026 | ☆ | |
| 12526 | Urban Wealth Management Group Llc CRD 285633 | Wealth Manager · Small ($100M–$1B) | $213M | 281 | 837 | 6 | 05/21/2026 | ☆ | |
| 12527 | Brixton Capital Wealth Advisors, Llc CRD 288810 | Garden City, NY | Wealth Manager · Small ($100M–$1B) | $212M | 819 | 819 | 7 | 03/06/2026 | ☆ |
| 12528 | Sequoia Swiss Financial Advisors Ag CRD 158031 | Zurich | Wealth Manager · Small ($100M–$1B) | $212M | 97 | 97 | 3 | 08/13/2026 | ☆ |
| 12529 | Sackett Wealth Advisors, Inc. CRD 289950 | Brea, CA | Wealth Manager · Small ($100M–$1B) | $212M | 452 | 959 | 5 | 03/17/2026 | ☆ |
| 12530 | Coastwise Capital Group, Llc CRD 139564 | La Jolla, CA | Wealth Manager · Small ($100M–$1B) | $212M | 167 | 467 | 4 | 03/19/2026 | ☆ |
| 12531 | Altius Financial, Inc. CRD 113268 | Denver, CO | Wealth Manager · Small ($100M–$1B) | $212M | 153 | 557 | 3 | 03/24/2026 | ☆ |
| 12532 | Excolere Equity Partners, Llc CRD 324822 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $212M | 5 | 5 | 10 | 06/30/2026 | ☆ |
| 12533 | Patrick Mauro Investment Advisor, Inc. CRD 122742 | Wealth Manager · Small ($100M–$1B) | $212M | 141 | 258 | 4 | 09/11/2026 | ☆ | |
| 12534 | Madrid Wealth Management, Llc CRD 333331 | Albuquerque, NM | Wealth Manager · Small ($100M–$1B) | $212M | 128 | 428 | 4 | 07/13/2026 | ☆ |
| 12535 | Jamison Hanson Advisors Llc CRD 139587 | Salem, OR | Wealth Manager · Small ($100M–$1B) | $212M | 145 | 414 | 4 | 03/09/2026 | ☆ |
| 12536 | Bravias Capital Group, Llc CRD 289589 | Iselin, NJ | Wealth Manager · Small ($100M–$1B) | $212M | 439 | 857 | 12 | 03/31/2026 | ☆ |
| 12537 | Buchanan Wealth Management, Llc CRD 316629 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $212M | 185 | 473 | 4 | 08/10/2026 | ☆ |
| 12538 | Oac Capital Advisors Llc CRD 317559 | Investment Adviser · Small ($100M–$1B) | $212M | 31 | 64 | 5 | 03/12/2026 | ☆ | |
| 12539 | Diamond Wealth Management, Llc CRD 288603 | Alpine, UT | Wealth Manager · Small ($100M–$1B) | $212M | 391 | 585 | 6 | 03/31/2026 | ☆ |
| 12540 | Jmc Management, Llc CRD 169235 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $212M | 6 | 6 | 3 | 03/17/2026 | ☆ |
| 12541 | Itrust Asset Management, Llc CRD 164193 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $212M | 463 | 462 | 4 | 03/03/2026 | ☆ |
| 12542 | Orca Investment Management, Llc CRD 144377 | Lake Oswego, OR | Wealth Manager · Small ($100M–$1B) | $212M | 364 | 557 | 7 | 05/01/2026 | ☆ |
| 12543 | Rossjohnson & Associates, Llc CRD 297583 | Plymouth, MN | Insurance-Affiliated · Small ($100M–$1B) | $212M | 274 | 607 | 4 | 03/31/2026 | ☆ |
| 12544 | Diamant Asset Management, Inc. CRD 107788 | Ridgefield, CT | Wealth Manager · Small ($100M–$1B) | $212M | 59 | 59 | 3 | 03/24/2026 | ☆ |
| 12545 | Silver Lake Capital Partners Llc CRD 329997 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $212M | 115 | 694 | 2 | 03/09/2026 | ☆ |
| 12546 | Krm Financial Planning & Wealth Management, Llc CRD 338738 | St. Charles, IL | Wealth Manager · Small ($100M–$1B) | $211M | 177 | 516 | 3 | 05/01/2026 | ☆ |
| 12547 | Regatta Research & Money Management L.L.C. CRD 113181 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $211M | 554 | 1,371 | 8 | 05/20/2026 | ☆ |
| 12548 | Virtue Asset Management Llc CRD 283438 | Barrington, IL | Wealth Manager · Small ($100M–$1B) | $211M | 97 | 261 | 3 | 07/07/2026 | ☆ |
| 12549 | Skylark Private Equity Partners, Lp CRD 315174 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $211M | 2 | 2 | 7 | 03/31/2026 | ☆ |
| 12550 | Blue Summit Financial Group, Inc. CRD 148782 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $211M | 230 | 630 | 2 | 07/10/2026 | ☆ |