Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 12451 | Garton And Associates Financial Advisors Llc CRD 146493 | Louisville, KY | Wealth Manager · Small ($100M–$1B) | $215M | 369 | 369 | 10 | 08/12/2026 | ☆ |
| 12452 | Gragg & Gragg, L.L.P. CRD 110592 | Shelby, NC | Wealth Manager · Small ($100M–$1B) | $215M | 327 | 475 | 12 | 02/13/2026 | ☆ |
| 12453 | Illumine Investment Management, Llc CRD 311661 | Poulsbo, WA | Wealth Manager · Small ($100M–$1B) | $215M | 90 | 315 | 5 | 02/18/2026 | ☆ |
| 12454 | Dishmi Capital, Llc CRD 336392 | Pasadena, CA | Wealth Manager · Small ($100M–$1B) | $215M | 76 | 160 | 4 | 03/25/2026 | ☆ |
| 12455 | Consilium, Llc CRD 304503 | Boulder, CO | Institutional / Pension Advisor · Small ($100M–$1B) | $215M | 24 | 54 | 1 | 03/24/2026 | ☆ |
| 12456 | Providence Financial And Insurance Services, Inc CRD 141988 | Woodland Hills, CA | Insurance-Affiliated · Small ($100M–$1B) | $215M | 624 | 1,524 | 16 | 05/04/2026 | ☆ |
| 12457 | Financial Service Group Inc CRD 107893 | Mount Pleasant, WI | Wealth Manager · Small ($100M–$1B) | $215M | 192 | 645 | 8 | 09/10/2026 | ☆ |
| 12458 | Florian Financial Group Llc CRD 123869 | Williamsville, NY | Wealth Manager · Small ($100M–$1B) | $215M | 245 | 957 | 8 | 06/17/2026 | ☆ |
| 12459 | Broadway Advisor Group CRD 324281 | Albany, NY | Wealth Manager · Small ($100M–$1B) | $215M | 321 | 321 | 4 | 03/31/2026 | ☆ |
| 12460 | Caitlin John, Llc CRD 154494 | Brighton, MI | Wealth Manager · Small ($100M–$1B) | $215M | 602 | 1,158 | 29 | 09/30/2026 | ☆ |
| 12461 | Schultz Financial Group Incorporated CRD 108724 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $215M | 116 | 478 | 4 | 06/16/2026 | ☆ |
| 12462 | Powerhouse Assets Llc CRD 157538 | Wealth Manager · Small ($100M–$1B) | $215M | 61 | 213 | 3 | 03/17/2026 | ☆ | |
| 12463 | Kinwell Llc CRD 290449 | Charleston, SC | Institutional / Pension Advisor · Small ($100M–$1B) | $215M | 129 | 130 | 2 | 03/25/2026 | ☆ |
| 12464 | N CRD 281317 | Wealth Manager · Small ($100M–$1B) | $215M | 72 | 568 | 3 | 03/13/2026 | ☆ | |
| 12465 | Downshift Financial, Llc CRD 314068 | Wealth Manager · Small ($100M–$1B) | $215M | 81 | 354 | 3 | 06/29/2026 | ☆ | |
| 12466 | Archon Capital Management Llc CRD 130499 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $215M | 4 | 4 | 6 | 03/26/2026 | ☆ |
| 12467 | Hallstatt Advisors L.P. CRD 319512 | Private Fund Manager · Small ($100M–$1B) | $215M | 4 | 4 | 2 | 03/12/2026 | ☆ | |
| 12468 | Eastsound Capital Advisors, Llc CRD 160180 | Wealth Manager · Small ($100M–$1B) | $215M | 247 | 551 | 8 | 06/10/2026 | ☆ | |
| 12469 | Uta Llc CRD 315427 | Vancouver, WA | Wealth Manager · Small ($100M–$1B) | $215M | 103 | 248 | 2 | 01/12/2026 | ☆ |
| 12470 | Jcsd Capital, Llc CRD 163084 | Walnut Creek, CA | Private Fund Manager · Small ($100M–$1B) | $215M | 4 | 4 | 4 | 05/05/2026 | ☆ |
| 12471 | Quest Wealth Solutions, Inc. CRD 341599 | Mansfield, OH | Wealth Manager · Small ($100M–$1B) | $215M | 361 | 929 | 4 | 08/24/2026 | ☆ |
| 12472 | Kinetic Wealth Investment Advisors, Llc CRD 311536 | Westlake, OH | Wealth Manager · Small ($100M–$1B) | $215M | 179 | 533 | 3 | 05/18/2026 | ☆ |
| 12473 | Noblebridge Wealth Management, Llc CRD 146612 | Insurance-Affiliated · Small ($100M–$1B) | $215M | 376 | 801 | 8 | 03/30/2026 | ☆ | |
| 12474 | Mission Trail Capital Management, Llc CRD 318558 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $215M | 1 | 1 | 4 | 06/30/2026 | ☆ |
| 12475 | Ajax Health Management Company, Llc CRD 340280 | Menlo Park, CA | Private Fund Manager · Small ($100M–$1B) | $215M | 2 | 2 | 19 | 07/23/2026 | ☆ |
| 12476 | Boomfish Wealth Group, Llc CRD 159201 | Alpharetta, GA | Wealth Manager · Small ($100M–$1B) | $214M | 232 | 786 | 13 | 03/30/2026 | ☆ |
| 12477 | 4 Thought Financial Group Inc. CRD 162997 | Syosset, NY | Insurance-Affiliated · Small ($100M–$1B) | $214M | 344 | 869 | 6 | 01/05/2026 | ☆ |
| 12478 | Continuity Wealth Management, Corp. CRD 111010 | Portland, OR | Wealth Manager · Small ($100M–$1B) | $214M | 270 | 613 | 4 | 03/17/2026 | ☆ |
| 12479 | Wealthtrak Capital Management, L.L.C. CRD 160057 | Virginia Beach, VA | Wealth Manager · Small ($100M–$1B) | $214M | 278 | 780 | 5 | 05/27/2026 | ☆ |
| 12480 | Sage Hill Capital L.L.C. CRD 155016 | Ann Arbor, MI | Wealth Manager · Small ($100M–$1B) | $214M | 79 | 330 | 2 | 03/04/2026 | ☆ |
| 12481 | Ponta Wealth Partners, Llc CRD 330058 | Winter Park, FL | Wealth Manager · Small ($100M–$1B) | $214M | 24 | 62 | 4 | 09/04/2026 | ☆ |
| 12482 | Equitas Capital Advisors,Llc CRD 124471 | New Orleans, LA | Endowment & Foundation Advisor · Small ($100M–$1B) | $214M | 46 | 46 | 6 | 03/30/2026 | ☆ |
| 12483 | N CRD 313354 | Wealth Manager · Small ($100M–$1B) | $214M | 338 | 710 | 3 | 02/05/2025 | ☆ | |
| 12484 | Viable Planning, Llc CRD 322140 | Insurance-Affiliated · Small ($100M–$1B) | $214M | 206 | 645 | 6 | 03/31/2026 | ☆ | |
| 12485 | Objective Capital Management, Llc CRD 156013 | Fairlawn, OH | Insurance-Affiliated · Small ($100M–$1B) | $214M | 115 | 301 | 4 | 03/23/2026 | ☆ |
| 12486 | Healthcor Partners Management, L.P. CRD 160399 | Private Fund Manager · Small ($100M–$1B) | $214M | 3 | 3 | 3 | 05/05/2026 | ☆ | |
| 12487 | Alpha Wealth Funds, Llc CRD 150231 | Park City, UT | Insurance-Affiliated · Small ($100M–$1B) | $214M | 303 | 442 | 11 | 06/10/2026 | ☆ |
| 12488 | Summit Portfolio Management Llc CRD 111243 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $214M | 113 | 414 | 5 | 09/29/2026 | ☆ |
| 12489 | Pacific Management Partners Llc CRD 172044 | Private Fund Manager · Small ($100M–$1B) | $214M | 2 | 2 | 2 | 05/27/2026 | ☆ | |
| 12490 | Premis Advisors, Llc CRD 283679 | Atlanta, GA | Multi-Family Office · Small ($100M–$1B) | $214M | 8 | 135 | 1 | 08/14/2026 | ☆ |
| 12491 | Compass Planning Associates, Inc. CRD 128014 | Wealth Manager · Small ($100M–$1B) | $214M | 72 | 333 | 3 | 02/18/2026 | ☆ | |
| 12492 | Ifs Advisors, Llc CRD 147518 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $214M | 444 | 905 | 11 | 07/01/2026 | ☆ |
| 12493 | Retiremitten Financial Llc CRD 300779 | Clarkston, MI | Wealth Manager · Small ($100M–$1B) | $214M | 217 | 685 | 5 | 09/16/2026 | ☆ |
| 12494 | Locker Financial Services, Llc CRD 120900 | Verona, NJ | Wealth Manager · Small ($100M–$1B) | $214M | 141 | 391 | 3 | 06/26/2026 | ☆ |
| 12495 | Oze Capital Llc CRD 327276 | Florham Park, NJ | Private Fund Manager · Small ($100M–$1B) | $214M | 12 | 12 | 6 | 08/25/2026 | ☆ |
| 12496 | A4 Wealth Advisors Llc CRD 152397 | Huntersville, NC | Insurance-Affiliated · Small ($100M–$1B) | $214M | 587 | 1,366 | 7 | 09/30/2026 | ☆ |
| 12497 | Lindahl & Mansager Inc CRD 107111 | Fairlawn, OH | Wealth Manager · Small ($100M–$1B) | $214M | 281 | 771 | 3 | 03/30/2026 | ☆ |
| 12498 | Global Trust Wealth Management Llc CRD 333458 | West Palm Beach, FL | Wealth Manager · Small ($100M–$1B) | $214M | 91 | 292 | 5 | 02/27/2026 | ☆ |
| 12499 | Coastline Complete Wealth Llc CRD 338227 | Bluffton, SC | Wealth Manager · Small ($100M–$1B) | $214M | 186 | 507 | 3 | 08/04/2026 | ☆ |
| 12500 | Daniels & Erickson Financial Advisors, Llc CRD 119687 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $214M | 65 | 148 | 4 | 03/11/2026 | ☆ |