Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9801 | Stance Capital Llc CRD 284267 | Boston, MA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $354M | 45 | 102 | 5 | 04/09/2026 | ☆ |
| 9802 | Sightline Wealth Advisors, Llc CRD 176520 | Groton, CT | Wealth Manager · Small ($100M–$1B) | $354M | 290 | 910 | 5 | 05/14/2026 | ☆ |
| 9803 | Life Planning Partners, Inc. CRD 129338 | Jacksonville, FL | Wealth Manager · Small ($100M–$1B) | $354M | 111 | 582 | 8 | 01/29/2026 | ☆ |
| 9804 | Tencore Partners, Lp CRD 299327 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $354M | 5 | 5 | 5 | 04/17/2026 | ☆ |
| 9805 | Pursell Management Co. Llc CRD 302011 | Peachtree Corners, GA | Investment Adviser · Small ($100M–$1B) | $354M | 3 | 348 | 4 | 03/26/2026 | ☆ |
| 9806 | Oak Barrel Wealth Advisory Llc CRD 333693 | Reston, VA | Wealth Manager · Small ($100M–$1B) | $354M | 215 | 615 | 3 | 09/02/2026 | ☆ |
| 9807 | N CRD 111837 | Wealth Manager · Small ($100M–$1B) | $354M | 411 | 411 | 1 | 03/13/2025 | ☆ | |
| 9808 | Wayfinding Financial, Llc CRD 306208 | Lynnwood, WA | Wealth Manager · Small ($100M–$1B) | $353M | 364 | 925 | 5 | 02/25/2026 | ☆ |
| 9809 | Targeted Financial Services, Llc CRD 129049 | Seminole, FL | Wealth Manager · Small ($100M–$1B) | $353M | 501 | 788 | 5 | 03/20/2026 | ☆ |
| 9810 | Dxd Ss Fund Management, Llc CRD 329580 | Albuquerque, NM | Private Fund Manager · Small ($100M–$1B) | $353M | 21 | 21 | 27 | 09/02/2026 | ☆ |
| 9811 | Catenary Alternatives Asset Management, Llc CRD 164517 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $353M | 4 | 4 | 5 | 04/15/2026 | ☆ |
| 9812 | Avory & Company, Llc. CRD 284812 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $353M | 125 | 125 | 3 | 04/16/2026 | ☆ |
| 9813 | Next Management Advisors, Llc CRD 324644 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $353M | 3 | 3 | 5 | 04/21/2026 | ☆ |
| 9814 | Southbridge Advisors, Llc CRD 306075 | Marieta, GA | Wealth Manager · Small ($100M–$1B) | $353M | 220 | 612 | 6 | 03/30/2026 | ☆ |
| 9815 | 10 Talents Investors, Llc CRD 262786 | Foxborough, MA | Private Fund Manager · Small ($100M–$1B) | $353M | 23 | 23 | 6 | 03/25/2026 | ☆ |
| 9816 | Norris Financial Group, Llc CRD 129422 | Greenville, SC | Wealth Manager · Small ($100M–$1B) | $353M | 403 | 894 | 6 | 03/19/2026 | ☆ |
| 9817 | Black Maple Capital Management Lp CRD 168385 | Milwaukee, WI | Private Fund Manager · Small ($100M–$1B) | $353M | 8 | 8 | 9 | 03/30/2026 | ☆ |
| 9818 | Envision Financial Llc CRD 314365 | Brookfield, WI | Wealth Manager · Small ($100M–$1B) | $353M | 125 | 126 | 5 | 03/03/2026 | ☆ |
| 9819 | Forager Capital Management, Llc CRD 158835 | Birmingham, AL | Private Fund Manager · Small ($100M–$1B) | $353M | 2 | 2 | 3 | 03/23/2026 | ☆ |
| 9820 | Trail Ridge Investment Advisors, Llc CRD 284741 | Fort Collins, CO | Wealth Manager · Small ($100M–$1B) | $353M | 230 | 465 | 11 | 03/09/2026 | ☆ |
| 9821 | Validus Growth Investors, Llc CRD 166575 | Irvine, CA | Investment Adviser · Small ($100M–$1B) | $353M | 9 | 1,466 | 4 | 08/14/2026 | ☆ |
| 9822 | Jdm Financial Group Llc CRD 122057 | Wealth Manager · Small ($100M–$1B) | $353M | 142 | 790 | 4 | 03/31/2026 | ☆ | |
| 9823 | Grattan Financial Strategies, Inc. CRD 108449 | San Gabriel, CA | Insurance-Affiliated · Small ($100M–$1B) | $353M | 313 | 558 | 3 | 01/07/2026 | ☆ |
| 9824 | Fortress Financial Group, Llc CRD 315329 | Rochester, MN | Wealth Manager · Small ($100M–$1B) | $352M | 330 | 958 | 10 | 08/26/2026 | ☆ |
| 9825 | Elysium Wealth Management, Llc CRD 312068 | South Jordan, UT | Wealth Manager · Small ($100M–$1B) | $352M | 773 | 1,482 | 22 | 09/02/2026 | ☆ |
| 9826 | Cpc Equity Advisors, Lp CRD 331368 | El Segundo, CA | Private Fund Manager · Small ($100M–$1B) | $352M | 10 | 10 | 12 | 07/08/2026 | ☆ |
| 9827 | Innovative Advisory Partners, Llc CRD 156135 | Hixson, TN | Wealth Manager · Small ($100M–$1B) | $352M | 443 | 1,352 | 8 | 04/06/2026 | ☆ |
| 9828 | Clarendon Private Llc CRD 316616 | Boston, MA | Wealth Manager · Small ($100M–$1B) | $352M | 67 | 231 | 8 | 07/28/2026 | ☆ |
| 9829 | N CRD 110975 | Wealth Manager · Small ($100M–$1B) | $352M | 404 | 1,335 | 10 | 04/08/2025 | ☆ | |
| 9830 | Cherry Creek Investment Advisors Inc CRD 107426 | Englewood, CO | Wealth Manager · Small ($100M–$1B) | $352M | 382 | 799 | 3 | 05/28/2026 | ☆ |
| 9831 | Heitman International Llc CRD 170707 | London | Private Fund Manager · Small ($100M–$1B) | $352M | 7 | 2 | 149 | 03/27/2026 | ☆ |
| 9832 | R.T. Jones Capital Equities Management Inc. CRD 131804 | St. Louis, MO | Wealth Manager · Small ($100M–$1B) | $352M | 4,108 | 4,108 | 7 | 07/01/2026 | ☆ |
| 9833 | Laraway Financial Advisors, Inc. CRD 114674 | St. Cloud, MN | Wealth Manager · Small ($100M–$1B) | $351M | 518 | 862 | 7 | 02/24/2026 | ☆ |
| 9834 | Swan Capital, Llc CRD 305793 | Wealth Manager · Small ($100M–$1B) | $351M | 671 | 2,344 | 21 | 09/10/2026 | ☆ | |
| 9835 | Caldwell Advisors, Llc CRD 144408 | Brentwood, TN | Insurance-Affiliated · Small ($100M–$1B) | $351M | 506 | 1,016 | 8 | 04/07/2026 | ☆ |
| 9836 | Aca/Prudent Investors Planning Corporation CRD 47798 | Green Brook, NJ | Insurance-Affiliated · Small ($100M–$1B) | $351M | 880 | 1,509 | 2 | 03/26/2026 | ☆ |
| 9837 | Gfo Advisory Services, Llc CRD 109278 | Greenwich, CT | Private Fund Manager · Small ($100M–$1B) | $351M | 10 | 10 | 12 | 09/30/2026 | ☆ |
| 9838 | Dean Roland Russell, Llc CRD 109480 | San Diego, CA | Wealth Manager · Small ($100M–$1B) | $351M | 176 | 555 | 6 | 03/16/2026 | ☆ |
| 9839 | Foresight Capital Management Advisors, Inc. CRD 147014 | Saline, MI | Wealth Manager · Small ($100M–$1B) | $351M | 577 | 1,039 | 10 | 03/24/2026 | ☆ |
| 9840 | Sitrin Capital Management, Llc CRD 282436 | Century City, CA | Wealth Manager · Small ($100M–$1B) | $351M | 236 | 626 | 6 | 02/09/2026 | ☆ |
| 9841 | Hutto Retirement Advisors, Llc CRD 165191 | Colleyville, TX | Insurance-Affiliated · Small ($100M–$1B) | $351M | 345 | 349 | 3 | 03/08/2026 | ☆ |
| 9842 | Elite Capital Management Group, Llc CRD 144228 | Investment Adviser · Small ($100M–$1B) | $351M | 16 | 39 | 4 | 02/23/2026 | ☆ | |
| 9843 | Entrust Financial Llc CRD 174694 | Wayne, PA | Wealth Manager · Small ($100M–$1B) | $351M | 268 | 855 | 6 | 03/01/2026 | ☆ |
| 9844 | Three Bearings Fiduciary Advisors, Inc. CRD 283926 | Hampton, NH | Wealth Manager · Small ($100M–$1B) | $351M | 199 | 547 | 5 | 08/10/2026 | ☆ |
| 9845 | Panoramic Investment Advisors, Llc CRD 290770 | Glendale, CO | Wealth Manager · Small ($100M–$1B) | $351M | 534 | 1,187 | 12 | 03/17/2026 | ☆ |
| 9846 | Norcap Investment Management, L.P. CRD 132975 | Austin, TX | Private Fund Manager · Small ($100M–$1B) | $351M | 5 | 5 | 8 | 03/31/2026 | ☆ |
| 9847 | Bridgewater Asset Management Llc CRD 169832 | Chesterfield, MO | Wealth Manager · Small ($100M–$1B) | $351M | 401 | 1,092 | 6 | 03/20/2026 | ☆ |
| 9848 | Forman Capital, Llc CRD 329537 | Delray Beach, FL | Private Fund Manager · Small ($100M–$1B) | $351M | 14 | 14 | 14 | 03/25/2026 | ☆ |
| 9849 | V2 Financial Group, Llc CRD 142189 | Wealth Manager · Small ($100M–$1B) | $350M | 205 | 1,036 | 5 | 03/23/2026 | ☆ | |
| 9850 | Jones Road Capital Management, L.P. CRD 296822 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $350M | 4 | 4 | 6 | 03/26/2026 | ☆ |