Navigate Financial Llc
- Regulatory AUM
- $338M
- Discretionary
- $79.6M
- Clients
- 161
- Avg AUM / client
- $2.1M
- Accounts
- 278
- Employees
- 3
AUM over time
Annual snapshots from Form ADV filings · as of Jan 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 115 | $40.5M | 12.0% |
| High net worth individuals | 6 | $9.5M | 2.82% |
| Pension and profit sharing plans | 38 | $287M | 84.8% |
| Corporations and other businesses | 2 | $1.4M | 0.42% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Driggs Bills & Day P.C. 401(k) Profit Sharing Plan & Trust Driggs, Bills & Day, P.C. | 2024 | |
| Okland 401(k) Profit Sharing Plan Okland Management Corporation | 2024 |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Benjamin West Driggs | Member & Chief Compliance Officer | Jun 2023 (3y) | 50% – 75% | |
| Smith, Tiffany | Member | Jun 2023 (3y) | 50% – 75% | |
| Dennis Milton Bassett | Registered representative | Nov 2024 (2y) | ||
| Matthew John Phillips | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Driggs Bills & Day P.C. 401(k) Profit Sharing Plan & Trust | Driggs, Bills & Day, P.C. | 172 | $7.6M | 01/01/2024 |
| Okland 401(k) Profit Sharing Plan | Okland Management Corporation | 1,115 | $147M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/30/2026 | 892 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Subscription fees
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Educational seminars/workshops
Custody
Reported custodians
- The Standard $174M (52% of AUM) Jan 2026
- Charles Schwab & Co. $51.4M (15% of AUM) Jan 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 30, 2026.
View current Form ADV (SEC/IAPD) ↗