Investment advisers
44,576 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11501 | Defined Wealth Management, Llc CRD 306779 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $254M | 154 | 557 | 4 | 06/29/2026 | ☆ |
| 11502 | Addis & Hill, Incorporated CRD 117495 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $254M | 159 | 412 | 6 | 04/08/2026 | ☆ |
| 11503 | Connecticut Capital Management Group, Llc CRD 305013 | Milford, CT | Wealth Manager · Small ($100M–$1B) | $254M | 115 | 316 | 5 | 05/13/2026 | ☆ |
| 11504 | Green Alpha Advisors, Llc CRD 144413 | Niwot, CO | Wealth Manager · Small ($100M–$1B) | $254M | 164 | 269 | 4 | 06/18/2026 | ☆ |
| 11505 | Shenandoah Energy Management, Llc CRD 332901 | Highlands Ranch, CO | Private Fund Manager · Small ($100M–$1B) | $254M | 3 | 3 | 12 | 07/20/2026 | ☆ |
| 11506 | Indiano Capital Management Inc. CRD 122620 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $254M | 53 | 99 | 2 | 03/30/2026 | ☆ |
| 11507 | Pollock Investment Advisory Corporation CRD 137393 | Wealth Manager · Small ($100M–$1B) | $254M | 81 | 215 | 2 | 03/19/2026 | ☆ | |
| 11508 | Mendon Capital Advisors Corp CRD 113058 | Key Largo, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $254M | 3 | 3 | 4 | 03/31/2026 | ☆ |
| 11509 | Toronado Partners Llc CRD 283612 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $254M | 2 | 2 | 3 | 03/17/2026 | ☆ |
| 11510 | Pps & V Asset Management Consultants Inc CRD 110491 | Portage, MI | Wealth Manager · Small ($100M–$1B) | $254M | 247 | 584 | 4 | 12/15/2025 | ☆ |
| 11511 | Decatur Capital Management, Inc. CRD 120679 | Decatur, GA | Investment Adviser · Small ($100M–$1B) | $254M | 23 | 40 | 6 | 03/26/2026 | ☆ |
| 11512 | Gate City Capital Management, Llc CRD 289122 | Chicago, IL | Endowment & Foundation Advisor · Small ($100M–$1B) | $254M | 1 | 3 | 4 | 03/13/2026 | ☆ |
| 11513 | Heronetta Management, L.P. CRD 157307 | New York, NY | Wealth Manager · Small ($100M–$1B) | $254M | 28 | 28 | 5 | 03/31/2026 | ☆ |
| 11514 | Washburn Capital Management Inc. CRD 125708 | Vero Beach, FL | Wealth Manager · Small ($100M–$1B) | $254M | 188 | 524 | 3 | 02/12/2026 | ☆ |
| 11515 | Clear Point Advisors, Inc. CRD 111775 | Melville, NY | Wealth Manager · Small ($100M–$1B) | $253M | 151 | 418 | 4 | 03/26/2026 | ☆ |
| 11516 | Alpha Analytics Investment Group Llc CRD 109844 | Los Angeles, CA | Wealth Manager · Small ($100M–$1B) | $253M | 68 | 187 | 2 | 03/25/2026 | ☆ |
| 11517 | Impact Capital, Llc CRD 297413 | Rockville, MD | Wealth Manager · Small ($100M–$1B) | $253M | 115 | 650 | 4 | 03/19/2026 | ☆ |
| 11518 | N CRD 317053 | Wealth Manager · Small ($100M–$1B) | $253M | 49 | 213 | 6 | 03/31/2025 | ☆ | |
| 11519 | Mhs Advisory Services, Llc CRD 174590 | Maple Grove, MN | Wealth Manager · Small ($100M–$1B) | $253M | 313 | 1,152 | 7 | 03/26/2026 | ☆ |
| 11520 | Blueprint Local Llc CRD 312944 | Private Fund Manager · Small ($100M–$1B) | $253M | 18 | 18 | 5 | 07/08/2026 | ☆ | |
| 11521 | Entelechy Llc CRD 285776 | Wealth Manager · Small ($100M–$1B) | $253M | 80 | 390 | 1 | 02/04/2026 | ☆ | |
| 11522 | Maguire Investments Llc CRD 164039 | King Of Prussia, PA | Wealth Manager · Small ($100M–$1B) | $253M | 151 | 342 | 4 | 03/30/2026 | ☆ |
| 11523 | Transcend Advisor Group, Llc CRD 311746 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $253M | 360 | 799 | 5 | 07/10/2026 | ☆ |
| 11524 | Pacific Wealth Strategies Group, Inc. CRD 144789 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $253M | 197 | 526 | 3 | 07/14/2026 | ☆ |
| 11525 | Abf Investment Management, Llc CRD 333541 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $253M | 3 | 3 | 10 | 03/27/2026 | ☆ |
| 11526 | Sterling Retirement Group Of Sacramento Inc. CRD 168397 | Roseville, CA | Insurance-Affiliated · Small ($100M–$1B) | $253M | 515 | 1,050 | 4 | 03/26/2026 | ☆ |
| 11527 | Elevation Capital Advisory, Llc CRD 171473 | Bend, OR | Wealth Manager · Small ($100M–$1B) | $253M | 631 | 1,471 | 8 | 02/19/2026 | ☆ |
| 11528 | Robbins Farley Llc CRD 286581 | Bedford, NH | Wealth Manager · Small ($100M–$1B) | $253M | 263 | 743 | 5 | 03/22/2026 | ☆ |
| 11529 | Endeavor Wealth Advisors, Llc CRD 305348 | Pepper Pike, OH | Wealth Manager · Small ($100M–$1B) | $253M | 177 | 577 | 3 | 03/28/2026 | ☆ |
| 11530 | Corrado Advisors, Llc CRD 111721 | Ramsey, NJ | Wealth Manager · Small ($100M–$1B) | $253M | 342 | 782 | 9 | 03/24/2026 | ☆ |
| 11531 | Unless Management Lp CRD 318549 | Boulder, CO | Private Fund Manager · Small ($100M–$1B) | $253M | 4 | 4 | 4 | 07/17/2026 | ☆ |
| 11532 | Aurora Investment Counsel CRD 107460 | Atlanta, GA | Wealth Manager · Small ($100M–$1B) | $253M | 65 | 65 | 3 | 03/30/2026 | ☆ |
| 11533 | Treasure Investment Management, Llc CRD 309258 | Scottsdale, AZ | Investment Adviser · Small ($100M–$1B) | $253M | 336 | 339 | 4 | 06/16/2026 | ☆ |
| 11534 | Ghe, Llc CRD 125245 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $253M | 101 | 131 | 3 | 07/16/2026 | ☆ |
| 11535 | Patrick M. Sweeney & Associates, Inc CRD 112802 | Libertyville, IL | Wealth Manager · Small ($100M–$1B) | $253M | 86 | 305 | 2 | 03/25/2026 | ☆ |
| 11536 | Taylor Securities Services, Inc. CRD 304070 | Harrisburg, PA | Wealth Manager · Small ($100M–$1B) | $253M | 767 | 126 | 11 | 02/23/2026 | ☆ |
| 11537 | Humphreys Capital, Llc CRD 309323 | Oklahoma City, OK | Private Fund Manager · Small ($100M–$1B) | $252M | 5 | 5 | 20 | 04/10/2026 | ☆ |
| 11538 | Waycross Investment Management Company CRD 105034 | Bellingham, WA | Wealth Manager · Small ($100M–$1B) | $252M | 160 | 161 | 5 | 03/06/2026 | ☆ |
| 11539 | Lee, Kelleher, & Klein Wealth Management Llc CRD 331717 | Wealth Manager · Small ($100M–$1B) | $252M | 155 | 454 | 3 | 06/05/2026 | ☆ | |
| 11540 | The Abbit Management Corp CRD 110507 | Grand Haven, MI | Investment Adviser · Small ($100M–$1B) | $252M | 338 | 465 | 7 | 08/19/2025 | ☆ |
| 11541 | Winters Financial Group, Inc. CRD 309549 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $252M | 273 | 634 | 3 | 03/21/2026 | ☆ |
| 11542 | Jcp Investment Management, Llc CRD 150635 | Houston, TX | Private Fund Manager · Small ($100M–$1B) | $252M | 11 | 31 | 6 | 03/27/2026 | ☆ |
| 11543 | Morgan Dempsey Capital Management Llc CRD 106288 | Milwaukee, WI | Wealth Manager · Small ($100M–$1B) | $252M | 464 | 464 | 6 | 03/06/2026 | ☆ |
| 11544 | Qca Capital Management Inc CRD 112104 | Los Angeles, CA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $252M | 117 | 131 | 8 | 04/29/2026 | ☆ |
| 11545 | Db & C Advisors, Llc CRD 155645 | Holland, MI | Wealth Manager · Small ($100M–$1B) | $252M | 329 | 342 | 11 | 03/03/2026 | ☆ |
| 11546 | Principled Wealth Advisors, Llc CRD 138143 | Covington, KY | Wealth Manager · Small ($100M–$1B) | $252M | 157 | 783 | 5 | 06/22/2026 | ☆ |
| 11547 | Baird Venture Partners Management Company Iv, Llc CRD 168956 | Milwaukee, WI | Private Fund Manager · Small ($100M–$1B) | $252M | 3 | 3 | 14 | 06/24/2026 | ☆ |
| 11548 | Monarch Collective Fund Management, Lp CRD 326408 | Private Fund Manager · Small ($100M–$1B) | $252M | 2 | 2 | 6 | 07/02/2026 | ☆ | |
| 11549 | Bradley & Company Private Wealth Management, Llc CRD 296931 | Wealth Manager · Small ($100M–$1B) | $252M | 59 | 293 | 3 | 02/27/2026 | ☆ | |
| 11550 | Fischer Investment Strategies, Llc CRD 156883 | Westlake Village, CA | Wealth Manager · Small ($100M–$1B) | $252M | 418 | 1,125 | 5 | 02/11/2026 | ☆ |