Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 10001 | Millennial Advisers, Llc. CRD 170847 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $339M | 363 | 449 | 14 | 07/20/2026 | ☆ |
| 10002 | Empeiria Capital Management, Llc CRD 285463 | Cincinnati, OH | Private Fund Manager · Small ($100M–$1B) | $339M | 8 | 8 | 4 | 03/27/2026 | ☆ |
| 10003 | Hcip Advisors, Llc CRD 340455 | Nashville, TN | Private Fund Manager · Small ($100M–$1B) | $339M | 1 | 1 | 2 | 05/01/2026 | ☆ |
| 10004 | Walser Wealth Management Company, A Limited Liability Company CRD 206518 | Tampa, FL | Wealth Manager · Small ($100M–$1B) | $339M | 677 | 4,648 | 26 | 09/17/2026 | ☆ |
| 10005 | Sarona Asset Management Inc. CRD 160963 | Kitchener | Private Fund Manager · Small ($100M–$1B) | $339M | 4 | 4 | 29 | 09/30/2026 | ☆ |
| 10006 | Flexis Capital Llc CRD 162601 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $339M | 5 | 5 | 3 | 03/24/2026 | ☆ |
| 10007 | Tucker Jr., Douglas, Ray CRD 298292 | Montgomery, AL | Insurance-Affiliated · Small ($100M–$1B) | $339M | 2,436 | 3,950 | 3 | 03/16/2026 | ☆ |
| 10008 | Health Catalyst Capital Management, Llc CRD 282602 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $339M | 6 | 6 | 4 | 04/28/2026 | ☆ |
| 10009 | Cresap, Inc. CRD 25899 | Radnor, PA | Broker-Dealer (Dually Registered) · Small ($100M–$1B) | $339M | 604 | 604 | 16 | 03/27/2026 | ☆ |
| 10010 | Smallwood Wealth Investment Management, Llc CRD 288663 | Red Bank, NJ | Wealth Manager · Small ($100M–$1B) | $339M | 458 | 1,119 | 12 | 03/13/2026 | ☆ |
| 10011 | Amerity Wealth Management, Llc CRD 322265 | Lakeland, FL | Wealth Manager · Small ($100M–$1B) | $339M | 750 | 1,089 | 17 | 06/16/2026 | ☆ |
| 10012 | First Trust Global Portfolios Limited CRD 169173 | London | Mutual Fund / Asset Manager · Small ($100M–$1B) | $339M | 3 | 6 | 34 | 03/31/2026 | ☆ |
| 10013 | Diversified Financial Management Associates, Inc. CRD 171813 | Norwell, MA | Wealth Manager · Small ($100M–$1B) | $339M | 144 | 478 | 5 | 03/13/2026 | ☆ |
| 10014 | Eiger Wealth Management, Llc CRD 304321 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $339M | 118 | 567 | 6 | 03/19/2026 | ☆ |
| 10015 | Lewis Financial Management, Llc CRD 116344 | Raleigh, NC | Wealth Manager · Small ($100M–$1B) | $339M | 88 | 88 | 2 | 03/25/2026 | ☆ |
| 10016 | Morgan Rio Capital Management, Llc CRD 162500 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $339M | 9 | 11 | 4 | 03/27/2026 | ☆ |
| 10017 | Mdrn Capital, Llc CRD 325950 | Annapolis, MD | Wealth Manager · Small ($100M–$1B) | $339M | 569 | 1,977 | 36 | 07/15/2026 | ☆ |
| 10018 | Riverspan Partners Lp CRD 320667 | Chicago, IL | Private Fund Manager · Small ($100M–$1B) | $339M | 3 | 3 | 13 | 03/31/2026 | ☆ |
| 10019 | Novo Holdings Us Investment Advisor, Inc. CRD 334495 | Boston, MA | Private Fund Manager · Small ($100M–$1B) | $339M | 2 | 2 | 25 | 06/29/2026 | ☆ |
| 10020 | Comprehensive Wealth Management, Llc CRD 116958 | Lynnwood, WA | Insurance-Affiliated · Small ($100M–$1B) | $338M | 389 | 1,700 | 11 | 03/31/2026 | ☆ |
| 10021 | N CRD 151943 | Wealth Manager · Small ($100M–$1B) | $338M | 152 | 507 | 5 | 10/29/2025 | ☆ | |
| 10022 | Core Compliance Group, Llc CRD 306661 | Rock Hill, SC | Wealth Manager · Small ($100M–$1B) | $338M | 1,163 | 1,819 | 9 | 03/02/2026 | ☆ |
| 10023 | Variant Equity Advisors, Llc CRD 297046 | Los Angeles, CA | Private Fund Manager · Small ($100M–$1B) | $338M | 2 | 2 | 3 | 03/31/2026 | ☆ |
| 10024 | Wetzel Investment Advisors, Inc. CRD 305301 | Indianapolis, IN | Insurance-Affiliated · Small ($100M–$1B) | $338M | 521 | 1,336 | 10 | 03/24/2026 | ☆ |
| 10025 | Nicholson Meyer Capital Management, Inc. CRD 105580 | Kansas City, MO | Wealth Manager · Small ($100M–$1B) | $338M | 268 | 677 | 6 | 08/18/2026 | ☆ |
| 10026 | Addington Financial Group Llc CRD 114584 | Wealth Manager · Small ($100M–$1B) | $338M | 94 | 361 | 3 | 03/03/2026 | ☆ | |
| 10027 | Mine & Arao Wealth Creation And Management, Llc CRD 118319 | Campbell, CA | Wealth Manager · Small ($100M–$1B) | $338M | 222 | 222 | 4 | 04/15/2026 | ☆ |
| 10028 | Technomart Rga Inc CRD 107891 | Baltimore, MD | Wealth Manager · Small ($100M–$1B) | $338M | 70 | 70 | 7 | 12/23/2024 | ☆ |
| 10029 | Navigate Financial Llc CRD 325945 | Salt Lake City, UT | Institutional / Pension Advisor · Small ($100M–$1B) | $338M | 161 | 278 | 3 | 01/30/2026 | ☆ |
| 10030 | Boulder Wealth Advisors, Llc CRD 115069 | Boulder, CO | Wealth Manager · Small ($100M–$1B) | $338M | 183 | 528 | 4 | 07/31/2026 | ☆ |
| 10031 | Commerce Advisors, Llc CRD 151439 | Memphis, TN | Wealth Manager · Small ($100M–$1B) | $338M | 143 | 438 | 6 | 02/25/2026 | ☆ |
| 10032 | Uwharrie Investment Advisors, Inc. CRD 117592 | Albemarle, NC | Wealth Manager · Small ($100M–$1B) | $338M | 875 | 877 | 14 | 03/30/2026 | ☆ |
| 10033 | 325 Capital Llc CRD 310762 | New York, NY | Endowment & Foundation Advisor · Small ($100M–$1B) | $338M | 3 | 7 | 7 | 03/23/2026 | ☆ |
| 10034 | Assetgrade, Llc CRD 168779 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $338M | 171 | 739 | 3 | 07/16/2026 | ☆ |
| 10035 | Lucas Group Financial Advisors, Llc CRD 326880 | Freeport, IL | Insurance-Affiliated · Small ($100M–$1B) | $338M | 429 | 1,176 | 9 | 03/30/2026 | ☆ |
| 10036 | Mutima Capital Management Llc CRD 284629 | New York, NY | Investment Adviser · Small ($100M–$1B) | $337M | 1 | 5 | 3 | 03/27/2026 | ☆ |
| 10037 | Lenk Ladner Investment Solutions Llc CRD 109927 | Osterville, MA | Wealth Manager · Small ($100M–$1B) | $337M | 276 | 478 | 3 | 03/27/2026 | ☆ |
| 10038 | Wasatch Venture Management, Llc CRD 326762 | Logan, UT | Private Fund Manager · Small ($100M–$1B) | $337M | 22 | 22 | 7 | 03/27/2026 | ☆ |
| 10039 | Bluedoor Private Wealth, Llc CRD 301907 | Beverly, MA | Wealth Manager · Small ($100M–$1B) | $337M | 137 | 432 | 6 | 06/11/2026 | ☆ |
| 10040 | Evolution Advisers, Inc. CRD 149615 | Richmond, VA | Wealth Manager · Small ($100M–$1B) | $337M | 168 | 991 | 7 | 04/28/2026 | ☆ |
| 10041 | Augment Infrastructure Managers Advisory Llc CRD 315485 | Chevy Chase, MD | Private Fund Manager · Small ($100M–$1B) | $337M | 3 | 3 | 10 | 03/20/2026 | ☆ |
| 10042 | The Nalls Sherbakoff Group, Llc CRD 168239 | Knoxville, TN | Wealth Manager · Small ($100M–$1B) | $337M | 500 | 746 | 5 | 03/24/2026 | ☆ |
| 10043 | New England Research & Management, Inc. CRD 110739 | Chicago, IL | Wealth Manager · Small ($100M–$1B) | $337M | 149 | 408 | 4 | 08/25/2026 | ☆ |
| 10044 | Washington Avenue Advisors, Llc CRD 307002 | Lansing, MI | Insurance-Affiliated · Small ($100M–$1B) | $337M | 689 | 1,432 | 11 | 05/14/2026 | ☆ |
| 10045 | Valspring Capital Management, Lp CRD 318288 | Private Fund Manager · Small ($100M–$1B) | $337M | 1 | 1 | 7 | 03/26/2026 | ☆ | |
| 10046 | New Catalyst Strategic Partners, Llc CRD 332967 | Washington, DC | Private Fund Manager · Small ($100M–$1B) | $337M | 2 | 2 | 8 | 06/29/2026 | ☆ |
| 10047 | Tru Independence Asset Management, Llc CRD 168256 | Portland, OR | Insurance-Affiliated · Small ($100M–$1B) | $337M | 1,059 | 1,059 | 24 | 08/26/2026 | ☆ |
| 10048 | Vestura, Llc CRD 142926 | Hobart, WI | Wealth Manager · Small ($100M–$1B) | $337M | 76 | 312 | 4 | 08/11/2026 | ☆ |
| 10049 | Everstar Asset Management, Llc CRD 313334 | Mooresville, NC | Insurance-Affiliated · Small ($100M–$1B) | $337M | 1,132 | 1,132 | 13 | 05/04/2026 | ☆ |
| 10050 | Wrapmanager Inc CRD 108834 | Mill Valley, CA | Wealth Manager · Small ($100M–$1B) | $337M | 209 | 455 | 9 | 03/27/2026 | ☆ |