Red Spruce Capital, Llc
- Regulatory AUM
- $257M
- Discretionary
- $257M
- Clients
- 143
- Avg AUM / client
- $1.8M
- Accounts
- 316
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 79 | $26.3M | 10.3% |
| High net worth individuals | 64 | $230M | 89.7% |
| Charitable organizations | Fewer than 5 clients | $99.4K | 0.04% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Amish Bhasker Desai | Member | Jun 2011 (15y) | 50% – 75% | |
| Mark Joseph Vasquez | Member & Chief Compliance Officer | Jun 2011 (15y) | 50% – 75% | |
| Mark Ernest Kennedy | Registered representative | Apr 2012 (14y) | ||
| Rahul R Shah | Registered representative | Nov 2014 (12y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/20/2026 | 901 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Truist Financial Corp $257M (100% of AUM) Feb 2026
- Altruist Financial $257M (100% of AUM) Feb 2026
- Pershing $201M (100% of AUM) Jan 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 20, 2026.
View current Form ADV (SEC/IAPD) ↗