Elliott Cove Capital Management Llc
- Regulatory AUM
- $348M
- Discretionary
- $348M
- Clients
- 670
- Avg AUM / client
- $520K
- Accounts
- 748
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Feb 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 556 | $80.1M | 23.0% |
| High net worth individuals | 28 | $66.2M | 19.0% |
| Pension and profit sharing plans | 61 | $144M | 41.5% |
| Charitable organizations | 6 | $9.4M | 2.71% |
| Corporations and other businesses | 19 | $48.0M | 13.8% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Fairbanks Native Association Profit Sharing Plan Fairbanks Native Association, Inc. | 2024 | |
| Northrim Bank Savings Incentive Plan Northrim Bank | 2024 | |
| Bank Of Idaho 401(k) Plan Bank Of Idaho Holding Company | 2024 | |
| Family Centered Services Of Alaska, Inc. 403(b) Plan Family Centered Services Of Alaska | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ralph Dominick Chiocco | Manager President & Chief Compliance Officer | Jun 2006 (20y) | 75% or more | |
| William James Schatz | Registered representative | CFP | May 2003 (23y) | |
| Myra Leann Reinhardt | Registered representative | Mar 2005 (21y) | ||
| Tammy Lynn Kosa | Registered representative | Dec 2006 (20y) | ||
| Diana Marie Soliday | Registered representative | Apr 2015 (11y) | ||
| Nickola Ann Whittle | Registered representative | Sep 2015 (11y) | ||
| Christopher Nicholas Chambos | Registered representative | May 2018 (8y) | ||
| Nikolas Karl Grosch | Registered representative | CFP | Mar 2019 (7y) | |
| Matthew Wayne Thayer | Registered representative | Aug 2023 (3y) | ||
| Vili Rodney Isaloi | Registered representative | Sep 2024 (2y) | ||
| Angedd Kalsi | Registered representative | Jul 2025 (1y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (4)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Fairbanks Native Association Profit Sharing Plan | Fairbanks Native Association, Inc. | 179 | $11.4M | 07/01/2024 |
| Northrim Bank Savings Incentive Plan | Northrim Bank | 482 | $101M | 01/01/2024 |
| Bank Of Idaho 401(k) Plan | Bank Of Idaho Holding Company | 200 | $9.9M | 01/01/2024 |
| Family Centered Services Of Alaska, Inc. 403(b) Plan | Family Centered Services Of Alaska | 161 | $8.5M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/05/2026 | 990 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Axos Clearing $204M (59% of AUM) Feb 2026
- E*TRADE (Morgan Stanley) $120M (57% of AUM) Feb 2021
- American Tcs $57.0M (16% of AUM) Feb 2026
- American Trust Baa $57.0M (16% of AUM) Feb 2026
- Lt Trust Company $47.0M (18% of AUM) May 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 05, 2026.
View current Form ADV (SEC/IAPD) ↗