Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9851 | Protocol Vc Llc CRD 332272 | Investment Adviser · Small ($100M–$1B) | $350M | 2 | 5 | 3 | 07/01/2026 | ☆ | |
| 9852 | Maestria Partners Llc CRD 328822 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $350M | 1 | 1 | 2 | 02/23/2026 | ☆ |
| 9853 | Financial Management Strategies, Llc CRD 122347 | Baltimore, MD | Endowment & Foundation Advisor · Small ($100M–$1B) | $350M | 28 | 36 | 8 | 05/11/2026 | ☆ |
| 9854 | Sykon Capital Llc CRD 326728 | Harrison, NY | Wealth Manager · Small ($100M–$1B) | $350M | 664 | 663 | 8 | 09/14/2026 | ☆ |
| 9855 | Sonoma Allocations Llc CRD 335435 | Santa Rosa, CA | Wealth Manager · Small ($100M–$1B) | $350M | 332 | 902 | 4 | 04/16/2026 | ☆ |
| 9856 | Spx Capital Management Llc CRD 297944 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $350M | 12 | 12 | 9 | 07/01/2026 | ☆ |
| 9857 | Turn8 Private Wealth Inc. CRD 167608 | Pointe Claire | Private Fund Manager · Small ($100M–$1B) | $350M | 293 | 1,123 | 6 | 05/29/2026 | ☆ |
| 9858 | Superior Planning, Llc CRD 130711 | San Diego, CA | Insurance-Affiliated · Small ($100M–$1B) | $350M | 516 | 1,059 | 12 | 06/02/2026 | ☆ |
| 9859 | Guggenheim Private Investments, Llc CRD 331479 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $349M | 7 | 7 | 5 | 07/30/2026 | ☆ |
| 9860 | Donato Wealth Management, Pllc CRD 305031 | Cedar Park, TX | Wealth Manager · Small ($100M–$1B) | $349M | 551 | 1,599 | 8 | 08/27/2026 | ☆ |
| 9861 | Aragon Capital Llc CRD 166958 | Fort Lauderdale, FL | Wealth Manager · Small ($100M–$1B) | $349M | 1,209 | 1,209 | 10 | 03/09/2026 | ☆ |
| 9862 | Precise Investment Management, Inc. CRD 282557 | Highland Park, IL | Investment Adviser · Small ($100M–$1B) | $349M | 88 | 80 | 8 | 09/29/2026 | ☆ |
| 9863 | Altriarch Asset Management, Llc CRD 328482 | Charleston, SC | Private Fund Manager · Small ($100M–$1B) | $349M | 7 | 7 | 15 | 04/30/2026 | ☆ |
| 9864 | Fwg Investments, Llc CRD 284064 | Lexington, KY | Wealth Manager · Small ($100M–$1B) | $349M | 1,846 | 3,534 | 27 | 05/22/2026 | ☆ |
| 9865 | Willis Asset Finance Management Llc CRD 337254 | Coconut Creek, FL | Private Fund Manager · Small ($100M–$1B) | $349M | 5 | 5 | 17 | 03/30/2026 | ☆ |
| 9866 | Jackson Creek Investment Advisors Llc CRD 309116 | Castle Rock, CO | Mutual Fund / Asset Manager · Small ($100M–$1B) | $349M | 21 | 57 | 6 | 03/02/2026 | ☆ |
| 9867 | Brooks, Moore & Associates, Inc. CRD 105716 | Chattanooga, TN | Wealth Manager · Small ($100M–$1B) | $349M | 177 | 348 | 5 | 03/29/2026 | ☆ |
| 9868 | Melfa Wealth Management, Inc. CRD 315131 | Westborough, MA | Wealth Manager · Small ($100M–$1B) | $349M | 491 | 894 | 6 | 07/24/2026 | ☆ |
| 9869 | Arlen Capital, Llc CRD 118113 | Warwick, RI | Wealth Manager · Small ($100M–$1B) | $349M | 222 | 690 | 6 | 02/26/2026 | ☆ |
| 9870 | Egi Financial, Inc. CRD 120607 | Akron, OH | Insurance-Affiliated · Small ($100M–$1B) | $349M | 292 | 294 | 8 | 02/13/2026 | ☆ |
| 9871 | Gainline Financial Partners, Llc CRD 326716 | Louisville, CO | Insurance-Affiliated · Small ($100M–$1B) | $349M | 998 | 1,001 | 6 | 08/26/2026 | ☆ |
| 9872 | Roger Wittlin Investment Advisory, Llc CRD 292577 | Multi-Family Office · Small ($100M–$1B) | $348M | 16 | 49 | 4 | 03/23/2026 | ☆ | |
| 9873 | Carbon Collective Investing, Llc CRD 310129 | Oakland, CA | Institutional / Pension Advisor · Small ($100M–$1B) | $348M | 1,359 | 1,292 | 4 | 03/25/2026 | ☆ |
| 9874 | Opal Capital Llc CRD 322755 | Boca Raton, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $348M | 6 | 6 | 11 | 07/17/2026 | ☆ |
| 9875 | Trill Impact Advisory Inc. CRD 328179 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $348M | 2 | 2 | 5 | 03/27/2026 | ☆ |
| 9876 | Elliott Cove Capital Management Llc CRD 123636 | Seattle, WA | Insurance-Affiliated · Small ($100M–$1B) | $348M | 670 | 748 | 11 | 02/05/2026 | ☆ |
| 9877 | Smartharvest Portfolios Llc CRD 334260 | Wealth Manager · Small ($100M–$1B) | $348M | 255 | 255 | 1 | 07/02/2026 | ☆ | |
| 9878 | Wafd Wealth, Inc CRD 337346 | Seattle, WA | Wealth Manager · Small ($100M–$1B) | $348M | 274 | 677 | 14 | 01/29/2026 | ☆ |
| 9879 | American Retirement Planning Group Inc CRD 108300 | Las Vegas, NV | Insurance-Affiliated · Small ($100M–$1B) | $348M | 870 | 870 | 5 | 08/18/2026 | ☆ |
| 9880 | Isq Openinfra Registered Advisor Llc CRD 332721 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $348M | 4 | 4 | 331 | 03/30/2026 | ☆ |
| 9881 | 4 J Wealth Management, Llc CRD 297268 | Mclean, VA | Wealth Manager · Small ($100M–$1B) | $348M | 243 | 682 | 4 | 09/14/2026 | ☆ |
| 9882 | Northstar Asset Management Llc CRD 129112 | Berkeley Heights, NJ | Wealth Manager · Small ($100M–$1B) | $348M | 495 | 1,072 | 10 | 03/31/2026 | ☆ |
| 9883 | Michels Family Financial, Llc CRD 319311 | Fort Worth, TX | Wealth Manager · Small ($100M–$1B) | $348M | 410 | 1,391 | 8 | 03/02/2026 | ☆ |
| 9884 | Pelican Capital Management Llc CRD 338285 | Private Fund Manager · Small ($100M–$1B) | $348M | 5 | 5 | 2 | 08/24/2026 | ☆ | |
| 9885 | United Financial Planning Group Llc CRD 149843 | Hauppauge, NY | Wealth Manager · Small ($100M–$1B) | $347M | 188 | 188 | 8 | 05/13/2026 | ☆ |
| 9886 | Heritage Oak Wealth Advisors Llc CRD 323925 | Santa Rosa Beach, FL | Wealth Manager · Small ($100M–$1B) | $347M | 241 | 693 | 11 | 02/25/2026 | ☆ |
| 9887 | Cottonwood Ventures, Llc CRD 322366 | Irving, TX | Insurance-Affiliated · Small ($100M–$1B) | $347M | 210 | 640 | 5 | 03/24/2026 | ☆ |
| 9888 | Arctaris Impact Investors, Llc CRD 306898 | Wellesley, MA | Private Fund Manager · Small ($100M–$1B) | $347M | 8 | 6 | 24 | 03/31/2026 | ☆ |
| 9889 | Hcg Fund Management Lp CRD 281615 | Raleigh, NC | Private Fund Manager · Small ($100M–$1B) | $347M | 15 | 15 | 11 | 09/09/2026 | ☆ |
| 9890 | Education Growth Partners, Llc CRD 166162 | Stamford, CT | Private Fund Manager · Small ($100M–$1B) | $347M | 11 | 11 | 7 | 03/30/2026 | ☆ |
| 9891 | Pflug Koory, Llc CRD 109268 | Omaha, NE | Wealth Manager · Small ($100M–$1B) | $347M | 124 | 124 | 2 | 02/09/2026 | ☆ |
| 9892 | Leconte Wealth Management, Llc CRD 168539 | Maryville, TN | Wealth Manager · Small ($100M–$1B) | $347M | 332 | 874 | 11 | 03/13/2026 | ☆ |
| 9893 | Right Side Capital Management, Llc CRD 166062 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $347M | 10 | 10 | 12 | 05/21/2026 | ☆ |
| 9894 | Citrine Capital, Llc CRD 171735 | San Francisco, CA | Wealth Manager · Small ($100M–$1B) | $347M | 141 | 640 | 8 | 03/16/2026 | ☆ |
| 9895 | Custos Family Office Llc CRD 294025 | Multi-Family Office · Small ($100M–$1B) | $347M | 67 | 229 | 2 | 04/07/2026 | ☆ | |
| 9896 | Lodestone Wealth Management Llc CRD 151115 | Spokane, WA | Wealth Manager · Small ($100M–$1B) | $346M | 291 | 717 | 3 | 03/05/2026 | ☆ |
| 9897 | Angellist Asset Management, Llc CRD 330361 | Seattle, WA | Private Fund Manager · Small ($100M–$1B) | $346M | 23 | 23 | 10 | 07/16/2026 | ☆ |
| 9898 | Wealth Management Group Of North America, Llc CRD 125765 | Farmington, CT | Insurance-Affiliated · Small ($100M–$1B) | $346M | 326 | 983 | 9 | 04/06/2026 | ☆ |
| 9899 | Long Road Investment Counsel, Llc CRD 171343 | Kalamazoo, MI | Multi-Family Office · Small ($100M–$1B) | $346M | 34 | 104 | 2 | 03/20/2026 | ☆ |
| 9900 | Gebhardt Group, Inc CRD 142903 | Lafayette, CA | Wealth Manager · Small ($100M–$1B) | $346M | 232 | 807 | 7 | 03/12/2026 | ☆ |