Lewis Financial Management, Llc
- Regulatory AUM
- $339M
- Discretionary
- $0
- Clients
- 88
- Avg AUM / client
- $3.8M
- Accounts
- 88
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3 | $3.0M | 0.9% |
| High net worth individuals | 85 | $336M | 99.1% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Linda Perez Lewis | Member | Feb 2001 (26y) | 50% – 75% | |
| Douglas Joel Lewis | Managing Member, Chief Compliance Officer | CFP | Dec 2001 (25y) | 50% – 75% |
| David Allen Nettesheim | Registered representative | Oct 2015 (11y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- American Funds Service Company $262M (77% of AUM) Mar 2026
- Community National Bank $98.6M (33% of AUM) Jul 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗