Sackett Wealth Advisors, Inc.
- Regulatory AUM
- $212M
- Discretionary
- $212M
- Clients
- 452
- Avg AUM / client
- $470K
- Accounts
- 959
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 381 | $78.5M | 37.0% |
| High net worth individuals | 59 | $119M | 56.0% |
| Pension and profit sharing plans | 2 | $6.3M | 2.96% |
| Charitable organizations | 1 | $1.3M | 0.63% |
| Corporations and other businesses | 9 | $7.1M | 3.37% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Michael James Sackett | Trustee | Feb 2002 (25y) | ≈ 56.25% – 100% via Sackett Family Trust | |
| Shaun James Sackett | Vice President & Chief Compliance Officer | Oct 2017 (9y) | 10% – 25% | |
| George Ayala | Registered representative | Aug 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sackett Family Trust | Owner | Oct 2017 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Michael James Sackett: 75% – 100% of Sackett Family Trust × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $178M (84% of AUM) Mar 2026
- Capital Group $34.6M (16% of AUM) Mar 2026
- American Funds Distributors, Inc. $29.5M (19% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗