Caitlin John, Llc
SEC-registered
Wealth Manager · Small ($100M–$1B)
CRD 154494
· SEC file 801-110731
· Brighton, MI
· www.outriderplanning.com
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ADV data as of Jun 11, 2026
- Regulatory AUM
- $215M
- Discretionary
- $211M
- Clients
- 602
- Avg AUM / client
- $357K
- Accounts
- 1,158
- Employees
- 26
AUM over time
$103M
$251M
May 2017
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 11, 2026
Investments (13F portfolio — 931 positions, $166,720,273)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Spdr Series Trust | STATE STREET SPD | $22,920,144 | 250,111 | 13.7% | 10.7% |
| 2 | Schwab Strategic Tr | 5 10YR CORP BD | $7,645,156 | 337,088 | 4.59% | 3.56% |
| 3 | Spdr Series Trust | STATE STREET SPD | $5,831,159 | 262,429 | 3.5% | 2.71% |
| 4 | Spdr Series Trust | STATE STREET SPD | $5,797,856 | 220,451 | 3.48% | 2.7% |
| 5 | Spdr Series Trust | STATE STREET SPD | $5,694,651 | 244,196 | 3.42% | 2.65% |
| 6 | Spdr Series Trust | STATE STREET SPD | $5,675,996 | 188,760 | 3.4% | 2.64% |
| 7 | Spdr Series Trust | STATE STREET SPD | $3,914,217 | 39,362 | 2.35% | 1.82% |
| 8 | Ishares Silver Tr | ISHARES | $3,130,624 | 45,944 | 1.88% | 1.46% |
| 9 | Vanguard Index Fds | LARGE CAP ETF | $3,088,969 | 10,336 | 1.85% | 1.44% |
| 10 | Ishares Tr | 0-3 MNTH TREASRY | $2,842,538 | 28,239 | 1.71% | 1.32% |
| 11 | Vanguard Index Fds | TOTAL STK MKT | $2,559,062 | 7,976 | 1.53% | 1.19% |
| 12 | World Gold Tr | SPDR GLD MINIS | $2,556,204 | 27,578 | 1.53% | 1.19% |
| 13 | Nvidia Corporation | COM | $2,248,366 | 12,892 | 1.35% | 1.05% |
| 14 | Spdr Gold Tr | GOLD SHS | $1,833,896 | 4,262 | 1.1% | 0.85% |
| 15 | Newmont Corp | COM | $1,772,228 | 16,371 | 1.06% | 0.82% |
| 16 | Vanguard Wellington Fd | US MOMENTUM | $1,619,308 | 8,216 | 0.97% | 0.75% |
| 17 | Ishares Tr | 20+ YEAR TR BD | $1,619,140 | 71,580 | 0.97% | 0.75% |
| 18 | Microsoft Corp | COM | $1,370,065 | 3,701 | 0.82% | 0.64% |
| 19 | Vanguard Intl Equity Index F | ALLWRLD EX US | $1,318,241 | 17,554 | 0.79% | 0.61% |
| 20 | Ishares Inc | MSCI EURZONE ETF | $1,289,361 | 20,584 | 0.77% | 0.6% |
| 21 | Spdr Index Shs Fds | STATE STREET SPD | $1,285,073 | 28,151 | 0.77% | 0.6% |
| 22 | Global X Fds | GLOBAL X URANIUM | $1,218,197 | 25,154 | 0.73% | 0.57% |
| 23 | Vanguard Index Fds | MID CAP ETF | $1,210,977 | 4,216 | 0.73% | 0.56% |
| 24 | Spdr Series Trust | STATE STREET SPD | $1,163,749 | 15,205 | 0.7% | 0.54% |
| 25 | State Str Spdr S&P 500 Etf T | TR UNIT | $1,162,614 | 1,788 | 0.7% | 0.54% |
Top 25 of 931 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 556 | $115M | 53.7% |
| High net worth individuals | 46 | $94.0M | 43.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $4.9M | 2.27% |
| Corporations and other businesses | Fewer than 5 clients | $523K | 0.24% |
People (25)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Briggs, Kristin, Ellen | Chief Financial Officer | Apr 2011 (15y) | Less than 5% | |
| Ronald John Briggs | Owner, Sole Member, & Cco | Apr 2011 (15y) | 75% or more | |
| David Alan Lekarczyk | Registered representative | Sep 2012 (14y) | ||
| Steven Michael Roy | Registered representative | Aug 2016 (10y) | ||
| James W Anadon | Registered representative | Jun 2022 (4y) | ||
| David Harold Kisser | Registered representative | CFP | Dec 2022 (4y) | |
| Neil Alan Kaplan | Registered representative | Dec 2022 (4y) | ||
| Scott Jay Karl | Registered representative | Dec 2022 (4y) | ||
| Sefton Kingsbury Barnes | Registered representative | Feb 2023 (3y) | ||
| Nathan Daniel Meyer | Registered representative | CFP | Mar 2023 (3y) | |
| Anthony Michael Longo | Registered representative | Feb 2024 (2y) | ||
| Michael J Thurman | Registered representative | May 2024 (2y) | ||
| John Charles Lambert | Registered representative | CFP Chartered Financial Consultant | Jan 2025 (2y) | |
| Jacob Kasperski | Registered representative | Jan 2025 (2y) | ||
| Michael J Haskell | Registered representative | Jan 2025 (2y) | ||
| Richard Christopher Green | Registered representative | Jan 2025 (2y) | ||
| Ronald John Briggs | Registered representative | Jan 2025 (2y) | ||
| Gerard Wilson Magee | Registered representative | Jun 2025 (1y) | ||
| Bradden J Blair | Registered representative | Sep 2025 (1y) | ||
| Benjamin Joseph Luppino | Registered representative | Oct 2025 (1y) | ||
| Ory Menachem Schwartz | Registered representative | Oct 2025 (1y) | ||
| Mark Edward Cotter | Registered representative | Oct 2025 (1y) | ||
| Matthew Robert Lamarre | Registered representative | Jan 2026 (1y) | ||
| Maxwell E Carlson | Registered representative | Jan 2026 (1y) | ||
| Ethan Thomas Favre | Registered representative | CFP | Jun 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/11/2026 | 1.04 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $215M (100% of AUM) Jun 2026
- Folio Institutional $140M (56% of AUM) Dec 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2026.
View current Form ADV (SEC/IAPD) ↗