Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11401 | Greenstone Belt Wealth Advisors, Llc CRD 335862 | Chicago, IL | Insurance-Affiliated · Small ($100M–$1B) | $260M | 84 | 337 | 5 | 03/27/2026 | ☆ |
| 11402 | The Wealth Conservancy, Inc. CRD 112024 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $260M | 47 | 220 | 6 | 07/09/2026 | ☆ |
| 11403 | Archetype Advisors, Llc CRD 156527 | Doylestown, PA | Wealth Manager · Small ($100M–$1B) | $260M | 275 | 505 | 4 | 03/27/2026 | ☆ |
| 11404 | Capital Financial Advisors Of New York, Llc CRD 125689 | Clifton Park, NY | Wealth Manager · Small ($100M–$1B) | $260M | 144 | 590 | 1 | 03/13/2026 | ☆ |
| 11405 | Napatree Capital Llc CRD 292776 | Westerly, RI | Wealth Manager · Small ($100M–$1B) | $260M | 186 | 454 | 4 | 03/18/2025 | ☆ |
| 11406 | 1876 Partners, Lp CRD 329053 | Tomball, TX | Private Fund Manager · Small ($100M–$1B) | $260M | 1 | 1 | 8 | 03/30/2026 | ☆ |
| 11407 | Grey Rock Energy Management, Llc CRD 170956 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $260M | 3 | 3 | 29 | 03/31/2026 | ☆ |
| 11408 | Era Global Technologies Llc CRD 339601 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $260M | 18 | 18 | 5 | 04/06/2026 | ☆ |
| 11409 | Clark Wealth Partners, Llc CRD 321757 | O'fallon, IL | Wealth Manager · Small ($100M–$1B) | $260M | 464 | 1,193 | 7 | 09/17/2026 | ☆ |
| 11410 | Finley Financial, Llc CRD 131442 | Las Vegas, NV | Wealth Manager · Small ($100M–$1B) | $260M | 124 | 290 | 1 | 01/26/2026 | ☆ |
| 11411 | Bridge Generations Wealth Management Llc CRD 331683 | South Miami, FL | Wealth Manager · Small ($100M–$1B) | $260M | 171 | 472 | 7 | 03/16/2026 | ☆ |
| 11412 | Proteus, Llc CRD 164085 | Indianapolis, IN | Private Fund Manager · Small ($100M–$1B) | $260M | 29 | 29 | 15 | 07/29/2026 | ☆ |
| 11413 | Magarian Capital Management, Llc CRD 341292 | San Antonio, TX | Investment Adviser · Small ($100M–$1B) | $260M | 1 | 106 | 6 | 03/30/2026 | ☆ |
| 11414 | Wovenearth Ventures, Llc CRD 322556 | Private Fund Manager · Small ($100M–$1B) | $260M | 3 | 3 | 10 | 07/06/2026 | ☆ | |
| 11415 | Ridgeline Wealth Planning Llc CRD 307702 | Centerville, OH | Wealth Manager · Small ($100M–$1B) | $260M | 443 | 1,452 | 12 | 10/01/2026 | ☆ |
| 11416 | Churchill Ncpe Advisor Llc CRD 338431 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $259M | 1 | 1 | 206 | 04/01/2026 | ☆ |
| 11417 | Storyone Llc CRD 331394 | Overland Park, KS | Wealth Manager · Small ($100M–$1B) | $259M | 135 | 729 | 8 | 04/28/2026 | ☆ |
| 11418 | Braeburn Wealth Management, Llc CRD 158007 | Muskegon, MI | Wealth Manager · Small ($100M–$1B) | $259M | 454 | 1,133 | 6 | 02/27/2026 | ☆ |
| 11419 | Private Wealth Consulting, Llc CRD 336590 | Wealth Manager · Small ($100M–$1B) | $259M | 143 | 301 | 4 | 05/11/2026 | ☆ | |
| 11420 | Cohen Investment Advisors, Llc CRD 168595 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $259M | 251 | 919 | 7 | 06/18/2026 | ☆ |
| 11421 | Global Financial Advisory Services, Inc. CRD 135234 | Valencia, CA | Wealth Manager · Small ($100M–$1B) | $259M | 296 | 659 | 3 | 02/25/2026 | ☆ |
| 11422 | Elevation Wealth Management, Llc CRD 314604 | Wealth Manager · Small ($100M–$1B) | $259M | 179 | 696 | 2 | 03/31/2026 | ☆ | |
| 11423 | Ishara Investments Lp CRD 331869 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $259M | 3 | 3 | 6 | 03/19/2026 | ☆ |
| 11424 | Davis Capital Management Llc CRD 149014 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $259M | 232 | 1,051 | 5 | 03/27/2026 | ☆ |
| 11425 | Kure Advisory, Llc CRD 311320 | Plymouth, MN | Wealth Manager · Small ($100M–$1B) | $259M | 401 | 990 | 6 | 03/11/2026 | ☆ |
| 11426 | Incline Global Management, Llc CRD 162607 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $259M | 4 | 4 | 6 | 03/31/2026 | ☆ |
| 11427 | An Exceptional Life Financial, Llc CRD 288742 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $259M | 378 | 949 | 4 | 03/26/2026 | ☆ |
| 11428 | N CRD 170265 | Wealth Manager · Small ($100M–$1B) | $259M | 191 | 769 | 9 | 02/07/2025 | ☆ | |
| 11429 | Revel Wealth Management, Llc CRD 340306 | Elmwood Park, NJ | Wealth Manager · Small ($100M–$1B) | $259M | 49 | 102 | 2 | 07/23/2026 | ☆ |
| 11430 | Cobblestone Asset Management Llc CRD 326545 | Richmond, VA | Insurance-Affiliated · Small ($100M–$1B) | $259M | 432 | 1,042 | 4 | 05/18/2026 | ☆ |
| 11431 | Northern Lights Advisors, Inc CRD 167824 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $259M | 123 | 339 | 5 | 08/05/2026 | ☆ |
| 11432 | 724 Capital, Llc CRD 318170 | Wealth Manager · Small ($100M–$1B) | $259M | 1,270 | 1,912 | 15 | 09/15/2026 | ☆ | |
| 11433 | Corinthian Capital Group, Llc CRD 160346 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $259M | 4 | 4 | 7 | 03/31/2026 | ☆ |
| 11434 | Gk Wealth Management Llc CRD 296847 | Reno, NV | Wealth Manager · Small ($100M–$1B) | $259M | 534 | 1,330 | 5 | 08/20/2026 | ☆ |
| 11435 | Pacific Capital Associates, Inc. CRD 160407 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $259M | 497 | 1,082 | 6 | 04/20/2026 | ☆ |
| 11436 | Shaker Investments, L.L.C. CRD 119135 | Beachwood, OH | Wealth Manager · Small ($100M–$1B) | $259M | 130 | 283 | 9 | 03/30/2026 | ☆ |
| 11437 | Triton Financial Group, Inc CRD 309294 | Oklahoma City, OK | Wealth Manager · Small ($100M–$1B) | $259M | 313 | 507 | 5 | 03/24/2026 | ☆ |
| 11438 | Ables, Iannone, Moore & Associates, Inc. CRD 126942 | Savannah, GA | Wealth Manager · Small ($100M–$1B) | $259M | 409 | 992 | 5 | 01/15/2026 | ☆ |
| 11439 | Financial Institution Services, Llc CRD 145269 | Wealth Manager · Small ($100M–$1B) | $259M | 332 | 966 | 4 | 04/07/2026 | ☆ | |
| 11440 | Up Strategic Wealth Investment Advisors, Llc CRD 166742 | Pittsburgh, PA | Wealth Manager · Small ($100M–$1B) | $259M | 68 | 182 | 5 | 03/04/2026 | ☆ |
| 11441 | Equity Wealth Partners, Llc CRD 317224 | Independence, MO | Wealth Manager · Small ($100M–$1B) | $259M | 939 | 1,523 | 8 | 08/18/2026 | ☆ |
| 11442 | Aft, Forsyth And Company, Inc. CRD 137404 | Jupiter, FL | Wealth Manager · Small ($100M–$1B) | $259M | 71 | 176 | 2 | 05/15/2026 | ☆ |
| 11443 | Redwood Family Wealth Llc CRD 334013 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $259M | 235 | 889 | 4 | 08/04/2026 | ☆ |
| 11444 | Nabity Jensen Investment Management, Inc. CRD 128455 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $258M | 92 | 217 | 3 | 03/06/2026 | ☆ |
| 11445 | Geosphere Capital Management, Llc CRD 160088 | Miami Beach, FL | Private Fund Manager · Small ($100M–$1B) | $258M | 5 | 5 | 6 | 03/30/2026 | ☆ |
| 11446 | Bush Investment Group, Llc CRD 304262 | Valdosta, GA | Insurance-Affiliated · Small ($100M–$1B) | $258M | 496 | 1,142 | 12 | 02/26/2026 | ☆ |
| 11447 | Mcdonough Capital Management, Inc. CRD 143767 | Orlando, FL | Insurance-Affiliated · Small ($100M–$1B) | $258M | 293 | 592 | 3 | 06/17/2026 | ☆ |
| 11448 | Horizons Wealth Management, Inc. CRD 127457 | Asheville, NC | Wealth Manager · Small ($100M–$1B) | $258M | 286 | 653 | 4 | 01/23/2026 | ☆ |
| 11449 | Koenig Investment Advisory, Llc CRD 311422 | Ashland, OR | Wealth Manager · Small ($100M–$1B) | $258M | 293 | 599 | 3 | 02/02/2026 | ☆ |
| 11450 | Bruce G. Allen Investments, Llc CRD 287859 | Denver, CO | Insurance-Affiliated · Small ($100M–$1B) | $258M | 132 | 492 | 2 | 03/27/2026 | ☆ |