AUMdb

Tudor Financial, Inc.

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 121495 · SEC file 801-118723 · Dayton, OH · TUDORFINANCIAL.COM
☆ Save with Pro ADV data as of Mar 30, 2026
Regulatory AUM
$256M
Discretionary
$256M
Clients
435
Avg AUM / client
$589K
Accounts
708
Employees
6

AUM over time

$43.1M $256M
Mar 20, 2012 Mar 30, 2026

Reported AUM from Form ADV filings, plotted by filing date · as of Mar 30, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 357 $92.8M 36.2%
High net worth individuals 74 $162M 63.1%
Banking or thrift institutions 0
Pension and profit sharing plans 0
Charitable organizations 4 $1.7M 0.67%
State or municipal government entities 0
Other investment advisers 0
Insurance companies 0
Sovereign wealth funds and foreign official institutions 0
Corporations and other businesses 0

People (7)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Grant Steven Donaldson President Jun 1992 (34y) 75% or more
Christine P Y Tenbarge Registered representative CFP Chartered Financial Consultant Aug 2004 (22y)
Drew Alan Brazie Registered representative Chartered Financial Consultant Aug 2004 (22y)
Melvin Charles Brazie Registered representative Jan 2016 (11y)
Jessica Lynn Davis Registered representative CFP May 2017 (9y)
Paul Alan Brazie Registered representative Sep 2018 (8y)
Adam Michael Donaldson Registered representative Jan 2026 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/30/2026 912 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.

View current Form ADV (SEC/IAPD) ↗