Lee Johnson Capital Management, Llc
- Regulatory AUM
- $368M
- Discretionary
- $349M
- Clients
- 464
- Avg AUM / client
- $794K
- Accounts
- 1,401
- Employees
- 10
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 343 | $127M | 34.4% |
| High net worth individuals | 121 | $235M | 63.8% |
| Charitable organizations | Fewer than 5 clients | $4.6M | 1.24% |
| Corporations and other businesses | Fewer than 5 clients | $2.0M | 0.55% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan Netjets Aviation, Inc. | 2024 |
People (9)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andrew Clayton Heinz | President/Chief Executive Officer | May 2004 (22y) | 75% or more | |
| Dane Hobby Petty | Chief Compliance Officer / Chief Operating Officer | Jun 2013 (13y) | Less than 5% | |
| Maureen Patricia Maidlow | Registered representative | Jan 2016 (11y) | ||
| Ronnie Lee Huskey | Registered representative | May 2017 (9y) | ||
| Robert Bruce Knapp | Registered representative | Aug 2019 (7y) | ||
| Christopher Kenneth Coffin | Registered representative | Jun 2021 (5y) | ||
| Hayden Samuel Heinz | Registered representative | Feb 2024 (2y) | ||
| Jeffery M Sorensen | Registered representative | Apr 2025 (1y) | ||
| Neil Lycurgus Vanzandt | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Netjets Aviation, Inc. 401(k) Retirement Plan | Netjets Aviation, Inc. | 4,042 | $2.5B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 939 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Charles Schwab & Co. $326M (89% of AUM) Mar 2026
- Transamerica Premier Life $21.9M (14% of AUM) Feb 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗