Precise Investment Management, Inc.
- Regulatory AUM
- $186M
- Discretionary
- $186M
- Clients
- 40
- Avg AUM / client
- $4.7M
- Accounts
- 39
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Feb 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 13 | $181M | 97.3% |
| High net worth individuals | 27 | $5.0M | 2.69% |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Carlos Javier Legaspy | President | Jul 2013 (13y) | ≈ 56.25% – 100% via Intelligenics, Inc. | |
| Myrna Estela Chavira | President | Sep 2020 (6y) | Less than 5% | |
| James J Kim | Chief Compliance Officer | Oct 2022 (4y) | Less than 5% | |
| David J Graff | Registered representative | Sep 2019 (7y) | ||
| Ramiro Ignacio Pares | Registered representative | Jun 2022 (4y) | ||
| Andres F Larrea | Registered representative | Jan 2024 (3y) | ||
| Franco Tucciarelli Herrera | Registered representative | Dec 2024 (2y) | ||
| Augusto German Medal | Registered representative | Nov 2025 (1y) | ||
| Augusto German Medal Trinidad | Registered representative | Feb 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Intelligenics, Inc. | Owner/Member | Jul 2013 | A | 75% or more |
| Banco San Juan Internacional Inc. | Shareholder | Oct 2022 | B | ≈ 18.75% – 50% via Intelligenics, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Carlos Javier Legaspy: 75% – 100% of Intelligenics, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Banco San Juan Internacional Inc.: 25% – 50% of Intelligenics, Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/04/2026 | 1.23 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Beta Capital Securities Llc $53.8M (29% of AUM) Feb 2026
- TD Ameritrade $51.2M (45% of AUM) Jan 2024
- Pershing $43.2M (23% of AUM) Feb 2026
- Compagnie Bancaire Helvetique $33.3M (18% of AUM) Feb 2026
- Axos Clearing $22.6M (12% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 04, 2026.
View current Form ADV (SEC/IAPD) ↗