Tru Independence Asset Management, Llc
- Regulatory AUM
- $337M
- Discretionary
- $337M
- Clients
- 1,059
- Avg AUM / client
- $318K
- Accounts
- 1,059
- Employees
- 24
AUM over time
Annual snapshots from Form ADV filings · as of Jul 21, 2026
Investments (13F portfolio — 102 positions, $202,204,991)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | US CORE EQUITY 2 | $20,520,510 | 528,063 | 10.1% | 6.09% |
| 2 | Fidelity Merrimack Str Tr | TOTAL BD ETF | $17,983,702 | 394,207 | 8.89% | 5.34% |
| 3 | First Tr Exchange Traded Fd | RISNG DIVD ACHIV | $17,578,139 | 257,442 | 8.69% | 5.22% |
| 4 | First Tr Exchange Traded Fd | CAP STRENGTH ETF | $17,190,375 | 185,321 | 8.5% | 5.1% |
| 5 | Dimensional Etf Trust | INTL CORE EQT MK | $15,013,496 | 385,357 | 7.42% | 4.46% |
| 6 | Wisdomtree Tr | US QUALITY GROW | $10,634,387 | 199,034 | 5.26% | 3.16% |
| 7 | Apple Inc | COM | $8,972,028 | 35,352 | 4.44% | 2.66% |
| 8 | Capital Group Growth Etf | SHS CREATION UNI | $8,625,894 | 214,628 | 4.27% | 2.56% |
| 9 | Harbor Etf Trust | HARBOR COMMODITY | $7,179,563 | 231,524 | 3.55% | 2.13% |
| 10 | Wisdomtree Tr | TRUE EMERGING MK | $6,405,110 | 205,292 | 3.17% | 1.9% |
| 11 | First Tr Exchange Traded Fd | RBA INDL ETF | $5,742,358 | 51,836 | 2.84% | 1.7% |
| 12 | Fidelity Covington Trust | ENHANCED SMALL | $4,991,471 | 131,354 | 2.47% | 1.48% |
| 13 | Columbia Etf Tr Ii | INDIA CONSMR ETF | $4,687,017 | 85,265 | 2.32% | 1.39% |
| 14 | First Tr Exchange Traded Fd | HIGH INCM STRGC | $3,146,726 | 70,968 | 1.56% | 0.93% |
| 15 | Microsoft Corp | COM | $2,730,540 | 7,376 | 1.35% | 0.81% |
| 16 | Ishares Tr | CORE S&P500 ETF | $2,672,546 | 4,091 | 1.32% | 0.79% |
| 17 | Janus Detroit Str Tr | HENDRSON AAA CL | $2,667,164 | 52,951 | 1.32% | 0.79% |
| 18 | Vanguard World Fd | INF TECH ETF | $2,350,185 | 3,368 | 1.16% | 0.7% |
| 19 | Berkshire Hathaway Inc Del | CL B NEW | $2,292,493 | 4,784 | 1.13% | 0.68% |
| 20 | First Tr Exchange Traded Fd | SHS | $1,316,310 | 27,989 | 0.65% | 0.39% |
| 21 | Spdr Series Trust | STATE STREET SPD | $1,301,159 | 17,000 | 0.64% | 0.39% |
| 22 | Jpmorgan Chase & Co | COM | $1,235,345 | 4,200 | 0.61% | 0.37% |
| 23 | First Tr Exchange Traded Fd | SMID RISNG ETF | $1,148,884 | 29,137 | 0.57% | 0.34% |
| 24 | Vanguard Index Fds | TOTAL STK MKT | $1,096,896 | 3,419 | 0.54% | 0.33% |
| 25 | Mcdonalds Corp | COM | $1,084,771 | 3,490 | 0.54% | 0.32% |
Top 25 of 102 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 447 | $70.6M | 21.0% |
| High net worth individuals | 609 | $266M | 79.0% |
| Corporations and other businesses | 3 | $127K | 0.04% |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Stacy Sizemore | Chief Compliance Officer | May 2019 (7y) | Less than 5% | |
| Kevin Joseph Miller | Chief Legal Officer / Board Member | May 2024 (2y) | Less than 5% | |
| Robert Alan Walter | Board Member | May 2024 (2y) | Less than 5% | |
| Vaughan, David | Chief Financial Officer / Board Member | May 2024 (2y) | Less than 5% | |
| Jason Rericha | Registered representative | Jul 2019 (7y) | ||
| Leslie Walker Watson | Registered representative | CFP | Jul 2019 (7y) | |
| Jennifer Flickinger | Registered representative | Mar 2021 (5y) | ||
| Maxwell Harrison Camp | Registered representative | May 2023 (3y) | ||
| Victoria Hope Waldman | Registered representative | CFP | Feb 2024 (2y) | |
| Laura Marie Olney | Registered representative | CFP | Feb 2026 (0y) | |
| Thomas Cleveland | Registered representative | Jun 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sanctuary Wealth Group Llc | Sole Member | May 2024 | A | 75% or more |
| Azimut Uk Holdings Ltd. | Owner | May 2024 | B | ≈ 28.13% – 75% via Az Us Holdings Inc. |
| Azimut Holdings S.P.A. | Owner | May 2024 | B | ≈ 21.09% – 75% via Azimut Uk Holdings Ltd. |
| Az Us Holdings Inc. | Member Class A Units | May 2024 | B | ≈ 37.5% – 75% via Sanctuary Wealth Group Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Azimut Uk Holdings Ltd.: 75% – 100% of Az Us Holdings Inc. × 50% – 75% of Sanctuary Wealth Group Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Azimut Holdings S.P.A.: 75% – 100% of Azimut Uk Holdings Ltd. × 75% – 100% of Az Us Holdings Inc. × 50% – 75% of Sanctuary Wealth Group Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Az Us Holdings Inc.: 50% – 75% of Sanctuary Wealth Group Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.22 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Other fees
- • CONSULTING
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- Raymond James $309M (92% of AUM) Mar 2026
- Charles Schwab & Co. $113M (20% of AUM) Feb 2026
- UBS $71.5M (12% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 21, 2026.
View current Form ADV (SEC/IAPD) ↗