Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11451 | Profits Plus Capital Management, Llc CRD 118294 | Nampa, ID | Private Fund Manager · Small ($100M–$1B) | $258M | 1 | 1 | 1 | 04/10/2026 | ☆ |
| 11452 | Pluscios Management Llc CRD 146761 | Evanston, IL | Private Fund Manager · Small ($100M–$1B) | $258M | 6 | 5 | 5 | 03/26/2026 | ☆ |
| 11453 | Malvern Capital Management, Llc CRD 292396 | Malvern, PA | Wealth Manager · Small ($100M–$1B) | $258M | 133 | 356 | 5 | 02/19/2026 | ☆ |
| 11454 | Kamichu Wealth Management Llc CRD 295412 | Multi-Family Office · Small ($100M–$1B) | $258M | 20 | 103 | 8 | 03/03/2026 | ☆ | |
| 11455 | Our Wealth Guides, Inc. CRD 296866 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $258M | 240 | 517 | 3 | 06/18/2026 | ☆ |
| 11456 | Hep Partners Llc CRD 161386 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $258M | 10 | 10 | 8 | 03/31/2026 | ☆ |
| 11457 | Schaeffer Financial Llc CRD 133697 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $258M | 247 | 247 | 7 | 07/14/2026 | ☆ |
| 11458 | Ma Asset Management, Llc CRD 283673 | Irvington, NY | Mutual Fund / Asset Manager · Small ($100M–$1B) | $258M | 4 | 4 | 15 | 05/22/2026 | ☆ |
| 11459 | Kuramo Capital Management, Llc CRD 160614 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $258M | 15 | 27 | 19 | 03/25/2026 | ☆ |
| 11460 | Genrock Capital Management, Lp CRD 290265 | Palm Beach, FL | Private Fund Manager · Small ($100M–$1B) | $258M | 2 | 2 | 4 | 03/25/2026 | ☆ |
| 11461 | Carbahal Olsen Financial Services Group Llc CRD 151765 | Davis, CA | Wealth Manager · Small ($100M–$1B) | $258M | 244 | 587 | 3 | 03/17/2026 | ☆ |
| 11462 | Wilkins Miller Wealth Management, Llc CRD 162222 | Mobile, AL | Wealth Manager · Small ($100M–$1B) | $257M | 195 | 478 | 3 | 03/25/2026 | ☆ |
| 11463 | N CRD 166695 | Wealth Manager · Small ($100M–$1B) | $257M | 191 | 1,243 | 3 | 03/05/2026 | ☆ | |
| 11464 | Bermuda Investment Advisory Services Limited CRD 120715 | Hamilton | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $257M | 202 | 202 | 6 | 09/29/2025 | ☆ |
| 11465 | Ike Capital, Llc CRD 132473 | Wealth Manager · Small ($100M–$1B) | $257M | 110 | 232 | 3 | 09/29/2026 | ☆ | |
| 11466 | Clarity Asset Management, Inc. CRD 115699 | Ames, IA | Wealth Manager · Small ($100M–$1B) | $257M | 271 | 613 | 5 | 09/18/2026 | ☆ |
| 11467 | Gld Advisors, Llc CRD 341098 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $257M | 1 | 1 | 4 | 08/03/2026 | ☆ |
| 11468 | 103 Advisory Group Llc CRD 314694 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $257M | 89 | 89 | 2 | 09/29/2026 | ☆ |
| 11469 | Dogwood Wealth Management, Llc CRD 317580 | Lenexa, KS | Wealth Manager · Small ($100M–$1B) | $257M | 233 | 839 | 6 | 03/30/2026 | ☆ |
| 11470 | W&S Brokerage Services, Inc. CRD 8099 | Cincinnati, OH | Insurance-Affiliated · Small ($100M–$1B) | $257M | 772 | 963 | 114 | 08/04/2026 | ☆ |
| 11471 | Center For Asset Management, Llc CRD 147981 | Palm Beach Gardens, FL | Wealth Manager · Small ($100M–$1B) | $257M | 284 | 939 | 6 | 03/17/2026 | ☆ |
| 11472 | Tingey Financial Group Inc. CRD 334198 | Wealth Manager · Small ($100M–$1B) | $257M | 150 | 378 | 7 | 06/01/2026 | ☆ | |
| 11473 | New Millennium Group, Llc CRD 299249 | Sandy, UT | Insurance-Affiliated · Small ($100M–$1B) | $257M | 895 | 2,064 | 18 | 04/22/2026 | ☆ |
| 11474 | Texas Family Wealth, Llc CRD 327332 | Friendswood, TX | Wealth Manager · Small ($100M–$1B) | $257M | 1,072 | 1,074 | 7 | 03/23/2026 | ☆ |
| 11475 | Independent Access Partners, Llc CRD 305842 | Hunt Valley, MD | Private Fund Manager · Small ($100M–$1B) | $257M | 18 | 18 | 5 | 08/12/2026 | ☆ |
| 11476 | Red Spruce Capital, Llc CRD 158720 | Berwyn, PA | Wealth Manager · Small ($100M–$1B) | $257M | 143 | 316 | 4 | 02/20/2026 | ☆ |
| 11477 | Financial Advisory Services, Llc CRD 122053 | Hanover, PA | Wealth Manager · Small ($100M–$1B) | $257M | 298 | 698 | 2 | 03/26/2026 | ☆ |
| 11478 | Rd Lewis Holdings, Inc. CRD 156073 | Maitland, FL | Wealth Manager · Small ($100M–$1B) | $257M | 451 | 852 | 8 | 09/28/2026 | ☆ |
| 11479 | Stone Pine Financial Partners, Llc CRD 175287 | Media, PA | Wealth Manager · Small ($100M–$1B) | $257M | 202 | 689 | 5 | 09/01/2026 | ☆ |
| 11480 | N CRD 153975 | Wealth Manager · Small ($100M–$1B) | $257M | 293 | 845 | 3 | 02/03/2025 | ☆ | |
| 11481 | Frontaura Capital Llc CRD 162237 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $257M | 2 | 2 | 4 | 03/26/2026 | ☆ |
| 11482 | Prospect Hill Management, Llc CRD 134080 | Wealth Manager · Small ($100M–$1B) | $257M | 39 | 39 | 2 | 03/25/2026 | ☆ | |
| 11483 | Cmg Capital Management Group, Inc. CRD 110750 | Malvern, PA | Wealth Manager · Small ($100M–$1B) | $257M | 538 | 951 | 10 | 04/24/2026 | ☆ |
| 11484 | 6 Th Street Advisors, Llc CRD 156623 | Daphne, AL | Insurance-Affiliated · Small ($100M–$1B) | $257M | 295 | 350 | 2 | 01/08/2026 | ☆ |
| 11485 | Vienna Asset Management Llc CRD 299725 | Saratoga, CA | Insurance-Affiliated · Small ($100M–$1B) | $257M | 134 | 134 | 4 | 04/17/2026 | ☆ |
| 11486 | Delarme Wealth Management, Inc. CRD 328372 | Palos Verdes Estates, CA | Wealth Manager · Small ($100M–$1B) | $257M | 168 | 483 | 3 | 07/02/2026 | ☆ |
| 11487 | N CRD 300464 | Wealth Manager · Small ($100M–$1B) | $256M | 202 | 763 | 6 | 03/31/2025 | ☆ | |
| 11488 | Avicene Investment Management Lp CRD 339617 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $256M | 2 | 2 | 5 | 03/25/2026 | ☆ |
| 11489 | Estate & Trust Advisors, Inc. CRD 123802 | Riverwoods, IL | Insurance-Affiliated · Small ($100M–$1B) | $256M | 175 | 720 | 6 | 03/16/2026 | ☆ |
| 11490 | Tudor Financial, Inc. CRD 121495 | Dayton, OH | Wealth Manager · Small ($100M–$1B) | $256M | 435 | 708 | 6 | 03/30/2026 | ☆ |
| 11491 | Zephyr Management, L.P. CRD 129683 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $256M | 34 | 34 | 22 | 03/17/2026 | ☆ |
| 11492 | Argo Wealth Advisory, Llc CRD 334041 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $256M | 99 | 425 | 2 | 12/08/2025 | ☆ |
| 11493 | Richardson Financial Services Inc. CRD 130715 | Medway, MA | Bank · Small ($100M–$1B) | $256M | 193 | 1,302 | 6 | 04/30/2026 | ☆ |
| 11494 | Alpha Advisors, Llc CRD 118107 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $256M | 116 | 401 | 4 | 08/28/2026 | ☆ |
| 11495 | Casilio Leitch Investments, Llc CRD 173152 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $256M | 220 | 397 | 4 | 02/10/2026 | ☆ |
| 11496 | Fairview Asset Management Llc CRD 322976 | San Juan, PR | Private Fund Manager · Small ($100M–$1B) | $256M | 10 | 10 | 4 | 03/24/2026 | ☆ |
| 11497 | Fairview Partners Investment Management Llc CRD 170918 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $256M | 10 | 10 | 10 | 03/24/2026 | ☆ |
| 11498 | Five Talents Financial Management Group Llc CRD 307987 | West Des Moines, IA | Wealth Manager · Small ($100M–$1B) | $256M | 1,039 | 1,042 | 5 | 03/03/2026 | ☆ |
| 11499 | Swbc Investment Company CRD 140994 | San Antonio, TX | Insurance-Affiliated · Small ($100M–$1B) | $256M | 494 | 494 | 33 | 03/31/2026 | ☆ |
| 11500 | Donald Smith, L.P. CRD 285701 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $256M | 2 | 2 | 11 | 03/19/2026 | ☆ |