Rossjohnson & Associates, Llc
- Regulatory AUM
- $212M
- Discretionary
- $205M
- Clients
- 274
- Avg AUM / client
- $772K
- Accounts
- 607
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 192 | $51.0M | 24.1% |
| High net worth individuals | 80 | $154M | 72.9% |
| Pension and profit sharing plans | 2 | $6.3M | 2.97% |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Johnson, Anthony, R | Managing Member & Chief Compliance Officer | Jun 1998 (28y) | 50% – 75% | |
| Patrick Terrence Ross | Member | Jun 1998 (28y) | 50% – 75% | |
| Corey Timothy Ross | Registered representative | Jun 2019 (7y) | ||
| Eric William Marquardt | Registered representative | Sep 2020 (6y) | ||
| Samuel Patrick Ross | Registered representative | Jan 2026 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Commissions
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
Custody
Reported custodians
- Sei Investments Distribution Co. $164M (78% of AUM) Mar 2026
- TD Ameritrade $338K (0% of AUM) Jul 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗