The Nalls Sherbakoff Group, Llc
- Regulatory AUM
- $337M
- Discretionary
- $337M
- Clients
- 500
- Avg AUM / client
- $674K
- Accounts
- 746
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Mar 24, 2026
Investments (13F portfolio — 425 positions, $148,215,280)
13F period Sep 30, 2025| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Schwab U.S. Broad Market Etf | ETF | $22,057,720 | 857,943 | 14.9% | 6.54% |
| 2 | Schwab International Equity Etf | ETF | $12,171,321 | 522,823 | 8.21% | 3.61% |
| 3 | Ishares 1 5 Year Investment Grade Corporate Bond Etf | ETF | $6,930,008 | 130,681 | 4.68% | 2.06% |
| 4 | Schwab Us Aggregate Bond Etf | ETF | $5,819,200 | 247,942 | 3.93% | 1.73% |
| 5 | Vanguard Real Estate Etf | ETF | $5,555,267 | 60,766 | 3.75% | 1.65% |
| 6 | Old Natl Bancorp Ind Com | Stock | $3,437,919 | 156,625 | 2.32% | 1.02% |
| 7 | Schwab U.S. Large Cap Growth Etf | ETF | $3,404,233 | 106,682 | 2.3% | 1.01% |
| 8 | Apple Inc Com | Stock | $3,292,650 | 12,931 | 2.22% | 0.98% |
| 9 | Vanguard Value Etf | ETF | $2,754,587 | 14,771 | 1.86% | 0.82% |
| 10 | Alphabet Inc Cap Stk Cl A | Stock | $2,616,999 | 10,765 | 1.77% | 0.78% |
| 11 | Schwab U.S. Large Cap Value Etf | ETF | $2,262,016 | 77,706 | 1.53% | 0.67% |
| 12 | Dimensional Us Small Cap Value Etf | ETF | $2,248,331 | 70,613 | 1.52% | 0.67% |
| 13 | Invesco Qqq Trust Series I | ETF | $2,136,123 | 3,558 | 1.44% | 0.63% |
| 14 | Dimensional Emerging Markets Core Equity 2 Etf | ETF | $2,135,460 | 66,587 | 1.44% | 0.63% |
| 15 | Schwab Emerging Markets Equity Etf | ETF | $2,116,970 | 63,439 | 1.43% | 0.63% |
| 16 | Invesco Rafi Developed Markets Ex U.S. Etf | ETF | $2,049,178 | 33,497 | 1.38% | 0.61% |
| 17 | Amazon Com Inc Com | Stock | $2,040,464 | 9,293 | 1.38% | 0.61% |
| 18 | Dimensional International Small Cap Value Etf | ETF | $1,902,759 | 53,313 | 1.28% | 0.56% |
| 19 | Sprott Asset Management Lp Physical Gold An | CEF | $1,889,021 | 51,486 | 1.27% | 0.56% |
| 20 | Sprott Asset Management Lp Physical Silver | CEF | $1,634,072 | 104,081 | 1.1% | 0.48% |
| 21 | Vanguard Intermediate Term Bond Etf | ETF | $1,474,087 | 18,877 | 0.99% | 0.44% |
| 22 | Ishares Floating Rate Bond Etf | ETF | $1,462,254 | 28,624 | 0.99% | 0.43% |
| 23 | Schwab Fundamental U.S. Large Company Etf | ETF | $1,443,218 | 54,875 | 0.97% | 0.43% |
| 24 | Vanguard Mid Cap Growth Etf | ETF | $1,437,858 | 4,894 | 0.97% | 0.43% |
| 25 | Regions Financial Corp New Com | Stock | $1,405,626 | 53,304 | 0.95% | 0.42% |
Top 25 of 425 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 414 | $115M | 34.0% |
| High net worth individuals | 86 | $222M | 66.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Summit Medical Group, Pllc 401(k) Profit Sharing Plan Summit Medical Group, Pllc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Donald Eugene Nalls | Managing Member/Chief Compliance Officer | CFP | Jun 2013 (13y) | 75% or more |
| Thomas Lee Sherbakoff | Member | CFP | Oct 2014 (12y) | 10% – 25% |
| Seth Hunter Felker | Registered representative | Nov 2025 (1y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Summit Medical Group, Pllc 401(k) Profit Sharing Plan | Summit Medical Group, Pllc | 1,829 | $348M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/24/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- Charles Schwab & Co. $337M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 24, 2026.
View current Form ADV (SEC/IAPD) ↗