First Trust Global Portfolios Limited
- Regulatory AUM
- $339M
- Discretionary
- $339M
- Clients
- 3
- Avg AUM / client
- $113M
- Accounts
- 6
- Employees
- 34
AUM over time
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $303M | 89.6% |
| Pooled investment vehicles (non-investment companies) | 2 | $13.2M | 3.9% |
| Other investment advisers | Fewer than 5 clients | $9.1M | 2.68% |
| Insurance companies | Fewer than 5 clients | $8.3M | 2.45% |
| Other | Fewer than 5 clients | $4.7M | 1.39% |
People (8)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| James Allen Bowen | Director | Oct 2010 (16y) | 75% or more of Ajm Ventures Llc (indirect) | |
| Duran, Martial | Trustee | May 2011 (15y) | GP / trustee / elected manager of Consilience S.A.R.L. (indirect) | |
| Fulton, Derek, Norman | Chief Executive Officer | May 2011 (15y) | 25% – 50% of Consilience S.A.R.L. (indirect) | |
| Roggensack, Andrew, Scott | Director | Dec 2011 (15y) | Less than 5% | |
| David Gerard Mcgarel | Director | CFA | Jan 2016 (11y) | Less than 5% |
| Erik Soren Jackson | Chief Compliance Officer | Jan 2016 (11y) | Less than 5% | |
| Dacosta, Leonardo, Antonio | Director | Aug 2016 (10y) | Less than 5% | |
| Molere, Martin | Shareholder | Apr 2021 (5y) | ≈ 0% – 2.5% via Consilience S.A.R.L |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| First Trust Global Enterprises L.P. | Shareholder | Dec 2011 | A | 75% or more |
| Consilience S.A.R.L | Shareholder | Dec 2011 | A | Less than 5% |
| Grace Partners Of Dupage L.P. | Limited Partner | Nov 1998 | B | ≈ 56.25% – 100% via First Trust Global Enterprises L.P. |
| Ajm Ventures Llc | Shareholder | Oct 2010 | B | 75% or more of The Charger Corporation (indirect) |
| The Charger Corporation | General Partner | Nov 1998 | B | GP / trustee / elected manager of First Trust Global Enterprises L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Molere, Martin: 25% – 50% of Consilience S.A.R.L × 0% – 5% direct ≈ 0% – 2.5% of the firm
- Grace Partners Of Dupage L.P.: 75% – 100% of First Trust Global Enterprises L.P. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.62 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Caceis Bank $17.4M (5% of AUM) Mar 2026
- Edmond De Rothschild (Europe) S.A. $4.6M (3% of AUM) Sep 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗