Continuity Wealth Management, Corp.
- Regulatory AUM
- $214M
- Discretionary
- $212M
- Clients
- 270
- Avg AUM / client
- $794K
- Accounts
- 613
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 17, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 191 | $55.6M | 25.9% |
| High net worth individuals | 79 | $153M | 71.6% |
| Pension and profit sharing plans | Fewer than 5 clients | $61.5K | 0.03% |
| Corporations and other businesses | Fewer than 5 clients | $5.2M | 2.43% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Broadway Medical Clinic, Llp 401(k) Profit Sharing Plan Broadway Medical Clinic, Llp | 2024 |
People (2)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Justin James Curtiss | President & Chief Compliance Officer | CFP | Feb 2022 (4y) | 75% or more |
| William Francis Baldwin | Registered representative | Chartered Financial Consultant | Apr 2011 (15y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Broadway Medical Clinic, Llp 401(k) Profit Sharing Plan | Broadway Medical Clinic, Llp | 86 | $15.8M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/17/2026 | 900 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $212M (99% of AUM) Mar 2026
- Pershing $557K (0% of AUM) Mar 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 17, 2026.
View current Form ADV (SEC/IAPD) ↗