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Wealth Manager · Small ($100M–$1B)
CRD 281317
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ADV data as of Mar 13, 2026
- Regulatory AUM
- $215M
- Discretionary
- $201M
- Clients
- 72
- Avg AUM / client
- $3.0M
- Accounts
- 568
- Employees
- 3
AUM over time
$167M
$215M
Jun 2024
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 13, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14 | $7.5M | 3.51% |
| High net worth individuals | 58 | $207M | 96.5% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Other services
Custody
Reported custodians
- Charles Schwab & Co. $168M (78% of AUM) Mar 2026
- Tiaa Cref Individual & Institutional Services, Llc $18.4M (9% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.