Rd Lewis Holdings, Inc.
- Regulatory AUM
- $257M
- Discretionary
- $257M
- Clients
- 451
- Avg AUM / client
- $569K
- Accounts
- 852
- Employees
- 8
AUM over time
Annual snapshots from Form ADV filings · as of Jun 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 330 | $79.6M | 31.0% |
| High net worth individuals | 121 | $177M | 69.0% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Delcena Delethia Lewis | President | Dec 2010 (16y) | 50% – 75% | |
| Lewis, Richard, Anthony | Coo & Business Development Executive | Dec 2010 (16y) | 50% – 75% | |
| Lewis, Morgan, Sierra | Chief Compliance Officer | Jan 2024 (3y) | Less than 5% | |
| Regina Sheree Blake Anderson | Registered representative | May 2019 (7y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/03/2026 | 967 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- LPL Financial $98.7M (38% of AUM) Jun 2026
- Vanguard Marketing Corporation $37.1M (14% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 03, 2026.
View current Form ADV (SEC/IAPD) ↗