Peregrine Investment Advisors, Llc
- Regulatory AUM
- $368M
- Discretionary
- $368M
- Clients
- 86
- Avg AUM / client
- $4.3M
- Accounts
- 206
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Feb 03, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 37 | $12.3M | 3.33% |
| High net worth individuals | 49 | $317M | 86.1% |
| Charitable organizations | Fewer than 5 clients | $12.4M | 3.35% |
| Corporations and other businesses | Fewer than 5 clients | $26.6M | 7.23% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Oce Employees' Cash Accumulation Plan Cusa Acquisition Llc | 2024 |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Kevin James Anthony | President | Apr 2005 (21y) | ≈ 37.5% – 75% via Magnolia Capital Management, Inc. | |
| John O'donnell Knox | President | Feb 2010 (17y) | ≈ 37.5% – 75% via Mhj Iii, Inc. | |
| Kevin James Anthony | Registered representative | Jan 2020 (7y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Magnolia Capital Management, Inc. | Managing Member | Feb 2010 | A | 50% – 75% |
| Mhj Iii, Inc. | Managing Member | Feb 2010 | A | 50% – 75% |
Estimated effective ownership (look-through of filed bands):
- Kevin James Anthony: 75% – 100% of Magnolia Capital Management, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
- John O'donnell Knox: 75% – 100% of Mhj Iii, Inc. × 50% – 75% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Oce Employees' Cash Accumulation Plan | Cusa Acquisition Llc | 477 | $157M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/03/2026 | 978 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Charles Schwab & Co. $367M (100% of AUM) Feb 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 03, 2026.
View current Form ADV (SEC/IAPD) ↗