Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12551 | Centric Advisors, Llc CRD 282477 | Cypress, TX | Wealth Manager · Small ($100M–$1B) | $211M | 943 | 966 | 11 | 04/02/2026 | ☆ |
| 12552 | Thompson Davis & Co., Inc. CRD 41353 | Richmond, VA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $211M | 300 | 300 | 9 | 09/10/2026 | ☆ |
| 12553 | Personal Choice Financial Advisors, Llc CRD 110384 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $211M | 188 | 610 | 8 | 01/20/2026 | ☆ |
| 12554 | Callaway Capital Management, Llc CRD 285709 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $211M | 6 | 6 | 4 | 03/31/2026 | ☆ |
| 12555 | Peltoma Capital Partners, Llc CRD 325138 | Wealth Manager · Small ($100M–$1B) | $211M | 79 | 79 | 3 | 07/10/2026 | ☆ | |
| 12556 | Halbert Wealth Management, Inc. CRD 108294 | Austin, TX | Wealth Manager · Small ($100M–$1B) | $211M | 284 | 602 | 5 | 09/09/2026 | ☆ |
| 12557 | Apex Investment Group, Llc CRD 333593 | Hudson, MA | Wealth Manager · Small ($100M–$1B) | $211M | 526 | 1,201 | 6 | 06/23/2026 | ☆ |
| 12558 | Pinnacle Wealth Management, Llc CRD 315578 | Roseville, CA | Wealth Manager · Small ($100M–$1B) | $211M | 458 | 767 | 5 | 02/06/2026 | ☆ |
| 12559 | Shaffer Capital Advisers, Llc CRD 150106 | Westerville, OH | Wealth Manager · Small ($100M–$1B) | $211M | 201 | 457 | 7 | 05/26/2026 | ☆ |
| 12560 | Wmki Group Llc CRD 309832 | Wealth Manager · Small ($100M–$1B) | $211M | 21 | 70 | 5 | 07/01/2026 | ☆ | |
| 12561 | Financial Counseling Resources Llc CRD 315883 | Institutional / Pension Advisor · Small ($100M–$1B) | $211M | 94 | 94 | 4 | 06/09/2026 | ☆ | |
| 12562 | Phase Iii Advisory Services, Ltd CRD 122959 | Buffalo Grove, IL | Wealth Manager · Small ($100M–$1B) | $211M | 483 | 1,400 | 3 | 04/28/2026 | ☆ |
| 12563 | Refined Wealth Management CRD 169563 | Salt Lake City, UT | Wealth Manager · Small ($100M–$1B) | $211M | 408 | 910 | 5 | 05/19/2026 | ☆ |
| 12564 | Sound Financial, Llc CRD 292271 | Insurance-Affiliated · Small ($100M–$1B) | $211M | 248 | 786 | 9 | 07/30/2026 | ☆ | |
| 12565 | Traub Capital Management, Llc CRD 136851 | Needham, MA | Wealth Manager · Small ($100M–$1B) | $211M | 131 | 131 | 4 | 03/05/2026 | ☆ |
| 12566 | Wealthcare Asset Management, Llc CRD 170382 | Springfield, MO | Wealth Manager · Small ($100M–$1B) | $211M | 603 | 1,103 | 6 | 04/28/2026 | ☆ |
| 12567 | Renaud & Company, Llc CRD 115337 | O'fallon, MO | Insurance-Affiliated · Small ($100M–$1B) | $211M | 953 | 1,916 | 5 | 07/20/2026 | ☆ |
| 12568 | Parkstone Wealth Management, Llc CRD 168253 | Arlington, TX | Wealth Manager · Small ($100M–$1B) | $211M | 22 | 87 | 3 | 03/20/2026 | ☆ |
| 12569 | Albert D Mason Inc CRD 107412 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $211M | 179 | 300 | 7 | 03/31/2026 | ☆ |
| 12570 | Fairbanks Capital Management, Inc. CRD 107650 | Rancho Santa Fe, CA | Wealth Manager · Small ($100M–$1B) | $211M | 234 | 234 | 5 | 03/30/2026 | ☆ |
| 12571 | Sky Mountain Capital Management, Inc. CRD 312915 | Ketchum, ID | Wealth Manager · Small ($100M–$1B) | $211M | 141 | 519 | 2 | 02/26/2026 | ☆ |
| 12572 | Pearlstone Alternative (Uk) Llp CRD 324441 | London | Private Fund Manager · Small ($100M–$1B) | $210M | 2 | 2 | 5 | 06/23/2026 | ☆ |
| 12573 | Lone Peak Partners Management Lp CRD 156546 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $210M | 3 | 3 | 3 | 03/31/2026 | ☆ |
| 12574 | Guerra Pan Advisors, Llc CRD 313489 | Wealth Manager · Small ($100M–$1B) | $210M | 85 | 298 | 2 | 02/10/2026 | ☆ | |
| 12575 | Impact Shares Corp CRD 282472 | Dallas, TX | Mutual Fund / Asset Manager · Small ($100M–$1B) | $210M | 3 | 3 | 3 | 03/22/2024 | ☆ |
| 12576 | Fidelis Wealth Advisors, Llc CRD 292551 | Castle Rock, CO | Wealth Manager · Small ($100M–$1B) | $210M | 210 | 619 | 5 | 03/31/2026 | ☆ |
| 12577 | Kdt Advisors, Llc CRD 289816 | Princeton, NJ | Investment Adviser · Small ($100M–$1B) | $210M | 52 | 60 | 5 | 06/04/2026 | ☆ |
| 12578 | Baring Financial Llc CRD 173761 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $210M | 483 | 1,014 | 3 | 02/11/2026 | ☆ |
| 12579 | Mark Gillam Enterprises CRD 108632 | Fair Oaks, CA | Wealth Manager · Small ($100M–$1B) | $210M | 111 | 546 | 6 | 08/11/2026 | ☆ |
| 12580 | Independence Wealth Advisors, Llc CRD 306236 | Independence, OH | Wealth Manager · Small ($100M–$1B) | $210M | 379 | 1,113 | 5 | 06/11/2026 | ☆ |
| 12581 | Succession Financial, Inc. CRD 336434 | Mckinney, TX | Insurance-Affiliated · Small ($100M–$1B) | $210M | 173 | 174 | 6 | 09/10/2026 | ☆ |
| 12582 | Sentinel Global Lp CRD 326444 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $210M | 2 | 2 | 5 | 06/30/2026 | ☆ |
| 12583 | Smart Portfolios, Llc CRD 131342 | Lake Forest Park, WA | Wealth Manager · Small ($100M–$1B) | $210M | 150 | 448 | 6 | 03/27/2026 | ☆ |
| 12584 | Crescent Sterling Ltd CRD 106633 | Metairie, LA | Wealth Manager · Small ($100M–$1B) | $210M | 195 | 455 | 7 | 03/30/2026 | ☆ |
| 12585 | Alcosta Capital Management, Inc. CRD 128679 | San Ramon, CA | Wealth Manager · Small ($100M–$1B) | $210M | 60 | 121 | 2 | 03/25/2026 | ☆ |
| 12586 | Atlantic Family Wealth, Llc CRD 171062 | Coral Gables, FL | Wealth Manager · Small ($100M–$1B) | $210M | 251 | 558 | 4 | 03/20/2026 | ☆ |
| 12587 | Macroclimate Llc CRD 130655 | Wealth Manager · Small ($100M–$1B) | $210M | 43 | 103 | 2 | 07/09/2026 | ☆ | |
| 12588 | Daniel Investment Group Inc. CRD 338851 | Royal Oak, MI | Wealth Manager · Small ($100M–$1B) | $210M | 214 | 437 | 3 | 04/30/2026 | ☆ |
| 12589 | Pare Partners Ii Llc CRD 327575 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $210M | 13 | 13 | 20 | 03/31/2026 | ☆ |
| 12590 | Cornerstone Securities Llc CRD 140379 | Overland Park, KS | Insurance-Affiliated · Small ($100M–$1B) | $210M | 900 | 1,246 | 10 | 09/21/2026 | ☆ |
| 12591 | Sander Capital Advisors, Inc. CRD 112499 | Seattle, WA | Multi-Family Office · Small ($100M–$1B) | $210M | 15 | 20 | 2 | 01/15/2026 | ☆ |
| 12592 | Treetop Wealth Management, Llc CRD 155013 | Northfield, IL | Insurance-Affiliated · Small ($100M–$1B) | $210M | 100 | 350 | 3 | 01/13/2026 | ☆ |
| 12593 | Magellan Planning Group, Inc. CRD 338739 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $210M | 251 | 420 | 3 | 03/31/2026 | ☆ |
| 12594 | Huffman & Ross Wealth Management Llc CRD 334674 | Morgantown, WV | Wealth Manager · Small ($100M–$1B) | $210M | 412 | 655 | 2 | 06/29/2026 | ☆ |
| 12595 | Lummis Asset Management, L.P. CRD 114357 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $210M | 43 | 129 | 1 | 04/21/2026 | ☆ |
| 12596 | Gouws Capital Llc CRD 153812 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $210M | 52 | 101 | 3 | 09/30/2026 | ☆ |
| 12597 | Williams Financial, Llc CRD 137038 | North Bennington, VT | Wealth Manager · Small ($100M–$1B) | $210M | 267 | 837 | 7 | 03/26/2026 | ☆ |
| 12598 | Hover4 Pi Capital Management Limited CRD 331899 | Hong Kong | Private Fund Manager · Small ($100M–$1B) | $210M | 3 | 3 | 6 | 05/11/2026 | ☆ |
| 12599 | Advisory Investor Services Llc CRD 173134 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $210M | 189 | 231 | 12 | 07/06/2026 | ☆ |
| 12600 | N CRD 153729 | Private Fund Manager · Small ($100M–$1B) | $210M | 3 | 3 | 4 | 03/31/2026 | ☆ |