Investment advisers
45,174 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 11501 | Sonoma West Llc CRD 138687 | Wealth Manager · Small ($100M–$1B) | $256M | 60 | 167 | 1 | 03/27/2026 | ☆ | |
| 11502 | Certis Capital Management, Inc. CRD 144290 | Santa Barbara, CA | Wealth Manager · Small ($100M–$1B) | $256M | 31 | 31 | 7 | 03/26/2026 | ☆ |
| 11503 | Capital Z Asset Management, Llc CRD 162210 | Private Fund Manager · Small ($100M–$1B) | $256M | 1 | 1 | 3 | 03/11/2026 | ☆ | |
| 11504 | Plotkin Financial Advisors, Llc CRD 127635 | Chevy Chase, MD | Wealth Manager · Small ($100M–$1B) | $256M | 319 | 710 | 4 | 03/27/2026 | ☆ |
| 11505 | Muirfield Wealth Advisors Llc CRD 316071 | Charlotte, NC | Wealth Manager · Small ($100M–$1B) | $256M | 143 | 484 | 3 | 01/30/2026 | ☆ |
| 11506 | Krusen Capital Management, Llc CRD 150754 | West Palm Beach, FL | Investment Adviser · Small ($100M–$1B) | $256M | 140 | 217 | 2 | 03/26/2026 | ☆ |
| 11507 | Winona Capital Management, Llc CRD 162882 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $256M | 7 | 7 | 6 | 06/18/2026 | ☆ |
| 11508 | Delaware Avenue Wealth Planners, Llc CRD 306818 | Wilmington, DE | Wealth Manager · Small ($100M–$1B) | $256M | 126 | 277 | 4 | 09/11/2026 | ☆ |
| 11509 | Releve Financial Group, Llc CRD 285243 | Scottsdale, AZ | Insurance-Affiliated · Small ($100M–$1B) | $256M | 321 | 1,275 | 7 | 06/02/2026 | ☆ |
| 11510 | Inceptiv Management, Lp CRD 310133 | Culver City, CA | Private Fund Manager · Small ($100M–$1B) | $256M | 4 | 4 | 7 | 03/31/2026 | ☆ |
| 11511 | Cwci Llc CRD 144535 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $256M | 5 | 5 | 5 | 03/18/2026 | ☆ |
| 11512 | N CRD 147762 | Wealth Manager · Small ($100M–$1B) | $256M | 775 | 1,816 | 22 | 03/05/2025 | ☆ | |
| 11513 | Sound Investment Management Inc CRD 107438 | Tualatin, OR | Wealth Manager · Small ($100M–$1B) | $256M | 140 | 140 | 4 | 04/14/2026 | ☆ |
| 11514 | Smp Asset Management, Llc CRD 162653 | Private Fund Manager · Small ($100M–$1B) | $255M | 1 | 2 | 2 | 03/30/2026 | ☆ | |
| 11515 | International Private Wealth Advisors Llc CRD 323032 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $255M | 389 | 835 | 8 | 04/30/2026 | ☆ |
| 11516 | Sorenson Impact Advisory, Llc CRD 324124 | Salt Lake City, UT | Endowment & Foundation Advisor · Small ($100M–$1B) | $255M | 8 | 8 | 5 | 03/26/2026 | ☆ |
| 11517 | Secured Retirement Advisors, Llc CRD 144239 | St Louis Park, MN | Wealth Manager · Small ($100M–$1B) | $255M | 602 | 1,732 | 6 | 02/23/2026 | ☆ |
| 11518 | Garrison Murphy Wealth Management, Llc CRD 298004 | Wealth Manager · Small ($100M–$1B) | $255M | 29 | 134 | 2 | 08/25/2026 | ☆ | |
| 11519 | Pathwise Wealth Partners, Llc CRD 174215 | Walnut Creek, CA | Wealth Manager · Small ($100M–$1B) | $255M | 142 | 505 | 4 | 02/25/2026 | ☆ |
| 11520 | N CRD 281050 | Wealth Manager · Small ($100M–$1B) | $255M | 260 | 583 | 8 | 05/27/2025 | ☆ | |
| 11521 | Grant Private Wealth Management, Inc. CRD 292917 | Pleasanton, CA | Wealth Manager · Small ($100M–$1B) | $255M | 238 | 569 | 6 | 09/10/2026 | ☆ |
| 11522 | Acap Asset Management, Inc. CRD 149452 | Studio City, CA | Wealth Manager · Small ($100M–$1B) | $255M | 164 | 1,253 | 5 | 03/20/2026 | ☆ |
| 11523 | Koa Wealth Management, Llc CRD 297004 | Wealth Manager · Small ($100M–$1B) | $255M | 160 | 749 | 6 | 05/08/2026 | ☆ | |
| 11524 | Modern Capital Advisors, Llc CRD 131117 | Raleigh, NC | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $255M | 1,221 | 1,221 | 19 | 04/02/2026 | ☆ |
| 11525 | Ridge Creek Global, Inc. CRD 106992 | Wealth Manager · Small ($100M–$1B) | $255M | 51 | 51 | 4 | 03/06/2026 | ☆ | |
| 11526 | Game Plan Financial Advisors, Llc CRD 147608 | Westlake, Oh, OH | Wealth Manager · Small ($100M–$1B) | $255M | 205 | 515 | 5 | 03/18/2026 | ☆ |
| 11527 | Cap Partners, Llc CRD 144779 | Franklin, TN | Wealth Manager · Small ($100M–$1B) | $255M | 399 | 1,406 | 12 | 01/28/2026 | ☆ |
| 11528 | Hartmann Taylor Wealth Management, Llc CRD 310334 | Dallas, TX | Wealth Manager · Small ($100M–$1B) | $255M | 96 | 480 | 5 | 02/25/2026 | ☆ |
| 11529 | Wasatch Investment Fund Manager, Llc CRD 325037 | Logan, UT | Private Fund Manager · Small ($100M–$1B) | $255M | 5 | 5 | 5 | 03/12/2026 | ☆ |
| 11530 | Glenorchy Capital Limited CRD 305636 | Wealth Manager · Small ($100M–$1B) | $254M | 368 | 705 | 5 | 03/24/2026 | ☆ | |
| 11531 | Blacktower Financial Management (Us) Llc CRD 289142 | Orlando, FL | Wealth Manager · Small ($100M–$1B) | $254M | 479 | 480 | 29 | 03/25/2026 | ☆ |
| 11532 | O'brien Investment Management, Llc CRD 284057 | Torrance, CA | Wealth Manager · Small ($100M–$1B) | $254M | 167 | 334 | 3 | 08/27/2026 | ☆ |
| 11533 | Westpark Wealth Advisors, Inc. CRD 130914 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $254M | 776 | 773 | 25 | 03/27/2026 | ☆ |
| 11534 | Madrone Investment Advisory, Llc CRD 149549 | San Rafael, CA | Wealth Manager · Small ($100M–$1B) | $254M | 118 | 375 | 1 | 03/24/2026 | ☆ |
| 11535 | 3 Spoke Management, Llc CRD 308919 | Irvine, CA | Private Fund Manager · Small ($100M–$1B) | $254M | 11 | 11 | 6 | 07/22/2026 | ☆ |
| 11536 | Mendota Financial Group, Llc CRD 136294 | Madison, WI | Wealth Manager · Small ($100M–$1B) | $254M | 166 | 881 | 5 | 03/03/2026 | ☆ |
| 11537 | Family Fiduciary Services, Inc. CRD 146339 | Beverly, MA | Wealth Manager · Small ($100M–$1B) | $254M | 129 | 369 | 5 | 08/24/2026 | ☆ |
| 11538 | Riverwest Investment Management, Llc CRD 339697 | New York, NY | Investment Adviser · Small ($100M–$1B) | $254M | 1 | 16 | 3 | 05/19/2026 | ☆ |
| 11539 | Integrated Wealth Management, Inc. CRD 141092 | Uniontown, OH | Wealth Manager · Small ($100M–$1B) | $254M | 530 | 1,326 | 10 | 08/11/2026 | ☆ |
| 11540 | Venor Capital Management Lp CRD 158327 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $254M | 10 | 11 | 4 | 03/27/2026 | ☆ |
| 11541 | Westco Advisory Services, Inc. CRD 120755 | Lynbrook, NY | Wealth Manager · Small ($100M–$1B) | $254M | 324 | 324 | 6 | 02/12/2026 | ☆ |
| 11542 | Canty Financial Management, Inc. CRD 118945 | Ballston Spa, NY | Wealth Manager · Small ($100M–$1B) | $254M | 475 | 447 | 5 | 07/17/2026 | ☆ |
| 11543 | Defined Wealth Management, Llc CRD 306779 | Beaverton, OR | Wealth Manager · Small ($100M–$1B) | $254M | 154 | 557 | 4 | 06/29/2026 | ☆ |
| 11544 | Addis & Hill, Incorporated CRD 117495 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $254M | 159 | 412 | 6 | 04/08/2026 | ☆ |
| 11545 | Connecticut Capital Management Group, Llc CRD 305013 | Milford, CT | Wealth Manager · Small ($100M–$1B) | $254M | 115 | 316 | 5 | 05/13/2026 | ☆ |
| 11546 | Green Alpha Advisors, Llc CRD 144413 | Niwot, CO | Wealth Manager · Small ($100M–$1B) | $254M | 164 | 269 | 4 | 06/18/2026 | ☆ |
| 11547 | Shenandoah Energy Management, Llc CRD 332901 | Highlands Ranch, CO | Private Fund Manager · Small ($100M–$1B) | $254M | 3 | 3 | 12 | 07/20/2026 | ☆ |
| 11548 | Indiano Capital Management Inc. CRD 122620 | Rochester, NY | Wealth Manager · Small ($100M–$1B) | $254M | 53 | 99 | 2 | 03/30/2026 | ☆ |
| 11549 | Pollock Investment Advisory Corporation CRD 137393 | Wealth Manager · Small ($100M–$1B) | $254M | 81 | 215 | 2 | 03/19/2026 | ☆ | |
| 11550 | Mendon Capital Advisors Corp CRD 113058 | Key Largo, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $254M | 3 | 3 | 4 | 09/10/2026 | ☆ |