AUMdb

4 Thought Financial Group Inc.

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 162997 · SEC file 801-74692 · Syosset, NY · WWW.4TFG.COM
☆ Save with Pro ADV data as of Jan 05, 2026
Regulatory AUM
$214M
Discretionary
$209M
Clients
344
Avg AUM / client
$623K
Accounts
869
Employees
6

AUM over time

$0 $214M
Dec 2011 Dec 2025

Annual snapshots from Form ADV filings · as of Jan 05, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 297 $171M 79.8%
High net worth individuals Fewer than 5 clients
Banking or thrift institutions Fewer than 5 clients
Pension and profit sharing plans 42 $37.4M 17.4%
Charitable organizations Fewer than 5 clients
State or municipal government entities Fewer than 5 clients
Other investment advisers Fewer than 5 clients
Insurance companies Fewer than 5 clients
Sovereign wealth funds and foreign official institutions Fewer than 5 clients
Corporations and other businesses 5 $5.9M 2.77%

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Jesse Brian Mackey Chief Executive Officer, Chief Compliance Officer, Chief Investment Officer, Shareholder Dec 2010 (16y) 25% – 50%
Martin Elliot Levine Chief Marketing Officer, Shareholder Chartered Financial Consultant Dec 2010 (16y) 25% – 50%
Daniel Richard Mackey Chief Financial Officer, Investor Relations Officer, Shareholder Apr 2018 (8y) 25% – 50%
Maciej Pawlowski Registered representative Dec 2024 (2y)
James Michael Anderer Registered representative May 2025 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 01/05/2026 1.01 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Subscription fees
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers
  • Publication of periodicals or newsletters

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 05, 2026.

View current Form ADV (SEC/IAPD) ↗