Investment advisers
45,163 firms from SEC Form ADV filings
Profiles and source records remain public on every plan.
| # | Firm | Location | Category | AUM | Clients | Accounts | Staff | As of | Save |
|---|---|---|---|---|---|---|---|---|---|
| 9901 | Gbm Wealth Management, Inc. CRD 145049 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $346M | 546 | 546 | 10 | 09/03/2026 | ☆ |
| 9902 | Brightline Capital Management, Llc CRD 161661 | Miami, FL | Private Fund Manager · Small ($100M–$1B) | $346M | 2 | 2 | 8 | 03/09/2026 | ☆ |
| 9903 | Velocis Management, Llc CRD 313345 | Dallas, TX | Private Fund Manager · Small ($100M–$1B) | $346M | 9 | 9 | 20 | 03/19/2026 | ☆ |
| 9904 | Triatomic Management Lp CRD 312408 | Palo Alto, CA | Private Fund Manager · Small ($100M–$1B) | $346M | 10 | 10 | 9 | 03/31/2026 | ☆ |
| 9905 | Great Elm Capital Management, Llc CRD 284304 | Palm Beach Gardens, FL | Investment Adviser · Small ($100M–$1B) | $346M | 3 | 3 | 21 | 03/24/2026 | ☆ |
| 9906 | Rede Wealth, Llc CRD 173346 | Charlottesville, VA | Wealth Manager · Small ($100M–$1B) | $346M | 224 | 500 | 4 | 02/24/2026 | ☆ |
| 9907 | Booster Asset Management, Llc CRD 330362 | Wheaton, IL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $346M | 1 | 1 | 2 | 02/05/2026 | ☆ |
| 9908 | Jefferies Credit Partners Europe Limited CRD 336469 | London | Investment Adviser · Small ($100M–$1B) | $346M | 1 | 1 | 12 | 03/31/2026 | ☆ |
| 9909 | Arcadia Investment Advisors, Llc CRD 109590 | Eagle, ID | Wealth Manager · Small ($100M–$1B) | $346M | 280 | 773 | 6 | 02/06/2026 | ☆ |
| 9910 | Archway Wealth Management, Llc CRD 326816 | Kirkwood, MO | Wealth Manager · Small ($100M–$1B) | $346M | 200 | 895 | 4 | 03/24/2026 | ☆ |
| 9911 | Vedanta Management, L.P. CRD 160685 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $346M | 16 | 16 | 6 | 09/21/2026 | ☆ |
| 9912 | Continuum Wealth Advisors, Llc CRD 152895 | Saratoga Springs, NY | Wealth Manager · Small ($100M–$1B) | $346M | 328 | 872 | 7 | 07/15/2026 | ☆ |
| 9913 | Ipcp Management, Llc CRD 316853 | Boca Raton, FL | Private Fund Manager · Small ($100M–$1B) | $346M | 7 | 7 | 12 | 03/31/2026 | ☆ |
| 9914 | Placeholder Management, Llc CRD 292362 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $345M | 3 | 3 | 7 | 02/26/2026 | ☆ |
| 9915 | Borderless Management Llc CRD 323404 | Clermont, FL | Private Fund Manager · Small ($100M–$1B) | $345M | 20 | 20 | 24 | 08/14/2026 | ☆ |
| 9916 | Bip Capital Management Services, Llc CRD 300757 | Atlanta, GA | Private Fund Manager · Small ($100M–$1B) | $345M | 17 | 17 | 6 | 03/25/2026 | ☆ |
| 9917 | Fortress Planning Group, Llc CRD 157900 | Pewaukee, WI | Wealth Manager · Small ($100M–$1B) | $345M | 283 | 902 | 6 | 08/26/2026 | ☆ |
| 9918 | Black Toro Llc CRD 315289 | Miami, FL | Investment Adviser · Small ($100M–$1B) | $345M | 65 | 65 | 15 | 03/31/2026 | ☆ |
| 9919 | Ahakista Capital Llc CRD 337864 | Multi-Family Office · Small ($100M–$1B) | $345M | 5 | 5 | 8 | 03/30/2026 | ☆ | |
| 9920 | Islander Capital Partners, L.P. CRD 326856 | San Francisco, CA | Private Fund Manager · Small ($100M–$1B) | $345M | 3 | 3 | 4 | 08/10/2026 | ☆ |
| 9921 | Royal Harbor Partners, Llc CRD 304735 | Houston, TX | Wealth Manager · Small ($100M–$1B) | $345M | 211 | 643 | 9 | 06/15/2026 | ☆ |
| 9922 | Hicks Capital Management, Llc CRD 158609 | Columbus, OH | Insurance-Affiliated · Small ($100M–$1B) | $345M | 252 | 1,020 | 5 | 06/15/2026 | ☆ |
| 9923 | Intrinsic Wealth Counsel, Inc. CRD 105022 | Tempe, AZ | Wealth Manager · Small ($100M–$1B) | $345M | 217 | 696 | 7 | 04/03/2026 | ☆ |
| 9924 | Teramo Advisors, Llc CRD 291574 | Naples, FL | Mutual Fund / Asset Manager · Small ($100M–$1B) | $345M | 2 | 2 | 5 | 03/31/2026 | ☆ |
| 9925 | Nepsis, Inc. CRD 141203 | Minneapolis, MN | Insurance-Affiliated · Small ($100M–$1B) | $345M | 590 | 1,267 | 37 | 02/04/2026 | ☆ |
| 9926 | Ger Loftin Wealth Advisors, Llc CRD 305359 | Johns Creek, GA | Wealth Manager · Small ($100M–$1B) | $344M | 387 | 1,466 | 6 | 06/29/2026 | ☆ |
| 9927 | Crescent Advisor Group, Inc. CRD 115974 | Plano, TX | Wealth Manager · Small ($100M–$1B) | $344M | 228 | 510 | 18 | 01/07/2026 | ☆ |
| 9928 | Guinness Atkinson Asset Management, Inc. CRD 124465 | Pasadena, CA | Mutual Fund / Asset Manager · Small ($100M–$1B) | $344M | 1 | 12 | 41 | 03/30/2026 | ☆ |
| 9929 | Bell Asset Management Usa Inc CRD 108666 | Private Fund Manager · Small ($100M–$1B) | $344M | 2 | 2 | 0 | 03/25/2026 | ☆ | |
| 9930 | L. C. Bhandari & Co. CRD 158831 | Investment Adviser · Small ($100M–$1B) | $344M | 1 | 1 | 04/13/2026 | ☆ | ||
| 9931 | Kellett Wealth Advisors, Llc CRD 287571 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $344M | 465 | 1,440 | 4 | 02/19/2026 | ☆ |
| 9932 | Prospera Capital Management, Llc CRD 330390 | Wealth Manager · Small ($100M–$1B) | $344M | 44 | 206 | 3 | 07/09/2026 | ☆ | |
| 9933 | Pachira Investments, Inc. CRD 164405 | Dana Point, CA | Wealth Manager · Small ($100M–$1B) | $344M | 469 | 786 | 5 | 03/06/2026 | ☆ |
| 9934 | Bourne Lent Asset Management, Inc. CRD 111114 | Pawling, NY | Wealth Manager · Small ($100M–$1B) | $344M | 83 | 167 | 4 | 01/28/2026 | ☆ |
| 9935 | Cambrian Capital Management, L.L.C. CRD 324623 | Newtown Square, PA | Private Fund Manager · Small ($100M–$1B) | $344M | 3 | 3 | 11 | 03/31/2026 | ☆ |
| 9936 | She Ddf1 Manager Llc CRD 305314 | Coconut Grove, FL | Private Fund Manager · Small ($100M–$1B) | $344M | 7 | 7 | 23 | 05/04/2026 | ☆ |
| 9937 | Pathfinder 360 Managementco, Llc CRD 319211 | Minnetonka, MN | Private Fund Manager · Small ($100M–$1B) | $344M | 3 | 3 | 1 | 03/26/2026 | ☆ |
| 9938 | Garden City Management, Llc CRD 310518 | Charlotte, NC | Private Fund Manager · Small ($100M–$1B) | $344M | 5 | 5 | 5 | 06/29/2026 | ☆ |
| 9939 | Attessa Capital Llc CRD 306827 | Tucson, AZ | Wealth Manager · Small ($100M–$1B) | $344M | 246 | 699 | 7 | 08/17/2026 | ☆ |
| 9940 | M Group Investment Advisor, Llc CRD 160128 | Institutional / Pension Advisor · Small ($100M–$1B) | $344M | 448 | 448 | 2 | 03/16/2026 | ☆ | |
| 9941 | Formula Growth Limited CRD 163245 | Montreal | Private Fund Manager · Small ($100M–$1B) | $343M | 7 | 7 | 15 | 04/10/2026 | ☆ |
| 9942 | Formula Growth Management Corp CRD 285005 | New York, NY | Private Fund Manager · Small ($100M–$1B) | $343M | 7 | 7 | 2 | 04/10/2026 | ☆ |
| 9943 | Victrix Investment Advisors Llc CRD 167517 | Stuart, FL | Wealth Manager · Small ($100M–$1B) | $343M | 450 | 1,608 | 7 | 08/28/2026 | ☆ |
| 9944 | Vertrix Wealth Management, Llc CRD 339547 | Troy, MI | Wealth Manager · Small ($100M–$1B) | $343M | 293 | 661 | 12 | 04/29/2026 | ☆ |
| 9945 | Coordinated Financial Planning Corp CRD 105143 | Cincinnati, OH | Wealth Manager · Small ($100M–$1B) | $343M | 367 | 1,179 | 6 | 06/03/2026 | ☆ |
| 9946 | Martha's Vineyard Investment Advisors, Llc CRD 291599 | West Tisbury, MA | Wealth Manager · Small ($100M–$1B) | $343M | 371 | 371 | 6 | 08/04/2026 | ☆ |
| 9947 | N CRD 139663 | Wealth Manager · Small ($100M–$1B) | $343M | 329 | 1,146 | 4 | 04/01/2025 | ☆ | |
| 9948 | Williams & Novak Wealth Management, Llc CRD 324173 | Westlake Village, CA | Insurance-Affiliated · Small ($100M–$1B) | $343M | 285 | 1,036 | 10 | 09/16/2026 | ☆ |
| 9949 | Capstone Investment Group, Llc CRD 159918 | Olympia, WA | Insurance-Affiliated · Small ($100M–$1B) | $343M | 819 | 1,328 | 13 | 09/23/2026 | ☆ |
| 9950 | Ballast Financial Advisors, Llc CRD 304430 | West Chester, PA | Wealth Manager · Small ($100M–$1B) | $343M | 607 | 1,573 | 5 | 03/17/2026 | ☆ |